INDUSTRY PERSPECTIVE: REGULATORY ASPECTS OF DEVELOPING PERSONALIZED CANCER VACCINES

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1 INDUSTRY PERSPECTIVE: REGULATORY ASPECTS OF DEVELOPING PERSONALIZED CANCER VACCINES Kathleen Francissen, Ph.D. Senior Director, CMC Regulatory Genentech, A Member of the Roche Group ISPE Biopharmaceutical Manufacturing December 06, 2017 DEVELOPMENTS IN CAR-T AND CANCER VACCINES REALITY ON THE HORIZON 1

2 Outline I. Individualized cancer vaccines II. Personalized RNA mutanome vaccine manufacture III. Regulatory considerations In principle, all tumors harbor mutations Personalized medicine Individualized medicine STAT5B MUTYH STK11 PPARA PAK2 PON1 ABCA1 RETN SP1 CES1 MSH6 AURKB SCARB1 SPRY2 PSIP1 ITGB3 PTGS2 CACNA1A TMBIM6 STAT5B MUTYH STK11 PPARA PAK2 PON1 ABCA1 RETN SP1 CES1 MSH6 AURKB SCARB1 SPRY2 PSIP1 ITGB3 PTGS2 CACNA1A TMBIM6 some of which are frequent and shared between many tumors. 2

3 Tumor Immunotherapies Immune response Tumor responds Survival of the patient Vaccine RNAs Peptides Antigen loaded Dendritic cells mrna Therapeutics Therapeutic messenger (m)rnas are used to introduce the genetic information for a protein, encoded by the respective mrna, into a cell of interest. So, while the mrna is the active pharmaceutical ingredient (API), the active principle is (generally) the translated protein. 6 3

4 mrna Structure and Optimization Protein expression from an mrna is dependent on its stability (how long is the mrna present in the cell) its translational efficiency (how much protein is made from one mrna) These in turn are defined by the structural characteristics of the mrna, i.e.: 5 cap 5 UTR open reading frame 3 UTR poly(a) 7 Advantages of mrna No integration into the genome Needs only to reach the cytoplasm, not the nucleus Transient expression of the encoded antigen Degraded into nucleotides, i.e. no toxic metabolites Antigen delivery independent of HLA haplotype Induction of CD8+ and CD4+ T cell responses If desired, RNA acts as its own adjuvant (recognition by toll like receptors) Relatively simple production process independent of the sequence Possibility to introduce new functionalities through sequence modifications and chemically modified building blocks 8 4

5 Direct application of mrna tumor antigen encoding RNA dendritic cell transfection adoptive transfer immune response direct in vivo application of mrna 9 Mechanism of Action RNA vaccine (local application of RNA into lymph node or systemically after formulation with liposomes targeting dendritic cells) RNA Drug Product Extracellular space 1 Uptake by Macropinocytosis Cytoplasm 5 Presentation of Vaccine Derived Epitopes Induction and expansion of antigen specific T cells Systemic distribution Anti tumoral effects 2 Cytoplasmic Translocation RNA 3 Endoplasmic Reticulum Translation Protein 4b 4a MHCII Epitope Processing MHCI Epitope Processing MHC Class II Golgi MHC Class I 10 5

6 Induction of anti-tumor immunity with mrna A20 tumor cells day Kreiter et al Cancer Res. 11 Recent publication of first-in-human results for personalized cancer vaccines Sahin et al., Nature 547:222 Ott and Hu et al., Nature 547:217 Personalized vaccine based on individual s predicted neo-epitope repertoire Neo-epitope specific T-cell responses detected in blood and tumor Killing of autologous tumor cells mediated by neo-epitope-specific TCR Support for clinical translation of vaccine mechanism of action Clinical feasibility Preliminary safety and tolerability Preliminary evidence of disease control 12 6

7 Outline I. Individualized cancer vaccines II. Personalized RNA mutanome vaccine manufacture III. Regulatory considerations Personalized Cancer Vaccine Manufacturing Screening Sample collection Transport Target Selection Process Cancer Vaccine Manufacturing Transport Treatment DNA Template Biosample Logistics Manufacturing Turnaround Time (TAT) Supply Chain involves clinical sites and clinical operations Process starts with collection of whole blood and tumor tissue for DNA and RNA preparation and sequencing (Target Selection Process) After neoepitope selection, the patient-specific RNA cancer vaccine is manufactured 14 7

8 Manufacture of Individualized Cancer Vaccine Fully individualized vaccine custom-made for each patient and specific for their tumor On demand production Suitable for potentially all tumor types Induction of immune responses with high tumor specificity 15 Computational Medicine IVAC MUTANOME Technology Platform Use patient tumor specific mutations For a selective activation of the immune system by custom made RNA vaccines 16 8

9 RNA Manufacturing: In vitro transcription linear template DNA in vitro transcribed mrna (> 500 copies per template DNA ) with a yield of > 5 mg/ml raw reaction mixture with mrna and impurities (T7 RNA pol., remaining cap and NTPs, hydrolyzed DNA, ) Completely cell free process (but some of the starting materials come from E. coli) 17 mrna purification Removal of: Process related impurities (e.g. unconsumed NTPs, T7 RNA pol., template DNA) Product related impurities (e.g. break off transcripts, side products) Challenges: Highly charged and dynamic molecule RNA vs. DNA removing the chemical cousin Scalability of the purification process 18 9

