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MACIASZEK, L.A. (2005): Requirements Analysis and System Design, 2 nd ed. Addison Wesley, Harlow England, 504p. ISBN 0 321 20464 6 Chapter 1 Software Process Pearson Education Limited 2005

Topics The nature of software development System planning Systems for three management levels Software development lifecycle Problem statements for case studies (separate set of slides) Pearson Education 2005 Chapter 1 (Maciaszek - RASD 2/e) 2

The essence of software development Only one out of three software projects complete on-time and on-budget (The Standish Group report, 2003) The essence of software development: defined by the issues inherent in the software itself software is a product of a creative act (not a result of a repetitive act of manufacturing) difficulties not amenable to breakthroughs or silver bullets define software development invariants consequence of the inherent software complexity, conformity, changeability, and invisibility. Pearson Education 2005 Chapter 1 (Maciaszek - RASD 2/e) 3

The accidents of software development Accidental difficulties due to software production practices amenable to human intervention attributed mostly to the fact that an information system is a social system must not be adding to the complexity and to the potential lack of supportability of the software product supportability = understandability + maintainability + scalability (extensibility) Related to: Stakeholders Process Modeling language and tools Will be discussed soon Pearson Education 2005 Chapter 1 (Maciaszek - RASD 2/e) 4

Software development invariants Software in inherently complex function of interdependencies between components of which the software product is composed complexity in the wires Data intensive applications (enterprise information systems) are particularly complex Software must conform to: hardware/software platform on which it is built pre-existing information systems Software must be built to accommodate change Software is buried deeply in invisible programming statements, binary library code, and surrounding system software Pearson Education 2005 Chapter 1 (Maciaszek - RASD 2/e) 5

Stakeholders People who have a stake in a software project: Customers (users and system owners) Developers (analysts, designers, programmers, etc.) Information systems are social systems developed by people (developers) for people (customers) The main causes of software failure can be traced to the stakeholder factor on the customer end, and on the developer end Pearson Education 2005 Chapter 1 (Maciaszek - RASD 2/e) 6

Software process Defines activities and organizational procedures used in software production and maintenance A process model: states an order for carrying out activities; specifies what development artifacts are to be delivered and when; assigns activities and artifacts to developers; offers criteria for monitoring a project s progress, for measuring the outcomes, and for planning future projects. Is not susceptible to standardization Pearson Education 2005 Chapter 1 (Maciaszek - RASD 2/e) 7

Iterative and incremental process An iterative process is one that involves managing a stream of executable releases. An incremental process is one that involves the continuous integration of the system s architecture to produce these releases, with each new release embodying incremental improvements over the other. (RUP) Some examples: the spiral model Rational Unified Process (RUP) Model Driven Architecture (MDA) the agile development process Iterative and incremental development must be planned and controlled, and must conform to a pre-defined architectural design framework Pearson Education 2005 Chapter 1 (Maciaszek - RASD 2/e) 8

Capability maturity model Improve process discipline Level 1 Initial Improve process definition Level 2 Repeatable Improve process control Unpredictable and undisciplined process that depends on the current staff. Level 3 Defined Improve process itself Level 4 Managed Metrics used to control the process. Both management and engineering processes are codified and followed. Repeatable project management; consistent time and effort predictions for similar projects. Level 5 Optimizing Continuous process improvement in place. Pearson Education 2005 Chapter 1 (Maciaszek - RASD 2/e) 9

ISO 9000 family of quality standards Developed by the International Organization for Standardization The ISO standards apply to the quality management and the process to produce a quality product apply to any industry and all types of businesses, including software development The main premise if the process is right then the process outcome (product or service) will also be right but... the ISO standards do not enforce or specify processes the standards provide models of what must be accomplished, not how activities must be performed Pearson Education 2005 Chapter 1 (Maciaszek - RASD 2/e) 10

Modeling language and tools Modeling artifacts have to be communicated (language) and documented (tools) The Unified Modeling Language (UML) is a general-purpose visual modeling language that is used to specify, visualize, construct, and document the artifacts of a software system. Computer-Assisted Software Engineering (CASE) tool enables storage and retrieval of models in a central repository and graphical and textual manipulation of models on a computer screen Pearson Education 2005 Chapter 1 (Maciaszek - RASD 2/e) 11

