The U.N. e-government Survey: Methodology and Lessons Learned 2003 to 2016

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Executive Development Course: Digital Government for Transformation Towards Sustainable and Resilient Societies the Singapore Experience Session <Digital Government Policy and Strategy for SDG Implementation> The U.N. e-government Survey: Methodology and Lessons Learned 2003 to 2016 DAY 1 Monday, 2 April 2018 Mr. Jonas Rabinovitch Senior Advisor, DPADM/UNDESA

Executive Development Course: Digital Government for Transformation Towards Sustainable and Resilient Societies The Singapore Experience The U.N. e-government Survey: Methodology and Lessons Learned 2003 to 2016 Jonas Rabinovitch Senior Advisor Singapore, April 2018

Governance - A Concept Broader than Government (G) State (national, state and local levels) Creates Enabling Political and Legal Environment Facilitates Political and Social Interaction Generates Jobs, Income, Goods and Services (P) Private Sector (formal, informal, corporations, SMEs, etc) Civil Society (C) (societal, institutions and individuals) Jonas Rabinovitch

17 SDGs Approved by 193 Member States 7

2030 AGENDA PRINCIPLES 1. Universal 17 Objectives, 169 goals + indicators 2. Theme: Poverty, Peace and Justice, Hunger, Health, Education, Gender, Sustainable Management, Consumption, Climate Change, Cities, Ecosystems, other 3. Coherent Policies for Economic, Social and Environmental Development with Transparent, Efficient and Inclusive Institutions

E-Gov. for Sustainable Development Public Policy Cycle 1) Agenda Definition 2) Policy Formulation 3) Decision-Making 4) Implementation 5) Monitoring and Evaluation

FROM INVENTION TO INNOVATION Computers ICTs Electronic Government Electronic Governance Digital Governance Ecosystems for Innovation

e-governance and Public Service 1) Integrate Public Service Delivery 2) Effectiveness + Efficiency of the State 3) Transparency and Accountability 4) Public Participation at 3 levels: Information, Consultation, Decision- Making

INFORMATION and STATE POLICY ACCESS PRIVACY SECURITY

TRANSPARENCY 128 out of 193 UN Member States publish data sets on government budgets. There are 68 countries that do not have this information online.

LEGAL FRAMEWORKS 105 countries - access to information and policies for open data. 113 countries - laws for protection of personal data - privacy

OFFER OF SERVICES Since 2014 - Countries with high index of online services increased from 22 to 32. - Countries with low online services index decreased from 71 to 53.

Editions of the UN e-government Survey 2001-2016

UN E-Government Survey A systematic assessment of the use of ICT to transform and reform the public sector by enhancing efficiency, effectiveness, transparency, accountability, access to public services and citizen participation in 193 Countries. Adopted by Member States and Economists as a useful tool to benchmark e-government Development and advance policy. http://www.unpan.org/dpadm/ http://www.unpan.org/dpadm/ 17

Static Website X Dynamic Social Networks: Facebook (2004) Twitter (2006) Technologies of Cloud computing Smart Phones Integrated Gov., Open Gov., Big Data, Linked Data Sustainable Development 2001 2003 2005 2008 2010 2012 2014 2016 UN E-Gov Survey 1 st Edition 9 th Edition http://workspace.unpan.org/sites/internet/documents/unpan96407.p

Recommendations Survey is still a relevant tool: changed behavior and improved governments. Link the Survey with SDGs analytical research of goals and targets, focus on HLPF) 2018/19. Update the Survey methodology by expanding from national to local (pilot) Focus on emerging trends: (i) artificial intelligence, (ii) internet of things, (iii) open, virtual, and cloud-based architectures, (iv) big data and analytics, (v) smart platforms, (vi) social and mobile technologies

Chapters e-government Survey 2018 1. Resilient societies 2. Leaving no one behind 3. E-government to respond to disasters 4. Global trends in e-government 5. Transforming cities to increase sustainability 6. Fast-evolving technologies and applications for the SDGs http://www.unpan.org/dpadm/ 20

UN E-Government Survey: Methodology & Index A country s ranking determined by the EGDI e-government Development Index, which is a weighted average of three normalized scores on 1.Scope and quality of online services Online Service Index, OSI 2. Status of telecommunication infrastructure Telecommunication Infrastructure Index, TII 3. Inherent human capital Human Capital Index, HCI

Methodology: e-gov. Index Online Presence (UN DESA) Infrastructure (ITU) Human Capital (UNESCO)

Data Framework Internal Pilots 2018 (new) Pilots 2020-2030 OSQ Data Collected UNDESA 2017 (researchers + automated) External MSQ UNESCO Member States (new) 3 rd Parties (new) ITU

PILLARS Local Component National Component

Questions cover these DOMAINS HEALTH EDUCATION SOCIAL PROTECTION ECONOMIC GROWTH EMPLOYMENT & DECENT WORK ENVIRONMENTAL PROTECTION PUBLIC SECURITY

THEMES OPEN DATA E-PARTICIPATION USER-CENTRIC LOCAL M-GOVERNMENT PRIVACY INTEGRATION SECURITY DIGITAL DIVIDE USAGE http://www.unpan.org/dpadm/.. 26

