Budget Software Implementation RFP Document

Transcription

1 Cherokee Nation Businesses Budget Software Implementation RFP Document January 2018 CNB Budget Software Design and Implementation RFP.doc RFP Document

2 1.0 Introduction COMPANY CONTACT... 3 TALIA.MYRES@CNENT.COM PROJECT OBJECTIVE PROJECT ASSUMPTIONS DEPENDENCIES PROJECT TEAM AND RESPONSIBILITIES PROJECT RESOURCES FORECAST RFP GENERAL INFORMATION RFP OVERVIEW RFP FORMAT RFP TIMETABLE VENDOR CHARACTERISTICS CONTRACTUAL ISSUES SECURITY AND CONTROL TRAINING DOCUMENTATION DELIVERABLES TIMETABLE DESIGN APPROACH AND STRATEGY ROLES AND RESPONSIBILITIES TRIBAL EMPLOYMENT RIGHTS OFFICE CHEROKEE NATION GAMING COMMISSION Current State OVERVIEW Current Technology Environment SOFTWARE UTILIZATION APPLICATIONS Vendor s Response to RFP FORMAT OF VENDOR S RESPONSE INTRODUCTION AND VENDOR BACKGROUND DESIGN APPROACH TRAINING PLAN PROJECT COSTS RFP CERTIFICATION Definitions: BUSINESS RELATIONSHIP AFFIDAVIT Page 2 1/8/2018

3 1.0 Introduction 1.1 Company Cherokee Nation Businesses, L.L.C. (CNB), is wholly owned by the Cherokee Nation, the largest Indian tribe in the United States. CNB, the economic engine of the Cherokee Nation, owns companies in the gaming, hospitality, personnel services, distribution, aerospace, manufacturing, telecommunications, technology services, medical equipment, security and defense services, construction and environmental services industries. These businesses have annual revenues of over 1.0 billion and over 120 million in profits. CNB continues to grow and expects to acquire new businesses in the future. CNB s vision is to be the model tribal enterprise delivering superior value and providing financial independence to the Cherokee Nation through sustained growth, job creation, and diversified business development Contact All questions related to this document should be directed by to Talia Myres at the following address: Talia.myres@cnent.com Page 3 1/8/2018

4 1.2 Project Objective 1.21 Overview Cherokee Nation Business (CNB) is currently in the process of selecting a Financial Enterprise Budget Software system and a partner for the business process evaluation, process design, and project implementation of the Budget System. CNB plans to select a Software and partner that provides: Cloud based Budget software solution that is Federal Risk and Authorization Management Program (FedRAMP) certified and hosted in data centers within the United States Experience in both technical and functional software implementation In depth knowledge of implementing Best Practice business solutions Analysis ability to asses CNB s current business systems and provide recommendations to satisfy CNB s design goals Experience with Fit Gap Analysis Financial knowledge and understanding of the integration of multiple businesses Proven project management experience Experience integrating with PeopleSoft Financials 9.2, CNB s Financial System, both technical and functional 1.22 Process Process objectives include: Budget Process system interface from multiple business systems including PeopleSoft Financials and Deltek Costpoint. Chart of Account mapping for multiple business entities Improved reporting processes Efficiencies established across all business entities All interface processes automated Minimal or no customizations Ability to achieve consolidated budget financial statements in a more timely manner Forecast capabilities that integrate Actuals to date with Budget Maximize efficiency opportunities between PeopleSoft Financials 9.2 and Budgeting Software system 1.23 Evaluation Approach CNB understands a vendor will bring their own methodology to the project, however, the Financial Budget System implementation project must include: Business Process Review Fit Gap/Design Page 4 1/8/2018

