Citizen Centric e-government State e-governance Consultation Workshop September 9, 2011 Gandhinagar

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Citizen Centric e-government State e-governance Consultation Workshop September 9, 2011 Gandhinagar Shankar Aggarwal Department of Information Technology Ministry of Communications & IT, Government of India

India: Diversity & Development 1.2 billion people, 70% rural Multi-lingual 22 Official Languages Multi religious Multi-ethnic Federal Structure 35 States & Union Territories 600,000+ villages Multi-party Multi-tiered democracy 240,000+ Local Bodies

Indian Economy: Global Positioning GDP (PPP) (US $ trillion) Source: Investment Commission, India-2010

GDP Growth

Growth in IT/ITeS Sector FY 2009-10 (Actual) FY 2010-11 (Estimated) Revenues ~ US$ 73.9 bn Revenue ~ US$ 88 bn Contribution to GDP : 6.1% Contribution to GDP : 7% Direct employment 2.29 million Direct employment 2.5 million Indirect employment 8.2 million Indirect employment 9.0 million Slide Courtesy- Nasscom Strategic Review 2010 & 2011

Highlights - Telecommunications Over 885.99 mn telecom subscribers 100 mn Internet users 12.32 mn broadband subscribers Fastest Growth in the world Lowest Tariffs in the world Rural penetration expected to reach 36% by 2011

Sharp Socio-Economic Disparity 550 mn people below poverty line Infant Mortality Rate- 61 per thousand HDI value in 2010-0.519 HDI Rank - 119/169 countries India s performance to impact MDGs globally Slide Courtesy- UNDP India

Rights Based Policy Frameworks Right to Information Right to Employment Right to Education Right to Food Right to Public Services Proposed

Use of ICT for MDGs e-governance Human Resource Development Development of ICT Industry Sustainable Development 9

Way Forward Quality Education Health Services Financial Inclusion Skill Upgradation Employment Generation Green Technologies

Thank You That s a good sign, sky is really the limit Shankar Aggarwal shankar.aggarwal@mit.gov.in

NeGP Vision Make all Government services accessible to the common man in his locality, through common service delivery outlets and ensure efficiency, transparency & reliability of such services at affordable costs to realise the basic needs of the common man. May 2006

Strategy to Realize Vision Focus on Services & Service levels Business Process Reengineering & Change Management Creation of Service Delivery Platform Centralized Initiative Decentralized Implementation Institutional Framework

Strategy to Realize Vision Emphasis on Public Private Partnerships Capacity Building Standards for Interoperability Awareness and Communication Third party Impact Assessment

New Elements included in the Strategy Use of Mobile Technology Common Platforms- Cloud Computing Electronic Service Delivery Law Citizen Engagement Framework

Institutional Framework Prime Minister s Committee Apex Committee Chief Secretary Centre N e G D D I T N e G D State Apex Committee Cabinet Secretary NIC State e-mission Team National Institute of Smart Government INDUSTRY

SDC Reference Architecture

Virtualization Focus Area Maximize utilization A Step toward Green Data Centre Increased cost effectiveness by pooling of hardware resources Reducing time for application deployment Solution Available Server Virtualization Storage Virtualization Application Virtualization Challenges Virtualization can only be implemented on the infrastructure under the scheme and for willing departmental infrastructure Solution should support heterogeneous environment Application virtualization is within the scope of the user department requirement

Status State Data Center (SDC) Physical progress No. of States SDC Operational 14 (Gujarat, Tripura, Rajasthan, Tamil Nadu, Puducherry, West Bengal, Andhra Pradesh, Meghalaya, Karnataka, Manipur, Orissa, Sikkim, Haryana, Kerala) Implementation at advanced stage Implementation in progress Implementation yet to start Bid Process in progress 2 Maharashtra, Nagaland 4 Uttar Pradesh, Andaman & Nicobar, Jharkhand, Mizoram 3 - A&N, Jharkhand, Mizoram 7 J&K, Himachal Pradesh, Lakshadweep, Uttarakhand, Chhattisgarh, Bihar, Madhya Pradesh RFP yet to be published/ under revision DPR under preparation Opted out 4 Punjab, Assam, Goa, Arunachal Pradesh 2 - Daman Diu, D & N Haveli 2 Delhi, Chandigarh

