Workplace voice and workplace dispute resolution: theory and some evidence. Andy Charlwood York Management School University of York

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1 Workplace voice and workplace dispute resolution: theory and some evidence Andy Charlwood York Management School University of York

2 Key questions: Can we see an influence of workplace voice regimes on EDR processes and outcomes? Do other things that management do affect the workings of EDR? Workplace voice: any form of 2-way communication between workers and management where management give workers some sort of say in work in return for information (Bryson, Gomez and Willman 2006) Do different voice configurations result in different EDR processes and outcomes?

3 Theory NB. Theoretical perspectives on voice and EDR developed in the US, based on observation of US EDR processes US fire at will employment laws mean workers have no re-course to the law for unfair dismissal

4 Theory EDR & union voice 1. Union voice will result in better EDR processes and outcomes (Freeman and Medoff, 1984) fairness of union grievance procedures reduces labour turnover Where formal non-union grievance procedures exist, they are rarely used, and don t work well when they are used employees fear reprisals for initiating a grievances/ don t expect grievances to result in anything

5 Theory EDR and non-union voice Non-union employee involvement results in better EDR processes and outcomes (Kochan, Katz and McKersie 1986) Union workplaces have more grievances and a more adversarial EDR processes grievance filing rises around contract renegotiations Workplaces with employee involvement: Employee involvement/nonunion direct voice Greater trust leads to greater co-operation Fewer grievances Grievances more likely to be resolved informally Less recourse to tribunals?

6 Theory non-union voice 2 Effect of voice on EDR depends on the form of employee involvement Team production model Worker empowerment, self managed teams less conflict, better EDR? Lean production model Work intensification increased labourmanagement conflict? Applebaum and Batt (1994) and Colvin (2004)

7 Pulling all this together Union voice and EDR More use of EDR procedures, in a more adversarial way? Workers believe they are more fairly treated, so lower labour turnover Less re-course to employment tribunals? Non-union voice and EDR Less recourse to grievance procedures More informal dispute resolution Are workers disadvantaged by this? Lower rates of satisfactory resolution (from workers perspective) Higher labour turnover? In UK context higher recourse to Employment Tribunals?

8 Evidence In the UK, the rise of employment tribunal cases is partially accounted for by the decline of trade union membership (Burgess et al 2001) In English workplaces with effective union structures and high trust between union and management, trade union involvement in EDR improves fairness and facilitates informal resolution of grievances (Saundry et al 2011)

9 Evidence In Canada, unionisation + employee involvement results in lower grievance rates Greater use of high involvement voice practices associated with lower grievance rates Effects of specific voice practices on grievance rates was specific to industry In the non-union sector, no clear relationship between voice and grievance rates (Colvin 2004)

10 Evidence In Britain, among low wage, non-union workers in a survey which looked at formal and informal approaches to problems at work/dispute resolution: Comparing responses from workers in workplaces with voice (62% of sample) cf those in workplaces without voice Respondents in voice workplaces more likely to have taken a formal approach (grievance procedure or ET claim, although this was only a small percentage of the sample) Voice workplaces more likely that problems were resolved and resolved fairly (although only 16% of problems were resolved satisfactorily) Workers in voice workplaces less likely to have quit, and this was independent of problem resolution

11 Discussion and conclusions A range of evidence suggests that voice is associated with better outcomes for firms and workers in both union and non-union settings Although none of this evidence is definitive If we want to improve workplace dispute resolution (reducing use of formal procedures and employment tribunals, improving fair outcomes for workers, reducing labour turnover) we need to look wider than the specific rules and procedures for dealing with problems and grievances to consider workplace institutions and practices that promote trust and co-operation On the one hand, this is obvious, on the other this awareness seems to me to be missing from policy debates on EDR

12 References Bryson, A., Gomez, R. and Willman, P. (2006). Voice at work: what do employers want? Socio-Economic Review, 4: Burgess, S., Propper, C. and Wilson, D. (2001). Explaining the Growth in the Number of Applications to Employment Tribunals, Employment Relations Research Series, Number 10. London: Department of Trade and Industry. Charlwood, A and Pollert, A (2012) Informal Employment Dispute Resolution among Low-Wage Non-Union Workers: Does Managerially Initiated Workplace Voice Enhance Equity and Efficiency? British Journal of Industrial Relations (online first) Colvin, A (2004). The relationship between employee involvement and workplace dispute resolution. Relations Industrielles, 59: Freeman, R and Medoff, J (1984) What do Unions do? Kochan, T, Katz, L and McKersie, R (1986) The Transformation of American Industrial Relations Saundry, R, Jones, C. and Antcliffe, V. (2011). Discipline, representation and dispute resolution exploring the role of trade unions and employee companions in workplace discipline. Industrial Relations Journal, 42 (2):

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