5 Documentation of Business Processes, including Business Process Flows Best Practice/Process Improvement recommendations Configuration Evaluation/Documentation/Construction Testing Training Execution 1.24 Key Deliverables Documentation of process flows Documentation of configuration recommendations Overall Project plan, structured by business entity Documentation of any customizations required Documentation of required interfaces with other systems Training Materials Business Process Documentation Project schedules to include identified times for design, development, testing, training and implementation 1.25 Business Entities Cherokee Nation Businesses currently includes over 30 consolidated companies and expects to continue adding more companies in the future Project Completion Criteria All businesses reviewed for accuracy, an implementation plan documented, and a fully configured system in operation All business owners, Business Consulting Group (BCG) management, and IT management agree on a plan of action to accomplish system functionality and approve the completed consolidation process All customizations are fully documented and transitioned to CNB IT support personnel CNB Management and the Steering Committee sign off on documentation, the project plan, and a functioning system in place 1.3 Project Assumptions 1.31 Overall The system will be configured in United States currency and English. No multicurrency capabilities are currently required. All vendor team members will communicate fluently in English. All documentation created by the project team will be written in English. Page 5 1/8/2018

6 The selected vendor will assist in coordinating meetings, observations and phone surveys with existing customers. CNB will determine, based on consultant s recommendations, an implementation plan. The consultant team is responsible for recommending design specifications once that decision is made. CNB will follow their existing internal change approval process for any new customizations recommended, including the coordination of approvals with the business owners. CNB will determine the schedule of implementation approach, based on consultant team s recommendation. The selected vendor will provide training materials for CNB personnel to utilize during end user training The selected vendor will transfer technical and functional knowledge of configuration and customizations 1.32 Interfaces The consultant team, in conjunction with CNB IT Representatives, will assist in evaluating and designing the specifications for identified interfaces, including the file format needed, to effectively feed information into the new Budget system from Oracle and non-oracle systems. Current systems requiring interfaces are PeopleSoft Financials, PeopleSoft HCM and Deltek Costpoint Technical Oracle s responsibility for the accuracy and consistency of the software and documentation are described in the software license agreement and not addressed here. There will be a centralized database instance of the Microsoft SQLServer database supporting all locations and business units. Timely access to the network and hardware environment will be provided by CNB to the project team 24/7 to troubleshoot and resolve technology issues. The testing environment will be installed before the project commences. Backup/recovery procedures will be performed by CNB throughout the project to avoid loss of data. The capability for database restores to occur within 24 hours of calendar time of system failure will be in place Extended User Team CNB will establish an extended user team in addition to the core project team that will participate at various stages of each project, primarily during the requirements definition, process design stages, and user acceptance testing. Page 6 1/8/2018

7 1.4 Dependencies CNB project team members and other department personnel involved will be dedicated to the project but could have other responsibilities that can delay the project Critical Success Factors Commitment to change throughout CNB Prompt resolution of issues and decisions Consultants with process experience and knowledge of the Budget Software selected and PeopleSoft Financials Availability of new work environments Project deadlines met Costs contained within budget Harmonious relationships maintained among the project teams Top management support of the project team and implementation Committed project team of subject matter experts, augmented by business owners and IT personnel where necessary Clearly assigned accountability for project tasks Sufficient resources with appropriate segregation of duties committed to the project Timely Status updates by all team members Structured Change Management Process Timely escalation of issues and missed project due dates Committed Sponsorship 1.42 Application Management The implementation will require the creation and maintenance of a test environment Quality Assurance To ensure that the project team is executing the proposed project plan as submitted, CNB retains the right to review and cancel the agreement after the project begins. In that event, CNB will pay all reasonable and documented vendor costs in accordance with CNB s Travel and Expense Policy up through the termination date with no further liability to vendor. CNB retains the right to request replacement team members from the vendor and have a team member changed in a timely manner. The functional design and implementation plan requires the Business Owner and the IT Owner to sign-off prior to completion of the design project. Project status including work complete, estimated time to completion, and missed due dates must be delivered to the steering committee on a weekly basis. Page 7 1/8/2018