SDC Status J&K Chandigarh HP Punjab Haryana Uttarakhand Delhi Sikkim Arunachal Pradesh Rajasthan UP Bihar Assam Nagaland Manipur Gujarat MP JHD WB Tripura Mizoram Dadra Daman & Diu Maharashtra CHH Orissa Meghalaya Goa Kerala Tamil Nadu AP TN Pondicherry A n d a m a n 14 SDC Operational 2 Aug 11 4 Oct-Dec 11 1 Jan Feb 12 3 Mar-Apr 12 7 Apr-Jul 12 2 DPR yet to be received Lakshadweep 2 Opted Out

Scope of ESD Act Mandatory electronic delivery of all public services within five years from the enactment from the of ESD Act Within 180 days of enactment All departments to identify services to be e-enabled All departments to fix a cut off date for electronic delivery Manner of Delivery of Services and Service Levels Provide for a Grievance Redressal Mechanism While introducing Electronic Delivery of Services, department will provide for Assisted Access also

Oversight Mechanism for ESD Act Electronic Service Delivery Commissions - Centre and State Level Chief Commissioner and a maximum of 2 Commissioners Function of the Electronic Service Delivery Commission: Monitor the implementation of the ESD Act Appellate mechanism for non-introduction of Electronic Services Preparation of annual report on implementation of the Act Push for joined up services Penal Provision Penalty of Rs. 5,000 to be levied on defaulting officials

Enablers Right to Information Act, 2005 - Section 4 (1) Information Technology Act, 2000(amended in 2008) Provides legal recognition for electronic transactions CCA Rules provision electronic signatures Service Delivery through Service providers Administrative Reform Commission Legislative framework for e services UIDAI UID based authentication for services Increasing Tele-Density and Broadband Penetration

Section 4 (1) of RTI Act 2005 4. (1) Every public authority shall (a)maintain all its records duly catalogued and indexed in a manner and the form which facilitates the right to information under this Act and ensure that all records that are appropriate to be computerised are, within a reasonable time and subject to availability of resources, computerised and connected through a network all over the country on different systems so that access to such records is facilitated;

Recommendations of 11th Report of 2nd ARC Promoting e-governance The Smart way forward A clear roadmap with a set of milestones should be outlined by the government of India with the ultimate objective of transforming the citizen-government interaction at all levels to the e-governance mode by 2020. This may be enshrined in a legal framework keeping in consideration the mammoth dimension of the task, levels of required coordination between the Union and State Governments and the diverse field situations in which it would be implemented.

Public Services Guarantee Act, MP Seeks to punish government officials for failure or delay in providing services Rs 250 for every day s delay in provision of service 25 services offered by Energy, Labour, Public Health Engineering, Revenue, Urban Administration, General Administration, Social Justice, SC and ST Welfare, and Food and Civil Supplies departments Maximum limit for providing the income and domicile certificates would be three days (presently no limit)

State Initiatives Maharashtra Mandatory Electronic Delivery of Public Service legislation Make it mandatory for all government officers/departments to provide electronic (online) service to citizens for all citizen centric services. Initially, electronic service can be limited restricted to: - Availability of information/forms - Online submission of applications by citizens - Status tracking Government of Rajasthan 3% of plan budget of all Government Departments for e- Governance initiatives. Departments to identify a minimum of two G2C services and rollout these services through CSCs within next 6 months.

M Governance Road Map Draft Consultation Document for Mobile Governance Policy Framework released on 28 Mar 2011 over 35 responses received Integrating mobile platform as an interface for e-gov services Standards - Technical & Security Integrating Mobile Service Delivery Gateway with SSDG Notification of Mobile Governance Policy by Aug 2011 Development of MSDG by Dec 2011 Enablement for integration of all MMPs with MSDG by Mar 2012

Suggested Framework Mobile Governance

Most Relevant Services Information-based services Interaction-based services Transaction- & Payment-based services Focus on reaching the remotest of villages with public services

Examples of Most Relevant Services Agriculture info related to crops, pests, soil, prices E-District Services Transport Alerts related to emergencies, government notifications and campaigns, weather information (for fishermen and farmers), tax reminders, pensions Alerts to nearest hospitals and police stations during accidents/ disasters Reporting suspicious activity to Law Enforcement agencies Acknowledgements and status updates related to delivery of public services Grievance registration and tracking Reporting issues to local government (potholes/ waste disposal/ etc) As mobile-wallet to buy travel tickets and pay fines / facilitating financial inclusion

Examples of Most Relevant Services Maps and location-based services using GPS Livelihood enhancement (job ads, availability of jobs under NREGA) Alerts to people identified under various government schemes Seeking appointments with doctors Mobile-based application filing, such as RTI filing, applying for government services, licence renewals, etc. Opinion polls and feedback gathering ; citizen engagement during policy formulation Reporting: Leakages in water pipes; faults in street lighting Elections / mobile-based polls