10 Integrity of purified mrna QC testing should follow principles of ICH guidelines. 200 nts. 500 nts nts nts nts nts nts nts. QC testing of RNA should include integrity RBL001 > more than 90% in the main peak 19 Quality Control Testing Quality attributes of mrna mutanome vaccines need to be prospectively defined, as are conventional therapeutics. Testing each batch of mrna and each batch of RNA Lipoplex should follow principles of ICH Q6B, and include tests such as integrity, appearance, bioburden, and potency

11 RNA lipoplex preparation RNA-lipoplex nanoparticles assembled from RNA drug substance and liposomes in a single-use fluid-path system RNA Mixer Bulk product Filling Freezing Liposomes Kranz, L.M., Diken, M., Haas, H., Kreiter, S., et al. (2016) Systemic RNA delivery to dendritic cells exploits antiviral defence for cancer immunotherapy, Nature, 534: Outline I. Individualized cancer vaccines II. Personalized RNA mutanome vaccine manufacture III. Regulatory considerations 11

12 Batch Release Data are not available for initial IND/CTA In general, regulatory expectations are that DS and DP batch release data are provided in the initial IND or CTA. However, batch release data are not available for initial CTA for an individualized product because there are no DP batches manufactured until after patients are enrolled and their custom batches are manufactured and tested. Therefore, representative batch data can be provided in IND or CTA to show the testing results 23 Regulatory guidelines for mrna There are no specific guidelines for mrna in the EU (and the same holds true for the US). In any case, the general documents like the ICH guidelines on specifications and stability testing and impurities apply. The general requirements for manufacturing of mrna are specified by the guidelines for (current) Good Manufacturing Practice. EC Consultation Document: Good Manufacturing Practice for Advanced Therapy Medicinal Products General observation: While CMC reviewers are open to innovative products and approaches, inspectors tend to take conventional viewpoint

13 GMP Manufacturing Traceability of all materials (especially the critical starting materials, e.g. NTPs, cap analog, DNA template) Supplier qualification Formal process development Training of personnel Suitable clean rooms Batch release with predefined specifications 25 Overview of RNA regulatory environment T. Hinz et al. (2016) Meth. Mol. Biol., p

14 Classification of mrna therapeutics In the EU, mrna is classified as Gene Therapy Medicinal Product based on EU Directive 2001/83/EC: a) it contains an active substance, which contains or consists of a recombinant nucleic acid used in or administered to human beings with a view to regulating, repairing, replacing, adding or deleting a genetic sequence; and b) its therapeutic, prophylactic or diagnostic effect relates directly to the recombinant nucleic acid sequence it contains, or to the product of genetic expression of this sequence (except for RNA vaccines against infectious diseases and for chemically synthesized RNAs like sirnas) In the US, mrna is considered Gene Therapy, based on FDA definitions: Human gene therapy is the administration of genetic material to modify or manipulate the expression of a gene product or to alter the biological properties of living cells for therapeutic use 27 Regulatory guidelines for mrna in EU Accordingly, EU Directive 2001/83/EG defines the general requirements with respect to quality and preclinical as well as clinical studies for authorization of mrna. This has been amended by EU Directive 2009/1290/EG for Advanced Therapy Medicinal Products (ATMPs). With the classification as Gene Therapy Medicinal Product, the EMA draft Guideline on the quality, non clinical and clinical aspects of gene therapy medicinal products CAT/80183/2014 (replacing the Note for guidance on the quality, preclinical and clinical aspects of gene therapy medicinal products CPMB/BWP/3088/99) applies for mrna

15 Regulatory guidelines for mrna in EU Similarly, the EMA Guideline on the non clinical studies required before first clinical use of gene therapy medicinal products CHMP/GTWP/125459/2006 should be consulted. For cancer immunotherapy, further requirements for preclinical and clinical studies are given in the EMA Guideline on the evaluation of anticancer medicinal products in man CHMP/205/95/Rev.4 as well as ICH guideline S9 on nonclinical evaluation for anticancer pharmaceuticals CHMP/ICH/646107/ FDA guidelines for mrna Guidance for FDA Reviewers and Sponsors: Content and Review of Chemistry, Manufacturing, and Control (CMC) Information for Human Gene Therapy Investigational New Drug Applications (INDs) (2008) FDA Guidance for Industry: Clinical Considerations for Therapeutic Cancer Vaccines (2011) FDA Guidance for Industry: Potency Tests for Cellular and Gene Therapy Products (2011) FDA Guidance for Industry: Preclinical Assessment of Investigational Cellular and Gene Therapy Products (2013) Guidance for Industry: Considerations for the Design of Early Phase Clinical Trials of Cellular and Gene Therapy Products (2017) 30 15

16 Acknowledgements BioNTech AG: Andreas Kuhn Heinrich Haas Sebastian Hörner Björn Kloke Felicitas Müller Ugur Sahin Genentech/Roche: Rainer Müller Maryse Gueguen Paul McDonald Manuel Mercier Emel Akkurt Don Low Leslie Kulakow Todd Renshaw 31 16

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