8 A final design report must be delivered to the project steering committee prior to completion of the project. Success of the Budget and Forecasting project will be measured in a design for an automated consolidated business process that includes elimination of manual processes, in the utilization of delivered functionality that meets business requirements, in the creation of a strategic implementation plan, and in the successful implementation of a Budget Software system for all businesses. An issue log must be created and maintained. Project status must be reported weekly with number of issues resolved and new issues added. A Change Management process must be established with clear guidelines for requesting a change, approval necessary for change to be implemented, responsibility for change timeline, and determination of successful completion Risk Analysis Summary Risks for the design and implementation of the financial budgeting system project include missing key deadlines and extending the implementation timeline. Risks and their potential impact should be identified in the design strategies of each business entity. Documentation should cover both the impact of selecting or rejecting the design and the implementation impacts of the product. Risk assessment must also recognize staff is not knowledgeable of the Budgeting software or the process design. 1.5 Project Team and Responsibilities The Project Team will be vital to the overall project success. CNB will assign the appropriate resources to meet the agreed upon schedule and deliverables. To ensure the project is on schedule and work is completed, weekly status meetings will be required from the Project Team and weekly status reports submitted to the appropriate project manager. Project status includes project outlook, brief overview, completion of assigned issues/deliverables, items that were planned but not accomplished, miscellaneous items, issues and concerns, key activities planned for the next week, and key dates, including time off. All issues/deliverables that have been noted as completed must be approved by the Business Owner and submitted at weekly status meetings for review and project team approval. The following matrix outlines the roles and their responsibilities; team members will be identified prior to start of work. Page 8 1/8/2018

9 Roles Project Partner(s) / Project Sponsor Steering Council Responsibilities CNB Executive(s) affected by the project will provide project approval, project funding, direction, sponsorship, and timely problem resolution. The project partner(s) and project sponsor will receive the weekly Project Executive Status Report and may periodically attend the steering council meetings. Appointed CNB personnel from Financial Reporting and IT affected by the product. These individuals are responsible for approving significant changes to the system, resolving conflicts over policy or objectives, providing high-level direction, providing project resources as required by the project plan, reviewing the results of the project team deliverables, and approving change order requests. The Steering Council will receive the weekly Project Executive Status Report and may periodically attend the steering council meetings. CNB IT Project Manager Project Consultant Responsible for the project plan, documenting meeting minutes and decisions, escalating issues and coordinating the utilization and proactive participation of the business resources, both within the project team and those involved outside the project team. Work closely with Implementation Partner in updating the overall project plan. Responsible for the overall success of the projects by ensuring that the business requirements are fulfilled while facilitating documented process design, process changes, policy and procedures, testing, and training. CNB Business Owners CNB Subject Matter Experts (SMEs) Business Project Improvement Owner The major department or business entity affected will name a business owner responsible for assigning the correct business process specialists, making sure policy and procedures are completed and reviewed, ensuring a dedicated and high level performance from their assigned team members, and providing direction and guidance to their team members in the design and implementation phase for the Financial Budgeting software. The major department or business entity affected will assign the necessary team members to participate in the implementation effort. These individuals are specialized in one area or process and must have overall knowledge of the current processes, policy and procedures, to provide insight into current state design, future state design and completing assigned tasks in a timely manner. They may also assist with employee self-service training. Responsible for ensuring the correct BPI personnel are available and performing to high and dedicated performance levels, as well as ensuring the current state/future state tasks are effective and remain on schedule Page 9 1/8/2018