Objectives of Shared Technology Platform Shared resource of reusable software artifacts covering common processes across Government Expeditious procurement and implementation Adherence to standards for inter-operability Migrating from a capex to an opex model Adoption of re-engineered systems and best practices Pool IT resources available on demand

tates offering Platform-based services. Proactively approach Depts with service options -- Depts to pick most suitable offering Service Level Agreements driving efficiency & availability Service Offerings Infrastructure as a Service (IaaS) Platform as a Service (PaaS) Software Development as a Service (SDaaS) Software as a Service (SaaS) Platformbased Services GIS Mobile Gateway State Data Centre (SDC) State e-infrastructure State Service Delivery Gateway (SSDG) State Portal Possible Support from Managed Service Provider PAN UID May deliver services to other States

Evolution of Platforms Leverage existing Service Providers Leverage e-infrastructure - SDC, SSDG, SWAN and State Portals Use of Virtualisation Techniques Platform services to Line Departments/ States proactively Successful offerings may be extended to other States

Way Forward Working with States in facilitating establishment of Shared Platforms Evolving Governance Framework for operation of Platforms in consultation with States Funding and Capacity Building support to States

Common Services Centers 100,000 + CSCs across 600,000 + villages G2C & B2C services Implementation on a PPP model Challenges: Power, Connectvity & G2C Upscale to 250,000 Rural Local Bodies

CSC Status *Due to termination of SCAs in Andhra Pradesh, Haryana, Maharashtra, Tamil Nadu, and Uttarakhand around 4537 CSCs are reported to be non operational Jammu J&K Kashmir CSC rolled out - 96,311 Delhi Chandigarh Gujarat Gujarat Daman and Diu Dadra & Nagar Haveli Lakshadweep Rajasthan Goa Punjab Karnataka Karnataka Himachal Pradesh Haryana Kerala HP Haryana MP Maharashtra Kerala Uttaranchal Andhra Pradesh Tamil Nadu Uttarakhand Uttar Pradesh AP UP Chattisgarh CHH Orissa Puducherry TN BiH JHD Orissa Bihar WB West Bengal Andaman & Nicobar Islands Sikkim MGH ASM TRIPURA Arunachal Pradesh MZR NGL MNP 100% (12) 70%-100% (13) 50% - 70% (3) 10% - 50% (3) 10% (2) Under Discussion (2)

State Portals, SSDG & e-forms State Portal Repository of Government Information and services Enables citizens to download & submit forms electronically State Service Delivery Gateway (SSDG) Provides seamless interoperability & exchange of data across depts Provides common set of specifications & a single point access to all depts Intelligent routing to the destination field office Transaction Log & Time stamping E Forms Facilitates standardized, interoperable format For electronic service delivery This will enable assured electronic delivery, acknowledgement and status tracking of application from citizen

National e-governance Service Delivery Gateway (NSDG) - MMP messaging middleware for interoperability Standards Based Communication Dept.1 State Portal / India Portal/ SCA Portal Standards Based Communication NSDG Dept.2 Dept.3 Core in the e-governance application architecture IIS/IIP e-gov standards based on XML & SOAP envisaged as a cluster at the National level & SDCs Shared services External Agencies

What does egov Exchange offer? Legacy systems join the SOA with minimal effort Gateway separates/decouples/shields the backend from the frontend Security Authentication and Authorization (Who? Which services) Joined up services Integrated/collaboration services Value added services by private players eg. US Verification services invoked from front end => reduced overload on the backend Works as a catalyst in ensuring adherence to Standards. Each department service to manage just one interface for n clients.

Benefits in the Long Term Shared common services like UID, Payment Gateway and Mobile Gateway Search directory of services State data asset - ideal scenario applications without attachments. Change management tool - egov exchange works as a broadcast medium

SWAN Deliverables Setting up of State Wide Area Network across all the States/UTs. Physical progress Status No. of States SWAN implemented 27 Implementation at advanced stage 2 Mizoram, Nagaland Implementation in progress 1 - Rajasthan Bid Process initiated 1 J & K RFP/BoM under preparation/revision 3 Daman Diu, D & N Haveli, A & N* Opted out 1 Goa has its own network

