An Otto Rankine Combined Cycle for High Efficiency Distributed Power Generation June 10, 2009

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An Otto Rankine Combined Cycle for High Efficiency Distributed Power Generation June 10, 2009 David Montgomery, Ph.D. Caterpillar ARES Program Manager

ARES Advanced Natural Gas Reciprocating Engine Systems Funding: 2

Project Description + + = 90% U.S. Gas Engines Distributed energy systems require clean, high efficiency power generation to gain acceptance in an industry dominated by large centralized facilities. Project Team Caterpillar Energy and Sustainability Caterpillar Advanced Materials Caterpillar Electronics Caterpillar Diversified Power Products Caterpillar Electric Power Division Consultants Universities 3

Project Description (continued) Objective: By 2010, create a natural gas powered reciprocating engine system with the following attributes: - 50% thermal efficiency - 0.1 gram/bhp-hr NO X or less - 10% reduction in life cycle costs - No loss of reliability or availability Integrated Aftertreatment Exhaust Energy Recovery Improved Component Systems Approach: Phased Introduction I 44% Efficiency 0.50 g/bhp-hr NO X II 47% Efficiency 0.1 g/bhp-hr NO X III 50% Efficiency 0.1g/bhp-hr NO X ARES Program Overview Task Description Phase I II III Task 1 Component Development / Test Complete Complete Planning Task 2 Systems Development / Test Complete Underway Underway Task 3 Engine Integration / Prep Complete Underway Planning Task 4 Engine Build / Lab Test Complete Underway Planning Task 5 Pre-Commercial Demonstration Complete 2008 2009 4

G3520 44.0% Efficiency 0.5 g/bhp-hr NO X Production engine that meets ARES Phase I efficiency goals 5

3.83 GW of Caterpillar ARES Product Installed or in Process North America 749 MW DER / Power Security / Power Quality Europe / Africa / Mid-East 1892 MW CHP / Prime Power Asia / Australia 1005 MW CHP / Prime Power Central and South America 187 MW Prime Power 6

ARES Summary ARES program is a shining example of Public / Private partnership in technical innovation and product introduction ARES technology provides a flexible platform for Distributed Generation Combined Heat & Power Applications Renewable / Opportunity fuels utilization 7

ORCC Otto Rankine Combined Cycle Otto Rankine log(pressure) Combustion Expansion Compression Intake Blow-Down+ Exhaust Temperature Heat to Evaporator from Exhaust Pump Condenser Turbine log(volume) Enthalpy 8

Exhaust Energy Recovery - Motivation Energy (~25% of fuel LHV) in hot (>500ºC) exhaust is usually not recovered for useful purposes log(pressure) Combustion Expansion Compression Intake Exhaust Blow-Down log(volume) Recovering exhaust energy will improve efficiency and thus reduce brake specific NO X and CO 2 emissions. 9

Rankine Cycle 4 Temperature Heat to Evaporator from Exhaust Turbine 3 Pump 2 Condenser Enthalpy 1 10

Components for Parallel Recuperated Cycle: To Exhaust Stack 33 Pump P_flow A Preheater B Evaporator 2 3P 4 5 32 31 C Superheater 30 G3520C Engine Exhaust 3R D Recuperator 7 6 1 8 = Working Fluid R245fa = Engine Exhaust Turbine E Condenser 20 Air 11

ORC System Layout Heat Exchangers Recuperator Turbine Generator Exhaust Valve Condenser Control Panel 12

Phase-II Demonstration 13

14

Bearing Failure 15

16

Turbine End Bearing Non-Turbine End Bearing Rigid Shaft Between Preload Path Lube Drain Channels Preload Spring (90 lb) 3 lube jets (120 deg apart at r = 1.215) per side ( 6 total) 3 lube jets (120 deg apart at r=1.215).47 gpm, Fluid Velocity = 20 m/s 17

18

Questions? 19

Turbine and Pump wheels 20

Turbine Generator An Otto Rankine Combined Cycle for High Efficiency Distributed Power Generation - June 10, 2009 Turbine, Generator, and Feed Pump on an Integral Shaft. 18,000 RPM Design Speed Total Weight: 1500 lb Radial Turbine 10.8 OD, 850 ft/s Tip Speed 365 psia @ 425 F Inlet Condition. Generator 4 Pole PM 375 KW, 600 VAC, 410 Amps, 600 Hz Water Cooled Feed Pump 320 psid 67 gpm Angular contact bearings 900,000 DN @ 18 krpm Jet lubricated with R245fa. Pump Inlet / Exit Turbine Inlet & Exit Cooling Water Ports Ø32 Probe Feedthrough Generator Electrical Connections Ø15 21