10 Business process Specialists/Managers CNB BCG Lead CNB IT Owner CNB Technical Analyst Responsible for leading current state, future state design sessions, documenting process flows, business decisions, and gaining consensus on business processes. Designated BCG personnel, who will participate in all phases of business project plan, perform all setup and configuration, conduct/lead testing, train subject matter experts (SME), review security and assist with the creation of training manuals. Responsible for ensuring all necessary IT personnel (including BCG) are available, assigning the correct technical team, ensuring technical infrastructure and system uptime meets operational requirements, ensuring dedicated performance from their assigned team members, and providing direction and guidance to their team members during the implementation process. Responsible for any necessary development, assist in the creation of interfaces, and with security design. 1.6 Project Resources Forecast 1.61 Hardware CNB will provide computers and phone access for all project team members. CNB will provide access to printers for all project team members Software It is assumed that CNB project managers will have access to Microsoft Project. All CNB project team members will have access to Microsoft Word, Excel, and PowerPoint. All CNB and contractor project team members will have access to CNB (mainly for scheduling) Office Space CNB will provide a dedicated work environment for the project team throughout all of the phases of the implementation project. This includes workspace, meeting rooms and training space Security This work environment will include access to the appropriate CNB environments, applications, networks, printers and other peripheral devices needed during the project. Contractors will have 24/7 access to workspace, including access to physical facilities if needed, and applicable environments for the duration of the design and implementation. Development environments will not be available during monthly maintenance windows, generally the second Thursday of each month. Outages are scheduled from 12:00 a.m. to 6:00 a.m. Page 10 1/8/2018

11 1.65 Outside Access CNB will provide access to Internet or dial-out capabilities to access the Budget Software and contractor networks, websites, and databases. 2.0 RFP GENERAL INFORMATION 2.1 RFP Overview The goal of this Request for Proposal (RFP) is to determine if your services meet the functional and technical needs of CNB. Please feel free to submit any additional information you deem appropriate for this project. Any CD-ROM/disk, and/or user documentation submitted with your proposal will be returned upon written request. All other materials provided will become the property of CNB and will not be returned to the vendor. CNB reserves the right to make partial awards, award all work or not award any work in relation to this RFP. Vendors should submit their sealed RFP response no later than January 22, Vendors may not submit their RFP responses via . Bid responses will be held valid for 90 days from the January 22, 2018 due date. Bid submissions are to contain four (4) hard copies in addition to 2 flash drives containing the bid information. Bids shall be submitted at the time and place indicated in the Solicitation to Bid and shall be enclosed in a sealed envelope, marked with the Project Title, Bid Number, Name and Address of the bidder, and accompanied by the other required documents. If the Bid is sent through the mail or other delivery system, the sealed envelope shall be enclosed in a separate envelope addressed to the Cherokee Nation Businesses, L.L.C., Attn: Talia Myres, with the notation SEALED BID - DO NOT OPEN on the face thereof. The contact information for intention to bid and RFP submission is: IF BY EXPRESS DELIVER OR REGULAR MAIL Cherokee Nation Businesses, L.L.C. Attn: Talia Myres 777 W. Cherokee Street Catoosa, Oklahoma IF BY HAND DELIVERY Cherokee Nation Businesses, L.L.C. Corp. Bldg. #3 Attn: Talia Myres 1102 N. 193rd East Ave. Catoosa, OK RFP responses should include all requested information. This information will be held in confidence and will not be made available to other vendors. Likewise, the Page 11 1/8/2018

12 vendor agrees to hold in confidence any and all information included in this RFP and will not disclose to a third party any part of this RFP, except as necessary to generate a response to this RFP. CNB reserves the right to issue one award, multiple awards or reject any or all responses. CNB reserves the right to make partial awards, to award all work, to reject any and all bids, to waive any and all bid document requirements and to negotiate contract terms with the successful bidder, and the right to disregard all nonconforming, nonresponsive or conditional bids. Discrepancies between words and figures will be resolved in favor of words. Discrepancies between the indicated sum of any column of figures and the correct sum thereof will be resolved in favor of the correct sum. The vendor is responsible for all costs they incur in preparing their response to this RFP. The vendor may be asked to present their response on-site. Any questions regarding this RFP should be communicated via to talia.myres@cnent.com. A response will be returned as well as a copy of your question and its response will be posted on the Cherokeebids.org website within one business day or as soon as practicable. 2.2 RFP Format This RFP is distributed to selected vendors in the following electronic format: RFP Budgeting_Implementation.doc 2.3 RFP Timetable The timetable below is subject to change, but if any modifications to the project time schedule are made, they will be communicated to all bidders in a timely manner. January 22, 2018 Bid Responses Due to CNB January 23, 2018 through February 20, 2018 Vendor de-scope/interviews with CNB project team February 21, CNB Final Selection February 22, 2018 through February 27, Contract Negotiation 2.4 Vendor Characteristics Outlined below, not necessarily in order of importance, are the high-level descriptions of criteria that will be looked for in evaluating proposals. Have implemented Budget Software products at least twice at multi company, multi property clients Have a reputation for financial stability and operate a well established and stable organization Possess an existing base of Budget Software customers satisfied with services rendered Possess strong knowledge of configuration opportunities, proficient development skills, and expertise in consulting and project management Demonstrate an approach and design methodology compatible with the approach outlined in this document Page 12 1/8/2018

