Amendment: Accept Comment thereby Rejecting Proposal 11-83

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National Fire Protection Association 1 Batterymarch Park, Quincy, MA 02169-7471 Phone: 617-770-3000 Fax: 617-770-0700 www.nfpa.org M E M O R A N D U M (AMENDMENT) TO: FROM: NFPA Technical Correlating Committee on the National Electrical Code Mark Earley, Staff Liaison DATE: July 8, 2013 SUBJECT: Proposed 2014 Edition of NFPA 70 Letter Ballot on Amendment 70-19 At the June 2013 Technical Session, held June 12-13, 2013, NFPA 70 was amended by the acceptance of the following: Amendment: Accept Comment 11-28 thereby Rejecting Proposal 11-83 In accordance with Section 4.7 of the Regulations Governing Committee Projects, the Technical Correlating Committee must now be balloted on the Association meeting action. The final results of Code Making Panel 11 show the Panel disagrees with the Amendment. Therefore, the default recommendation is to return section 440.9 to previous edition text. Since there is no previous edition text, the text is simply deleted. Please complete the attached ballot and return it no later than Monday, July 15, 2013. If you agree that there will be correlation issues or if you abstain, please indicate your reason(s) for doing so. The transcripts from the Annual 2013 Association Technical Meeting have been posted at: www.nfpa.org/techsession. Note: Please remember that the return of ballots and attendance at Committee Meetings is required in accordance with Section 3.1.3.1 of the Regulations Governing Committee Projects. Attachment: Ballot Form and TC Final Results

National Fire Protection Association 1 Batterymarch Park, Quincy, MA 02169-7471 Phone: 617-770-3000 Fax: 617-770-0700 www.nfpa.org M E M O R A N D U M (AMENDMENT) TO: Code-Making Panel 11 FROM: Mark Earley, Staff Liaison DATE: June 27, 2013 SUBJECT: Circulation of Letter Ballot on Amendment 70-19 on the Proposed 2014 edition of NFPA 70 Amendment: 70-19 In accordance with the Regulations Governing Committee Projects, attached are the voting comments received to date for your review. Ballots received from alternate members are not included unless the ballot from the principal member was not received. The preliminary results of balloting are as follows: 14 Members Eligible to Vote 2 Ballots not Returned (Bas, Folz) 7 Agree 5 Do Not Agree (Cole, R. Fahey, alt. Gesualdi for prin. Neubauer, Guidry, Smith) 0 Abstain If you wish to change your vote, the change must be received in writing no later than July 5, 2013. Members who have not returned a ballot may do so now. Please submit ballots and changes to Kim Shea at kshea@nfpa.org or fax to (617) 984-7070. The transcripts from the Annual 2013 Association Technical Meeting have been posted at www.nfpa.org/techsession. Note: Return of ballots and attendance at Committee Meetings is required in accordance with the Regulations Governing Committee Projects. cc: Nancy Walker

ACCEPT Comment 11-28 11-28 Log #557 NEC-P11 Final Action: Reject (440.9 (New) ) Submitter: Richard E. Loyd, Sun Lakes, AZ Comment on Proposal No: 11-83 Recommendation: Reject Proposal 11-83 which will delete new Section 440.9 in its entirety. Substantiation: I recognize that a seven member task group developed this proposal based on one of the task member s proposal and comment to the 2011 NEC. The proponent sighted concerns related to an electrocution incident which occurred August 2, 2007. However, their action to proceed with a new proposal leads me to believe they did not carefully study the supporting documentation provided. I looked at this information and conveyed this in my negative comment to ROP 8-90 as follows; 1. The case cited occurred August 2, 2007, and although it lists a fatality related to an air conditioner in a residence and a metal fence, it does not state the details of why the shock occurred, however, the homeowner stated the air conditioner seemed to be working properly. A forensic investigation report has not been supplied. It does not identify or implicate any specific wiring method nor that it was defective or damaged and caused the accident. 2. The two pictures that were included were dated October 31, 2008 almost 15 months after the accident occurred. These two pictures show that both the supply and load are installed in a flexible type raceway, however, it does not identify the type of flexible raceway or if the raceway was implicated. It does however prove that EMT was not used as the wiring method to supply the disconnection switch or the air-conditioner. EMT was not even involved. 3. Nothing in the records or the substantiation provided indicate that there was no ground fault path between the Air conditioner the overcurrent t protective device. Nothing in the report indicates this was a contributing factor to the accident. 