KARNATAKA COUNCIL FOR TECHNOLOGICAL UPGRADATION (A

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KARNATAKA COUNCIL FOR TECHNOLOGICAL UPGRADATION (A Joint Venture of Government of Karnataka and Government of India) 4 th Floor, Basava Bhavan, Sri Basaveshwara Circle, Bengaluru 560 001 Tel 080-222 5 0772/222 66348; Fax 080-2228 6607, e-mail md-kctu-ka@nic.in Application for Claiming Incentives for Adopting Rain Water Harvesting Technology / Waste Water Recycling / Zero Discharging 1. Details of Enterprise a) Name of the Enterprise. b) Name of the Entrepreneur c) Constitution d) Office Address e) Factory Address f) Contact Details (Telephones & Mobiles) g) E-Mail h) Website 2. Product / Products manufactured 3. EM (PART-II) No. & Date 4. Investment (Rs. in lakhs) (a) Plant & Machinery (b) Total 5. Number of Persons Employed 6. Production during last three years (Rs. in lakhs) a) b) c)

- 2-7. Exports, if any during last three years (Rs. in lakhs) a) b) c) 8. Details of Rain Water Harvesting Technology/ Water Recycling/Zero Discharge Process (a) The design of the rain water harvesting technology/ Waste Water Recycling/Zero Discharge Process (b) Water Storage Capacity in case of rain water harvesting (c) Quantity of Processed Water per day & reused by waste water recycling / Zero Discharge Process (d) Whether Ground water recharging facility is provided or not? (e) Total Cost of rain water harvesting technology / Waste Water Recycling / Zero Discharging Process 9. Enclosures to be submitted alongwith the Application a. The copy of the EM (PART-II) (Duly Attested Copy). b. The copy of the ISO / ISI Certificate (If any, Duly Attested copy)

- 3 - c. Detailed statement of expenses incurred towards adopting the rain water harvesting technology / Waste Water Recycling / Zero Discharging Process along with the copies of invoices & receipts. d. Chartered Engineers Certificate for the investment on Construction & installation works for the rainwater harvesting technology / Waste Water Recycling / Zero Discharging Process e. Chartered Accountant (CA) Certificate in proof of Investment on Plant & Machinery (Original). f. An Affidavit by the Proprietor/Partner/Director of the unit stating that the status of the unit is a Micro, Small Enterprises & also declaration stating that this incentive has not availed earlier from any other Government Agency (Original). DECLARATION I, (full name)... S/o Managing Director / Director / Proprietor/ Partner of M/s......... (Complete address), do hereby solemnly affirm and declare that the particulars stated above in the application are true and correct to the best of my knowledge, information and belief. In case any of the Statement / Information furnished in the application or documents are found to be wrong or incorrect or misleading, I do hereby bind myself and my / our unit to pay to the Government on demand the full amount received as reimbursement in respect of the above mentioned activity, within 7 (Seven) days of demand being made to me in writing. Place Date Signature and Seal (Proprietor/Mg. Partner/Chief Executive)

- 4 - NOTE Your application for Incentive will be processed only after you complete all the Requirements. Application No Remarks For Office Use

- 5 - Detailed Statement of Expenditure incurred for adoption of Rain Water Harvesting Technology / Waste Water Recycling / Zero Discharging Annexure-I As per the documents and records of M/s. with registered office at and factory is located at and EM Part-II number Dated. The enterprise has incurred a total expenditure of Rs. (Rupees Only) for adopting rain water harvesting technology / Waste Water Recycling / Zero Discharging. The categorization of expenditure is as follows Sl. Details of Payments Agency / No. Organisation a) Pipes fitted for Roof Water Collection & Filtration System b) Roof & Underground Tanks (Cement / Plastic) Cost d) Machineries & Equipments a) Waste Water recycling b) Zero Discharging e) Consultancy Charges Total Amount (Rs.) Remarks (Note The above details of payments must be supported by the duly attested copies of invoices and receipts of payments made towards adopting rain water harvesting technology / Waste Water Recycling / Zero Discharging.) Place Date Signature and Seal (Proprietor/Mg. Partner/Chief Executive)

- 6 - Annexure-II Chartered Accountant (CA) Certificate of Investment on Plant & Machinery (On C.A. Letter Head) To whom so ever It May Concern Verified from the Books of Accounts of M/s, with their Regd. Office at, and factory located at, and E.M. No dated that the total investment on Plant and Machinery (original purchase value) of the company as on date of Application i.e., on or 31 st March of Preceding financial year stands as Rs. (Rupees ). Place Date Name & Signature of the Chartered Accountant with Stamp and Membership Number.