SWAN STATUS J&K Himachal Pradesh CHD Punjab HP Uttarakhand Arunachal Pradesh Haryana Sikkim Rajasthan Delhi UttarUP Pradesh Bihar MGH Assam MNP NGL Gujarat MP Jharkhand JHD WB West Bengal TRIPURA MZR Daman and Diu Dadra and Nagar Haveli Maharashtra Maharashtra CHH Orissa 27 SWAN implemented 2 Implementation at Advance stage Goa Karnataka Karnataka AP Andhra Pradesh Andman 1 Implementation in Progress 1 Bid Process Initiated Lakshadweep Kerala Kerala TN Tamil Nadu Puducherry 3 RFP/ BoM under preparation/revision 1 Opted Out from SWAN Scheme

SWAN : New initiatives Bandwidth Enhancement Upto 34 Mbps from SHQ to DHQ Upto 8 Mbps from DHQ to BHQ Integration of Networks & Data Centers DIT has now initiated the process to Integrate all State SWANs & SDCs with NKN for Network redundancy and seamless sharing of information.

Leveraging Cloud Computing IaaS: Consolidation and Virtualization of State Data Centre PaaS: Repository of Common Services authentication/authorisation, e-payment, directory, registration, content management, e- Portal, Integration and other gateway services SaaS: egov services to Citizens, sharing of citizen facing services across States.

Cloud Architecture Service Provider Service Consumer Department User S e c u r i t y Software (SaaS) Platform (PaaS) Common Services SDCs & NIC Data Centers Virtualised Resources Compute Networking Storage etc. Infrastruct ure (IaaS) Service Developer Software Developer System Integrator Infrastructure Developer S t a n d a r d s

Citizen Engagement Framework Citizen-centricity at core of NeGP Citizen Engagement embedded in project approval DIT to approve Citizen Engagement process of Line Departments/ States Central Funding for Citizen Engagement

Citizen Engagement Process

Awareness & Communication Building NeGP as an Umbrella Brand Creating awareness: Mass Media Outreach New Media Motivating Stakeholders Creation of Demand Driven Environment

Leveraging Social Media- Facebook pages

Independent Impact Assessment Implementation by Line Departments/States Impact Assessment by DIT Number of trips to Government offices reduced significantly Waiting time reduced in the range 20-40% Significant Reduction in Bribery

Capacity Building Scheme Scheme approved for Rs 313 crores State e-mission Teams: Programme Level Support Appraisal and Coordination Hand holding of Line Departments Ensure Interoperability and adherence to Standards Training/Orientation of Stakeholders Leadership Sensitization Training Specialized training of Operational Level Officers Support to State Administrative Training Institutes

Standards - Notified Policy on Open Standards Biometric standards Metadata and Data Standards (MDDS) Network and Information Security

Standards Notified Localisation and Language Technology Standards Guideline for usage of Digital Signature in e-governance application Quality Assurance Framework

Right To Information Act, 2005 Right to seek Information Service Level: within 30 Days Imposition of penalty in case of default Rs.250 per day Empowerment Transparency & Accountability

MGNREGA - Right to Employment, 2006 Linkage of BPL Database and Job Registration Payment through banks 42 Mn Households Employed in 2009-10 100 Mn Bank Accounts Opened 48% Women, 55% SC/ST

Right to Free & Compulsory Education, 2009 Education to all - Age 6 to14 yrs Government to establish Schools in neighbourhood within 3 years Special provision - who have not completed elementary education

Right to Public Services Enacted Madhya Pradesh Proposed-Delhi, Bihar, Maharashtra SLAs for certificate 3 days Penalty- Rs 250 Per day 25 services covered Public Service Delivery Bill by Central Government

Right to Food: National Food Security Act Proposed Coverage of Entitlement Rural - 46% Urban - 28% Assured delivery of foodgrain- 35Kg/Month/Family @ Wheat Rs. 2/Kg Rice - Rs. 3/Kg

Policy on Open Standards Adopt Single and Royalty-Free (RF) Open Standard progressively within a domain. Avoid any technology lock-ins while ensuring interoperability Released in Nov 10 to provide the framework for selection of Open Standards

Biometric Standard Face Image Fingerprint Image and Minutiae Iris Image Released in Nov 10 and Iris image Standard in March 11 to enable the sharing of biometrics data seamlessly

Metadata & Data Standards For Person and Land identification like name, address etc. Being used for capturing data for UIDAI and NPR Released in December 2009 for semantic interoperability

Network and Information Security esafe- Electronic Security Assurance Framework 9 Guideline documents to aid in the implementation of the international standard ISO 27001 7 Guidelines released in Feb 2010 and 2 in March 2011 for ensuring secure systems