13 CNB s preference is a vendor with significant multiple company experience and clients CNB s preference is a vendor with Microsoft SQL Server platform experience Have a collaborative mindset that enables CNB to effectively implement and support the process/application Have experience integrating with PeopleSoft Financial applications 2.5 Contractual Issues Upon award, Cherokee Nation Businesses, LLC and the vendor will negotiate a Consulting Services Agreement to arrive at mutually agreeable terms and conditions. All work products after award will become the property of CNB. Vendor must contractually commit to all statements made in their RFP response. All statements in this document are considered in scope even if not identified in vendor documents. 2.6 Security and Control Specifications are included that summarize the level of security for confidential and sensitive information in applications and functions. Define what controls are provided to ensure the integrity and protection of data within the system. 2.7 Training Vendor offers configuration and functional training to user project team so that the final design is arrived at jointly. Vendor offers training sessions at the beginning of the project to educate the project team on the Budget Software functionality. CNB is provided with training documentation that incorporates Budget Software functionality tailored to the final agreed upon process design. 2.8 Documentation Vendor must provide complete and thorough documentation that addresses any technical, configuration, development or functional change to the system. All customizations must be documented by vendor. All process and workflow creation/changes must be documented. In addition to change justification, the documentation must include a step by step change analysis with visual examples where appropriate. All changes must be mutually agreed to between vendor and CNB. Page 13 1/8/2018

14 2.9 Deliverables Timetable Deliverable Process Documentation Design Recommendations Project plan for implementation Acceptance Criteria CNB Project Manager, CNB Business Owner, CNB BCG Lead, and Consultant Manager sign-off CNB Project Manager, CNB Business Owner, CNB BCG Lead, CNB IT Owner, and Consultant Team Members and Manager sign-off CNB Project Manager, CNB Business Owner, CNB BCG Lead, CNB IT Owner, and Consultant Team Members and Manager sign-off 2.10 Design Approach and Strategy Each potential vendor must describe in detail their design approach and strategy including a list of the key advantages of their methodology. In addition, the vendor must describe the deployment strategies for the automation of manual processes and on-boarding of all entities Roles and Responsibilities Each vendor must define the expected roles and responsibilities of their project team. This should be presented in table format indicating roles with their projected timeline Tribal Employment Rights Office This project is also subject to Cherokee Nation Tribal Employment Rights Office regulations that include a fee of ½ of 1% of total contract award, if applicable, and the completion of a TERO Labor Agreement and payment of associated fees, including a $25 per person per day fee for any non-indian worker on site. The successful bidder s performance will also be measured, recorded, and reported to the Cherokee Nation. Please refer to Cherokee Nation Legislative Act dated repealing and superceding Cherokee Nation law regarding Labor and the Employment Rights Ordinance and Declaring an Emergency. The complete Act is available at our website or by contacting the TERO OFFICE at Tahlequah Cherokee Nation Gaming Commission As a result of the successful bidder s provision of goods and/or services under the Agreement, the successful bidder may be required to apply for and obtain a gaming license from the Cherokee Nation Gaming Commission ( CNGC ). If so required, and the successful bidder is unable to obtain or maintain its gaming license throughout the term of the Page 14 1/8/2018