4. The CPSC report provided is for electrocutions from 1992 through 2002 associated with consumer products more than 5 years before the accident occurred. Nothing in this report indicated EMT was not a reliable equipment grounding path per 250-118 5. Since the evidence presented was taken on three different dates, there is no indication that any corrective action was taken or necessary following the accident. I believe in absence of a forensic report and investigation we must assume the installation and the materials used to connect the air-conditioner was not the cause of the accident. In addition to this, the negative voting and comments by committee members from various segments of the industry indicate this is not a good addition to the 2014 Edition of the NEC. It is not based on sound substantiation. Testing laboratories have retested fittings and the manufactures have improved them in recent years. Nothing has been submitted for public review that supports this proposed change. Panel Meeting Action: Reject Panel Statement: See the panel action and statement on Comment 11-31. Number Eligible to Vote: 14 Ballot Results: Affirmative: 10 Negative: 4 Explanation of Negative: MISSILDINE, JR., J.: See negative ballot statement for Comment 11-31. POWELL, C.: The submitter adequately explained that insufficient evidence was presented by proposal 11-83 to justify the addition of the new requirements of 440.9 created by the proposal. THOMPSON, J.: I support the position provided by the submitter. WRIGHT, J.: It is not reasonable to simply require a grounding conductor on a product that has an excellent record of performance. Manufacturers of this product have not had issues or complaints about problems with either the armor opening or with grounding. The Code already addresses applications where the EMT or liquidtight may be subject to damage, in Sections 358.12 and 350.12. EMT is not permitted where subject to severe physical damage, and liquidtight is not permitted where subject to physical damage. Backup Proposal 11-83 11-83 Log #1622 NEC-P11 Final Action: Accept in Principle (440.9) TCC Action: The Correlating Committee directs that this proposal be referred to Code-Making Panels 5 and 8 for information. Submitter: Terry D. Cole, Hamer Electric, Inc. Recommendation: Add new text to read as follows: 440.9 Grounding and Bonding. Where equipment is installed outdoors with either Liquidtight Flexible Metal Conduit or Electrical Metallic Tubing, a grounding conductor shall be provided as required per 350.60(B) and 358.60(B). Substantiation: This proposal was developed by a task group consisting of Code Panels 7, 8 and 11 by Jim Wright, David Kendall, Dave Schumacher, Christel Hunter, James Fahey, Steve Poholski and Terry Cole. The basis of this proposal is to address a correlation problem between these panels in regards to a safety concern that was presented to Panel 11 in the 2011 code cycle in which a young boy was killed when he stepped on top of an air conditioning unit and touched a chain link fence. (See supporting documents). Companion proposals are being presented for 350.60 and 358.60. The intent is to require a grounding conductor of the wire type for non-threaded metallic conduit that supplies power to air conditioning and refrigeration equipment that is located outside. During the discussion on Code Panel 11 it was pointed out by the installers of these systems that there are problems with conduits separating where they have been installed across roofs by either abuse or lack of maintenance. Recognizing there is a problem with both ground units and roof top units it was decided to require all outside systems supplying air handling and refrigeration equipment to be included. No supporting documents were received at NFPA. Panel Meeting Action: Accept in Principle Revise text to read as follows: 440.9 Grounding and Bonding. Where equipment is installed outdoors with either Liquidtight Flexible Metal Conduit or Electrical Metallic Tubing, an equipment grounding conductor shall be provided as required per 350.60(B) and 358.60(B). Panel Statement: The panel added the word equipment to clarify the specific grounding conductor. Number Eligible to Vote: 14 Ballot Results: Affirmative: 11 Negative: 3 Explanation of Negative: MISSILDINE, JR., J.: Requiring a conductor for equipment ground rather than use of conduit or other means described in 250.118 is not a substitute for proper conduit application, installation or maintenance. Also, this change would only correct the stated problem for air conditioning and refrigeration equipment, not all rooftop units such as air handling units which would be covered by Article 430. This does not preclude the voluntary use of a conductor for the equipment ground. POWELL, C.: The panel action was appropriate to remediate an equipment grounding problem that exists in residential and commercial air conditioning installations. The supporting documentation identified that a problem exists with these residential and commercial installations but there was no evidence presented that the existing