Localisation and Language Technology Standards Character Encoding Standard Adopted Unicode 5.1.0 for representation of multilingual text. Will enable Localization of applications for all the constitutionally recognized Indian languages. Font Standard Adopted ISO/IEC14496-22 Open Font Format based on a single international Standard and complies with UNICODE for data storage. Will ensure data portability across various applications and platforms. Released in November 2009 for multilingual support

Digital Signature Guideline for usage of Digital Signature in e-governance application Help in understanding and guide usage of PKI technology The Digital Signature Certificate (DSC) Interoperability guidelines issued to enable interoperability of DSC s issued by various Certifying Authorities (CA) Released in December 2010 and December 2009 respectively

Quality Assurance Framework Ensures quality in e-governance applications. Two documents released- Quality Assurance Framework and Conformity Assessment requirements Released in June 2010 for ensuring quality

Service Delivery Platform Call Centre.. CSC CSC CSC.. UID Internet State Data Centre State Portal SSDG/NSDG MSDG e-forms/ m-forms Payment Gateway Information List Services List Offices List e-forms Standards based Message Routing, Authentication Guaranteed Delivery & Transaction Log Time-stamping & Status Tracking SWAN State District s Blocks Talukas Registration Transport Revenue Municipalities SHQ Collector s Office Govt. Departments at various levels Tehsil / Taluks

Education Film Courtesy- Intel India

Telemedicine 2.6 Mn people diagnosed and treated in Tripura Tele-Medicine Pilot projects in Punjab, Himachal Pradesh, Tamil Nadu & West Bengal

G2C Services being delivered through CSCs CSC for Issuing Certificates Copy of Record of Rights Certificate of Birth/ Death Domicile Certificate CSC for Data Collection CSC VLEs are being used for activities related to NREGA Job Card School survey Cattle Survey in Jharkhand CSC for Diagnosis CSC for Awareness Agriculture Department, West Bengal is using CSCs for Soil Testing CSC for Information Consumer Affairs Department, West Bengal is using CSC for creating awareness and paying Rs 600 per year/ CSC Health Camps CSC for Transactions Results Agriculture Market Prices Agriculture Extension related Utility Bills Electricity/ BSNL

B2C Services- Financial Inclusion Financial Inclusion Provide basic financial transactions- Cash Transfers, balance enquiry, loans Access to other financial instruments- loans, micro credits, insurance VLE to act as Business Correspondent

B2C Services- Health Services Telemedicine Improve access to doctors Provide basic diagnostic facilities Electronic Health Record 73

NeGP Mission Mode Projects (MMPs) Central (9) Banking Insurance Income Tax Central Excise MCA 21 Pensions Passport * e-office (Pilot) Immigration and Visa* National ID / UID Integrated (7) India Portal NSDG CSC e-courts EDI e-biz e-procurement State (11) Land Records /NLRMP Transport e-district (Pilot) Commercial Taxes Treasuries Municipalities Police CCTNS Agriculture Gram Panchayats Employment Exchange *Initially taken jointly Gone Live Industry Under Implementation Design & Development

PPPs in e-governance Extant Policies and Guidelines focus only on physical infrastructure Procurement of private finances as a major objective E-Gov projects require greater focus on strategic control, technological intensiveness and obsolescence, interoperability and BPR Institutional Framework Appraisal and approval as per GFR and MOF guidelines Dedicated Project Teams and adequate ring fencing through appropriate structuring of service provider

PPPs in e-governance Operational / Legal Framework Guidelines on Operational model, DPR, Strategic Control and Standards already issued RFP standardization specifying risk matrix and MSA underway Toolkit and Guidance Notes to be prepared Financial Framework Business model and risk transfer to be appraised at conceptual stage Policy to be formulated- Project Development including Viability Gap Funding e-governance Projects Development Fund

Financial Inclusion Film Courtesy- FINO & Centurion Bank of Punjab

Human Resource Development National Policy on Skill Development: 100 Mn trained persons by 2022 Special focus on training of women 25,000 women to be trained in 2011-12 Software Support for 22 constitutionally recognized Indian Languages National Knowledge Network: 1000 Academic & Research Institutions on 10 GB network

Roadmap Semiconductor Wafer Fabrication manufacturing facilities Electronics Development Fund for promoting innovation and R&D in electronics Software Technology Parks National Localization Research and Resource Centre (NLRRC) to proliferate localisation

Sustainable Development Use of Green Technologies- Solar powered kiosks, Green Data Centers Use of GIS & remote sensing for Watershed Management Enhancing Agricultural Productivity through ICT