15 Agreement, upon written notification of such failure from CNGC and/or CNB, CNB may cancel the Agreement without penalty, paying only for the goods and/or services provided to CNB prior to such notification. 3.0 Current State 3.1 Overview 3.11 Background The utilization of knowledge gained from the Budgeting software implementation, combined with a deeper understanding of our business direction and commitment to best practice configuration, will allow us to take full advantage of the software capabilities to meet the demands of a rapidly growing and increasingly complex CNB organization. This project gives us an ideal opportunity to strategically plan needed process improvements and position our organization for growth. There are approximately 5 key Financial Reporting users located at the Catoosa finance office plus additional people at separate business entities involved in the budget process. The purpose of this project is to review current business processes in order to align our business with Budgeting software functionality, design a system that allows for growth of existing business entities and easy incorporation of new business entities, and create a strategy for Cherokee Nation Businesses (CNB) implement Budgeting and Forecasting processes. We approach this assessment with objectives to achieve standard best practices, identify if the business processes needs modification, minimize customizations whenever possible, decide on the best implementation strategy, and implement using a documented approach by business entity Current Financial System CNB and several of its subsidiaries operate with PeopleTools Release 8.53 and PeopleSoft Financials/SCM 9.2 application release. CNB also operates several of its subsidiaries on Deltek s Costpoint and Deltek s Time & Expense CNB expects to incorporate into the new configuration design a comprehensive system that will support expected expansion but with flexibility to allow for diverse business opportunities General Ledger and Financial Reporting CNB currently utilizes PeopleSoft functionality of Web drilldown into multiple sub-modules. CNB expects to achieve this same capability in Deltek utilizing budgeting process technology. Page 15 1/8/2018

16 4.0 Current Technology Environment 4.1 Software Utilization In order to maintain an environment that is built on industry standards, CNB is currently utilizing the following: Hardware Intel-Based Database Platform Microsoft SQL Server Network Protocol TCP/IP Operating System Microsoft (Windows 7 desktop) (Windows Server 2008, 2012, and 2016) Network Equipment Cisco 4.2 Applications CNE is currently using the following applications. PeopleSoft Financials /SCM 9.2 o PeopleTools v8.53 PeopleSoft HRMS / Payroll PeopleSoft 9.1 o PeopleTools v8.53 Kronos (no Contract/project detail) Kronos (utilizing Contract/project detail) Deltek Costpoint Deltek Time & Expense Vendor s Response to RFP 5.1 Format of Vendor s Response Please follow the format described below. The RFP responses are to be submitted to Talia Myres at the address provided above. Responses to this RFP should address all deliverables listed in the RFP. CNB may include the vendor's response to this RFP as an addendum to any potential contract. The RFP response packages must arrive by January 22, Introduction and Vendor Background Please complete the following questions to provide CNB with a thorough understanding of your company s history and background. Tables are used to facilitate analysis of each Page 16 1/8/2018

17 vendor's product by standardizing the format of responses to each question. In the tables below, please answer all questions using the blank section under each question Management Summary Present the overall scope and projected cost of the proposed implementation effort. It should include a brief summary of the strategy in non-technical terms. It should also state specific reasons why the vendor's proposal best satisfies the needs of CNB Annual Report Provide a copy of the vendor's most recent annual report, if a public company. If an annual report is provided please reference it below as an attachment to this RFP; otherwise, a statement of financial stability by the vendor's independent auditors will be adequate Organization Chart Present a company organizational chart or other appropriate information to indicate the organization's ability to support the installation and maintenance and adapt to staffing changes Principals Identify the principals of the organization and the individuals on the project team who would be responsible for all aspects of the proposed system design and implementation Implementations Provide a list of the two most recent implementations of the proposed Budgeting Software system. Included in this list should be customer costs, a brief description of the functional enhancements and timelines for the design and implementation Team Members Provide names resumes of all key personnel and the proposed project team members for review References Please identify three references that CNB can contact to discuss their design and implementation project. In addition, please provide a list of customers that you have implemented your Budgeting Software system Page 17 1/8/2018