practices in industrial installations should be modified by this new code section. Typical industrial refrigeration units involve large motors whose installation does not require a local disconnect switch, (440.14 Exception No. 1), and therefore the substantiation does not apply. We request the following exception: Exception: Where Air Conditioning or Refrigerating Equipment is part of an industrial, commercial, or institutional installation operating under conditions of maintenance and supervision that ensure that only qualified persons monitor and supervise the system, LFMC shall be permitted to be used as an equipment grounding conductor when installed in accordance with 250.118(6). Additionally, adding this exception will be consistent with Panel 8 s actions on 8-60. WRIGHT, J.: This proposal should be rejected. Nothing in the substantiation, in the CPSC report or in the report of the Chicago incident indicates the wiring method was the cause of the electrocution. The photos enclosed with the substantiation do not show that EMT was used. The CPSC report is dated 2002 and only shows the number of consumer product-related electrocutions by specific products involved, not the specific cause. The report shows a greater number of electrocutions were related to other components of the installed household wiring than to the wiring method. In the case of damaged or exposed wiring, the exact nature of the wiring was unspecified. The use of a supplemental equipment grounding conductor should be a design decision based on the wiring method to be used and the unique installation environment in which the equipment is being installed. The Georgia Tech research study on grounding validates that EMT is a proven equipment grounding conductor when installed in accordance with the NEC and with either set-screw or compression type fittings. Comment on Affirmative: FAHEY, R.: It is agreed that the equipment grounding conductor is necessary, although it is recommended that the Technical Correlating Committee correlate this requirement with Code-Making Panel 8 and Code-Making Panel 11. It is

also recommended this proposal be evaluated by Code-Making Panel 5 for relocation into 250.118, eliminating the requirements in 350.60(B), 358.60 and 440.9. Related Comments 11-29 and 11-32 11-29 Log #1257 NEC-P11 Final Action: Accept in Principle in Part (440.9) Submitter: John Masarick, Independent Electrical Contractors, Inc. Comment on Proposal No: 11-83 Recommendation: I ask the panel to continue to Accept in Principal this proposal. Article 440.9 including panel statements change is shown below. 440.9 Grounding and Bonding. Where equipment is installed outdoors with either Liquidtight Flexible Metal Conduit or Electrical Metallic Tubing, an equipment grounding conductor shall be provided as required per 350.60(B) and 358.60(B). Substantiation: In a recent survey conducted by IEC over 50% of the respondents said they had observed or heard of non- threaded conduit, to HVAC and refrigerator equipment, that came apart after being installed on rooftops. Also, over 7% indicated they knew of or received a serious electrical shock as a result of the separation of the conduit. Panel Meeting Action: Accept in Principle in Part Panel Statement: See the action and statement on Comment 11-32. The references to 350.62(B) and 350.68(B) are not required. Number Eligible to Vote: 14 Ballot Results: Affirmative: 10 Negative: 4 Explanation of Negative: MISSILDINE, JR., J.: See negative ballot statement for Comment 11-32. POWELL, C.: Without additional details regarding the survey used in the substantiation, it cannot be know whether the respondents were a representative sample. THOMPSON, J.: See comment in 11-30. WRIGHT, J.: See my negative comment on Comment 11-28. 11-30 Log #1313 NEC-P11 Final Action: Accept in Principle in Part (440.9) Submitter: Mike Weitzel, Richland, WA Comment on Proposal No: 11-83 Recommendation: Add new text to read as follows: 440.9 Grounding and Bonding. Where equipment is installed outdoors with either Liquidtight Flexible Metal Conduit of Electrical Metallic Tubing, an equipment grounding conductor shall be provided as required per 350.60(B) and 358.60(B). Substantiation: First of all, steel conduit and tubing raceways such as EMT are excellent wiring methods. No one disputes that fact. With that being understood, and despite what our friends representing the steel conduit industry may say, there is still a problem with loose or damaged conduit connections on some installations in the field. Outdoor installations of these types of wiring methods are commonly used to supply electricallypowered air-conditioning equipment. Though not exclusively, AC units are most often installed at grade level, or on rooftops of buildings. When installed in these locations outdoors, there can be a problem with physical damage. This is not a reflection on the steel conduit. The steel conduit itself is not the problem. And