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PROCESS ECONOMICS PROGRAM Abstract Process Economics Program Report No. 188 SRI INTERNATIONAL Menlo Park, California 94025 BIOTl3CHNOLOCY REACTION SYSTEMS (March 1987) Most bioreactions are carried out in dilute aqueous media and are catalyzed by enzymes produced by microorganisms. This report examines the engineering parametere and the design and scale-up of various bioreactors, including those that are used commercially and some of those that have been evaluated at the research and development stage. This report also reviews the mechanisms and kinetics of bioreactions, the technologies of medium and air sterilizations, and contains cost correlations for selected equipment. PEP 85 WSF

Report No. 188 BIOTECHNOLOGY REACTION SYSTEMS by WING SIEN FONG March 1987 A private report by the PROCESS ECONOMICS PROGRAM Menlo Park, California 94025

For detailed marketing data and information, the reader is referred to one of the SRI programs specializing in marketing research. The CHEMICAL ECONOMICS HANDBOOK Program covers most major chemicals and chemical products produced in the United States and the WORLD PETKOCHEMICALS Program covers major hidrocarbons and their derivatives on a worldwide basis. In addition, the SRI DIRECTORY OF CHEMICAL PRODUCERS services provide detailed lists of chemical producers by company, product, and plant for the United States and Western Europe. ii

CONTENTS 1 INTRODUCTION........................ 1 2 SUMMARY... 3 Sterilisation... 3 Mechanical Agitation... 4 Aeration... 5 MassTransfer... 5 Heat Transfer... 6 Bioreactor Scale-Up... 7 Stirred Tank Bioreactors... 8 Bubble Column and Airlift Bioreactors... 10 Immobilized Microbial Cell/Enzyme Bioreactors... 11 Jet-Loop Bioreactors... 13 Other Bioreactors... 13 Equipment Costs... 14 3 BIOREACTION MECHANISMS AND KINETICS... 15 MicrobialGrowth... 15 Enzyme-Catalyzed Bioreactions... 18 Mechanisms... 19 Kinetics... 20 Application of Kinetics... 32 4 DESIGN ARD SCALE-UP FOR STRERILIZATION... 33 Medium Sterilization... 33 Kinetics... 33 Critical Considerations... 35 Batch Sterilization by Steam... 36 Continuous Sterilization... 37 Other Processes... 40 Comparison of Batch and Continuous Steam Sterilization.. 40 Scale-Up of Heat Sterilization Processes... 41 Air Sterilization... 43 Mechanisms... 44 Fibrous Filters... 45 Membrane Filters... 46 Filter Design... 47 Filter Performance... 49 Exhaust Gas Sterilization... 50 iii

CONTENTS 5 MBCBANICAL AGITATION ABD AERATION... 51 Mixing... 51 Mechanical Agitation... Aeration... 6 MASSTRANSFER... 57 OxygenRequirement... 57 Oxygen Transfer Rate... 59 7 HEATTRANSFER... 63 Beat Input for Medium Sterilization... 63 Beat from Microbial Metabolic Activities... 64 Heat from Mechanical Agitation or Aeration... 64 HeatLosses... 65 BeatRemoved... 65 Beat Transfer Methods... 67 Design Considerations... 68 8 SCALE-UP... 71 Geometric Similarity... 72 Constant Volumetric Mass Transfer Coefficient... 72 Constant Power Input per Unit Volume... 73 Equal Mixing Time... 76 Constant Impeller Tip Speed... 77 Other Considerations... 77 Typical Procedures... 78 9 BIORBACTORS... 81 Conventional Stirred Tank Bioreactors... 81 Advantages... 81 Limitations... 82 Uses... 82 Typical Designs... 83 Mechanical Agitators... 86 Power 'Input of Mechanical Agitators... 91 Other Accessory Equipment... 98 Mass Transfer.... 99 Modified Stirred Tank Bioreactors... 105 Stirred Tank Bioreactors with an Internal Draft Tube... 105 Self-Priming (self-aspirating) Stirred Tank Bioreactors.. 106 IV

9 BIOREACTORS (continued) Stirred Tank Bioreactors with a Multiple of Impellers Enclosed in a Multistage Draft Tube... 107 Other Stirred Tank Bioreactors... 107 Bubble Column and Airlift Bioreactiri : 1 111 Uses... 112 Bubble Column Bioreactors... 113 Airlift Bioreactors... 114 Design Considerations... 119 Multistage, Agitated Column Bioreactors... 130 Immobilised Microbial Cell/Enzyme Bioreactors... 132 Stirred Tank Bioreactors with an External Separator... 133 Column Bioreactors... 133 Film Bioreactors... 136 Membrane Bioreactors... 137 Jet-Loop Bioreactors... 143 Plunging Jet Bioreactors... 143 Deep Jet Bioreactors... 144 Ejector-Loop Bioreactors... 145 Fluidized Bed Bioreactors... 148 Surface Culture Bioreactors... 150 Rotating Disc and Drum Bioreactors... 151 Torus Bioreactors... 152 10 EQUIPMENTCOSTS... 153 Stirred Tank Bioreactors... 153 Continuous Steam Sterilizers for the Medium... 155 Sterile Filters for Air and the Exhaust Gas... 155 Column for Bioreactors... 155 Cited References... Patent References... 187 201

ILLUSTRATIONS 3.1 Graphical Determination of EM and V~ in the Michaelis-Menten Equation................ 23 3.2 Lineweaver-Burk Plots for Bioreactions with No Inhibition, with Competitive Reversible Inhibition, and with Noncompetitive Reversible Inhibition...... 27 4.1 Effect of (heat) Sterilization Time and Temperature on DEL-Factor and Medium Quality...... 42 9.1 A Typical Stirred Tank Bioreactor with Its Sterile Air, Exhaust Gas, Sampling and Product Lines......... 85 9.2 Correlations of Gassed and Ungassed Mechanical Agitator Power Inputs for Various Agitators........... 93 9.3 Nomograph of Power Consumption in a Stirred Tank Bioreactor................. 95 9.4 A Self-Priming Stirred Tank Bioreactor Modified with an Internal Draft Tube............... 108 9.5 A Fringe Aerator for Self-Priming Stirred Tank Bioreactor....................... 109 9.6 Energy Requirement for Oxygen Transfer in Various Bioreactors................... 115 10.1 Stirred Tank Bioreactors Equipment Costs..................... 154 10.2 Continuous Steam Sterilizers for the Medium Equipment Costs..................... 157 10.3 Sterile Filters for Air and the Exhaust Gas Equipment Costs..................... 158 10.4 Columns for Bioreactors Equipment Costs..................... 159 Vii

TABLES 6.1 Typical Critical Oxygen Concentrations and Peak Oxygen Demands for Selected Microorganisms..... 58 7.1 Typical Heat Balance for a Bioreactor.......... 66 9.1 Bioreactore Patent Summary...................... 163 9.2 A Typical Stirred Tank Bioreactor............ 84 9.3 9.4 Volumetric Mass Transfer Coefficient, kla, Correlations Reported for Stirred Tank Bioreactors. Production Using Bubble Column and Airlift Bioreactors.... 103 112 9.5 9.6 Some Correlations of the Volumetric Mass Transfer Coefficient for Bubble Column and Airlift Bioreactore Rollow Fiber Bioreactors Some Recent Studies................... 124.. 138 ix