- 7 - A F F I D A V I T Annexure-III I,.. S/o. Sri.., aged years, Inventor / Managing Director / Director / Proprietor / Partner,* M/s... with their Regd. Office at... & Factory located at... with E.M. No... dated... do hereby solemnly affirm and declare as under 1. The Company / Firm / Establishment has been a Ancillary /Micro/ Small Enterprise* as per the Govt. of India definition; and has been functional & in production at the time of adopting rain water harvesting technology /Waste Water Recycling / Zero Discharging. a. The Company/Firm/Establishment continues to be a Ancillary /Micro/ Small Enterprise* and functional & in production as on date. b. As per books of accounts, the total investment (original purchase value) on plant and machinery in the Company / Firm / Establishment* as on... is Rs... (As per Chartered Accountant Certificate dated... to this effect is attached). 2. (i) That the aforesaid Company/Firm/Establishment(s)* have not availed reimbursement /subsidy /grant /incentive* for adopting rain water harvesting technology / Waste Water Recycling / Zero Discharging under any Scheme operated by Central Govt. / State Govt. / Financial Institution* etc. or (ii) That the aforesaid Company/Firm/Establishment(s)* have claimed & received reimbursement/subsidy/grant/incentive for adopting rain water harvesting technology / Waste Water Recycling / Zero Discharging amounting to Rs (Rupees from (Name of the Central Govt. /State Govt. Dept./Financial Institution* vide Draft/Cheque* No----------- Date ---------- of ------------(Name of Bank). 3. (i) That the aforesaid Company / Firm / Establishment(s)* have already applied to -------- (Name of the Central Govt / State Govt/ Financial Institution)* vide application dated --------for reimbursement/ subsidy/ grant /incentive* for adopting rain water harvesting technology / Waste Water Recycling / Zero Discharging.

- 8 - or (ii) That the aforesaid Company/Firm/Establishment(s)* have not applied to any Central Govt./State Govt./ Financial Institution (except KCTU, Bangalore, Govt. of Karnataka), for reimbursement / subsidy /grant / incentive*, for adopting rain water harvesting technology / Waste Water Recycling / Zero Discharging. 4. That after availing reimbursement for adopting rain water harvesting technology / Waste Water Recycling / Zero Discharging Charges in respect of the said Company /Firm /Establishment(s)*, I shall disclose this fact on behalf of the said Company /Firm /Establishment(s)* at the time of claiming/ receiving reimbursement/ subsidy/grant/incentive*, if any, under any other similar scheme run by Central Govt./State Govt. /Financial Institutions* etc. Signed on this day of -------------------------- Date ----------------------- VERIFICATION DEPONENT I hereby solemnly affirm that the information given above is correct. In case above declaration is found wrong or incorrect or misleading, I do hereby bind myself & my unit and undertake to pay to the Government on demand the full amount received as reimbursement in respect of above mentioned activity, within seven days of the demand being made to me in writing. Place Date DEPONENT Note * Strike out whichever is not applicable. (Affidavit must be on Stamp Paper of Value of Rs.20/- duly sworn in before a Public Notary (Duly affixed with Notary Stamp, Notary Seal and Notary Registration number) or First Class Magistrate.)

- 9 - Check List for claiming incentive for Rain Water Harvesting (RWH) measures 1) Application in Annexure-54. 2) Entrepreneur Memorandum Part-2 issued by DIC (self attested). 3) ISO/ISI (if any self attested copy). 4) Details statement of expenses incurred towards adopting the Technology in Annexure-I. 5) Bank a/c extract for confirming the payment of bills. 6) Certificate from the Chartered Engineer for civil structures and expenditure incurred, approved plan and estimation. 7) CA Certificate of plant & Machinery original in Annexure-B. 8) Affidavit in Annexure-K. 9) Photos during installation and after completion of the RWH installations. 10) Quantify the following Rain Water Harvesting- ltrs. Rain Water Recycling ltrs. Zero Discharge-ltrs. 11) Explanation about the Method adopted and benefits derived.