Liguidtight Flexible Metal Conduit is an excellent wiring method in its own right. However, there are issues in the field. Sometimes, the problem is with the installation. AHJ s or their field inspector will typically provide a visual inspection of the installation, and will not attempt to check the tightness of the fitting(s). (After all, this is the installer s or contractor s responsibility). The installer is responsible to perform the installation in a workmanlike manner, and in accordance with the manufacturer s instructions. [NEC 110.12, and 110.3(B)]. Obvious loose connections should be discovered at the time of installation or installation, if checked both visually, and in the manner described. Other problems with the conduit installation may occur after installation. Because physical damage can occur, such as when a building rooftop is re-roofed, or when snow is removed, conduit or tubing buried under snow may be struck with a snow blower, and fittings may loosen and separate. when this occurs, the equipment grounding capability of the conduit or tubing wiring method is lost. Roofing contractors hire laborers who don t show proper care for the installed electrical tubing on the roof, and merely pull things out of the way. In order to remove the old roof and install the new one. The NEC addresses physical damage in many sections. Consider why Schedule 80 PVC conduit is required in locations subject to physical damage. Is the conduit defective? No, of course not. However, the heavier, tougher grade of conduit is required where installed in a traffic area such as a driveway located on the side of a building, because we know that there is a possibility that physical damage may occur if people in vehicles aren t careful. Also, in the case of Type NM Cable, nail plates are required where the NM Cable could possibly be damaged after wall covering is installed. Is this a problem with the NM Cable being defective? No, of course not. And, the cable industry does not take that the Code Panel is concerned about the quality of their product. Not at all. The concern is to protect good and properly installed cable from penetration from a screw or nail, after the cable is installed. We could go on to discuss buried conduits and cable requiring physical protection, but you get the point. In the case of Health Care Facility Patient Care Areas, per Section 517.13(B), an insulated wire type equipment grounding conductor is required to be installed in the wiring method along with the branch-circuit conductors. Does this mean that the EMT tubing or the MC cable wiring method is not suitable for supplying power to electrical loads where a person is laying in a hospital bed? No, of course not. However, the issue is safety, and this rule that requires the additional or redundant equipment grounding conductor has been in the Code for a long time. Therefore, again, the steel conduit as a product is not being criticized. Nor is the PVC conduit, the NM Cable, nor the MC cable either. What it does come down to is a matter of safety for personnel and property, which is the stated purpose of the Code. What has been proposed here is to simply assure that a wire type equipment grounding conductor be installed in the tubing or flex conduit to an air-conditioning unit installed outdoors, sized in accordance with Section 250.122, to provide a back-up plan, in the event that the equipment-grounding capability of the primary wiring method is not able to function as designed. That s all. This wire type EGC is relatively inexpensive, and will greatly increase safety in installations, which is what the NEC is all about. I know that there are those who may offer opposing views, but I urge you to continue to accept and support this proposal. Panel Meeting Action: Accept in Principle in Part Panel Statement: See the action and statement on Comment 11-29. Number Eligible to Vote: 14 Ballot Results: Affirmative: 10 Negative: 4 Explanation of Negative: MISSILDINE, JR., J.: See negative ballot statement for Comment 11-32. POWELL, C.: See reason on 11-28. THOMPSON, J.: I fully support the safe installation and maintenance of all connected equipment. The conduit currently allowed by the Code is evaluated for its ability to serve as the equipment grounding conductor in addition to the requirements for mechanical strength. Conduit has a long and firmly established safety record. Based on the comments of this submitter, the suitability of EMT and other conduit methods to act as a suitable ground path is not in dispute. Rather, the proposal is attempting to address installation and maintenance concerns. As a result, the proposal does not address what the submitter considers to be the root cause of the concern (e.g., maintenance or installation). The NFPA Research Foundation should consider a research project to determine if maintenance and installation practices need to be addressed. WRIGHT, J.: See my negative comment on Comment 11-28.