4 Steps to Develop Online Services Emerging Presence Basic information online Improved Presence Larger sources, e-tools, e-information services Transaction al Presence Interactive applications, financial transactions. Connected Presence WOG, interoperability total, G2G, G2C, C2G 1 2 3 4 There is superposition, not always a sequence. All questions require a binary response YES (1pt) or NO (0 pt)

Online Services Index (OSI) Emerging Presence Basic Information Online Web Presence of Public Institutions: - National portal - Ministerial portals (Education, Health, Financial, Work, Social Services) Sources of archived information (laws, policy documents, etc.) News or changes in government policies Chief Information Officer (CIO) or similar employee with leadership role.

Online Services Index (OSI) Wi-Fi technology to send messages to mobile phones Security Indicators (secure connection) Functions to allow access to people with visual and physical difficulty Audio, video, multilingual translation functions Contact Information Improved Presence Large sources, e-tools, information e-services

Online Services Index (OSI) Transaction Presence Interactive applications, financial transactions Single window for online services Access to printable forms Access to online forms Online Transactions Use of "Real Simple Syndication" (RSS) technology for e-participation

Online Services Index (OSI) Connected Presence WOG, interoperability total, G2G, G2C, C2G Calendar of upcoming e-participation activities Citizen feedback on national strategy, policies, electronic services,... Archive of answers by the Government to inquiries and questions of citizens E-participation tools for public opinion (Polls, blogs, chats, online forum, etc.)

e-participation Index OBJECTIVE: Improve citizens' access to public information and services Improve participation in decision making. 3 LEVELS: e-information, e-consultation, e-decision making

e-infrastructure 5 Indicators: 1. Internet Use/Access 2. Mobile (wireless) - Broadband 3. Main Phone Lines 4. Mobile Phone Use/Access 5. Internet Broadband Subscriptions

Human Capital Index 4 Indicators: 1. Adult Literacy 2. Education - Primary, Secondary, Tertiary 3. Average Years of Schooling 4. Forecast Years of Schooling

e-governmet for Sustainable Development Australia, Uruguay Data Integration in Social Policies India Use of Big Data for social benefits MapAfrica Statistical map of programs against poverty Public Procurement with ICT in 98 countries

e-governmet for Sustainable Development Kenya, Tanzania Payments via Mobile Phone Egypt, Italy, Malaysia Online Employment 90 countries (50 developing) have a single service platform and require digital ID

Challenges Interoperability of systems, entities and individuals. Provide services in an integrated electronic form, i.e. Health. Ensure the integration of services in all sectors.

Challenges in Countries with Lower EGDIs Institutional Coordination Lack of clarity in workflows and decision making Data Reliability (CIOs) Proliferation of Channels (websites, data centers, etc) Systematization should precede automation

Interoperability 105 countries - advanced search functions 98 countries require digital ID for mobile services 71 countries provide an online tracking system 90 countries - single window service platform.

Global Tendencies WOG Whole-of-Government Open Government, Open Data e-participation Multi-channel Services Attention to Vulnerable Groups and Especial Needs

Characteristics e-gov Official portals have become usercentered tools; Service provision has increased 18% since 2012; Offer is still lower in Africa and parts of Asia than in other regions.

Recent Conclusions Asian countries show the highest levels of disparity worldwide in terms of online presence; The decrease in the rankings in Central and Southern Asia could be attributed to insufficient telecomunications infrastructure and online presence; Countries with high rankings show longer-term commitment to e-gov. Development, leadership, strong national education policies, institutional coordination and consistent investments in infrastructure. ASIA http://www.unpan.org/dpadm/ 42

e-gov Tendencies Open Government Access of Information Laws Cyber-security Privacy Freedom of Information Data Privacy

e-gov Tendencies BACK-OFFICE Avoid Overloading the Back-office Interoperability between public entities

Global Tendencies Positioning of the Office of Electronic Government in the institutional framework of the State + Channels of Cooperation

Conclusions 1. The balance between access, security and privacy of information is becoming a key theme for national development policies. 2. The current scenario of national digital strategies remains very heterogeneous at regional and global levels.

Conclusions 3. Governments are faced with very basic yet crucial decisions concerning the design of: platforms for online public service delivery, open government, e-participation, multi-channel service delivery, user take-up, addressing the digital divide, attention to vulnerable groups so as to leave no one behind.

Conclusions 4. In addition, the most advanced countries began to incorporate artificial intelligence, block chain technologies, big data analytics and smart government approaches to address the most pressing challenges.

Conclusions 5. There are no blueprint cookie-cutter solutions. Adapting technological solutions to less developed countries require careful public administration considerations in terms of integrated policy approaches and incremental approaches fit for purpose at national level. 6. Nevertheless, bridging the digital gap between countries and within countries remains a major challenge within national policy spaces.

THANK YOU Jonas Rabinovitch Senior Advisor Tel: +1-212-963-5603 e-mail: rabinovitch@un.org http://www.unpan.org/dpadm/ Part 2-50