18 in a comparable consolidation process to CNB Vendor Questionnaire Information Requested Company Name: Year Founded: Number of Employees: Number of Offices: Primary Geographic Market Area: Primary Industry Market: Number of Years Implementing Proposed Software: Number of Current/Past Clients Implementing this Version of the Software: Response 5.29 RFP Contact Please provide the name, title, address and phone number of the person with whom all contact should be made concerning your response to the RFP. 5.3 Design Approach Please provide any additional information regarding your design experience for companies with similar challenges as CNB. Tables are used to facilitate analysis of each vendor's product by standardizing the format of responses to each question Design Experience Describe what services are typically provided by you, the vendor, during the analysis and design processes. Describe the approximate staffing, by skill level, which you would recommend to assess, design, and implement the Financial Budgeting system. Describe the approximate staffing and time commitment you suggest CNB provide to assess and design the Financial Budgeting system. Identify the number of personnel and skill level required by task. 5.4 Training Plan Describe all available training programs. Include name, description, objectives and training method. Page 18 1/8/2018

19 5.5 Project Costs Vendor should provide hourly rates for their respective personnel. Please provide in detail a description and cost of the proposed evaluation, design, and implementation project. These costs should include defining/implementing best practice business process, analysis and design, testing, etc. A total estimation of time and cost is also required. It is possible that a de-scope meeting or clarifications be obtained after review of bid submission and bidder should be prepared to be responsive in accordance with the timeline provided. 5.6 RFP Certification The vendor must certify to the accuracy and completeness of all information included as a response to this RFP. In the space below, please include the signature and title of the principal in your organization with the authority to represent your products and the contents of your proposal. Printed name: Signature: Title: Date: 6.0 Definitions: BCG Business Consulting Group Department at CNB that is responsible for system configuration, functional support, user training and system documentation. Deliverable Any measurable, tangible, verifiable outcome, result, or item that must be produced to complete a project or part of a project. Impact Quantitative assessment of the magnitude of loss or gain. If the identified risk were to occur, what is the impact it would have on the team s ability to produce or maintain the deliverable? Scale rating: 1-3 low, 4-7 medium, 8-10 high. Person Accountable The person(s) who is/are responsible for actions. Probability The likelihood of occurrence. (What is the probability of the risk occurring?) Risk The cumulative effect of the consequences of uncertain occurrences that may positively or negatively affect project objectives (what could go wrong). Page 19 1/8/2018

20 Page 20 1/8/2018

21 BUSINESS RELATIONSHIP AFFIDAVIT STATE OF ) ) ss. COUNTY OF ), of lawful age, being first duly sworn, on oath states that the nature of any partnership, joint venture, or other business relationship presently in effect or which existed within one (1) year prior to the date of this statement with CNB or other party to the services provided under the Agreement is as follows: Affiant further states that any such business relationship presently in effect or which existed within one (1) year prior to the date of this statement between any officer or director of Consultant and any officer, director, manager or member of the Board of Directors of CNB or other party to the project is as follows: Affiant further states that the names of all persons having any such business relationships and the positions they hold with their respective companies or firms are as follows: Affiant further states that any family/relative relationships present between any officer, director or agent of Consultant and any officer, director, manager or member of the Board of Directors of CNB other party to the Agreement is as follows: Affiant further states that the names of all persons having any such family/relative relationships and the positions they hold with their respective companies or firms are as follows: Page 21 1/8/2018

22 (If none of the business relationships hereinabove mentioned exist, affiant should so state.) Subscribed and sworn to before me this day of 20. Notary Public My Commission Expires: Page 22 1/8/2018