UML UML is independent of any software development process A process that adopts UML must support an object-oriented oriented approach to software production implementation technologies (as long as they are objectoriented) This makes UML somewhat deficient in supporting the detailed design phase of the development lifecycle The UML models can be categorized into three groups: State models describe the static data structures Behavior models describe object collaborations State change models describe the allowed states for the system over time Pearson Education 2005 Chapter 1 (Maciaszek - RASD 2/e) 12

CASE and process improvement Process improvement is much more than the introduction of new methods and techniques the introduction of new methods and techniques to organization at a low level of process maturity can bring more harm than good An integrated CASE tool can allow multiple developers to collaborate and share design information in order to produce new design artifacts the tool imposes processes on the development team in immature organizations processes will not be followed (creating more mess than before) However, the same CASE methods and techniques would always bring personal productivity and quality improvements to individual developers Pearson Education 2005 Chapter 1 (Maciaszek - RASD 2/e) 13

System planning The question is: Which IS technologies and applications will return the most value to the business? System planning can be carried out in a number of different ways: SWOT Strengths, Weaknesses, Opportunities, Threats VCM Value Chain Model BPR Business Process Reengineering Information System Architecture (ISA) All system planning approaches have an important common denominator they are concerned with effectiveness rather than efficiency Pearson Education 2005 Chapter 1 (Maciaszek - RASD 2/e) 14

SWOT approach Mission statement Internal analysis External analysis Strengths Weaknesses Opportunities Threats SWOT matrix Objectives Goals Strategies Policies Pearson Education 2005 Chapter 1 (Maciaszek - RASD 2/e) 15

VCM approach The VCM (Value Chain Model) assesses competitive advantage by analyzing the full chain of activities in an organization from raw materials to final products sold and shipped to customers The question is: which value chain configurations will yield the greatest competitive advantage? The IS development projects can then target those segments, operations, distribution channels, marketing approaches, etc. that give the most competitive advantage Organizational functions are categorized into: primary activities they create or add value to a final product support activities they are essential but they do not enrich the product Pearson Education 2005 Chapter 1 (Maciaszek - RASD 2/e) 16

BPR approach The BPR (Business Process Reengineering) approach to system planning is based on the premise that today s organizations must reinvent themselves and abandon the functional decomposition, hierarchical structures and operational principles that they are now using Most contemporary organizations are structured in vertical units focused on functions, products or regions No one employee or department is responsible for a business process which is defined as... a collection of activities that takes one or more kinds of input and creates an output that is of value to the customer The most visible difference between a process enterprise and a traditional organization is the existence of process owners The main objective of BPR is to radically redesign business processes in an organization (hence, process redesign) The major hurdle lies in the need to embed a horizontal process in a traditional vertical management structure BPR initiative requires changing the organization around the development teams as the primary organizational units These teams are responsible for one or more end-to to-end business processes Pearson Education 2005 Chapter 1 (Maciaszek - RASD 2/e) 17

ISA approach ISA (Information Systems Architecture) is a bottomup approach that offers a neutral architectural framework for IS solutions that can suit a variety of business strategies it does not include a system planning methodology it offers a framework that leverages most business strategies The ISA framework is represented as a table of thirty cells organized into five rows (labeled 1 through 5) and six columns (labeled A through F) Rows represent the different perspectives used in the construction of a complex engineering product, such as an information system five major players in the game Columns represent the six different descriptions or architectural models that each of the participants engages with Pearson Education 2005 Chapter 1 (Maciaszek - RASD 2/e) 18

Systems for three management levels Level of decision making Focus of decision making Typical IS applications Typical IT solutions Pivotal concept Strategic (executive and senior management levels) Strategies in support of organizational long-term objectives Market and sales analysis, Product planning, Performance evaluation Data mining, Knowledge management Knowledge Tactical (line management level) Policies in support of shortterm goals and resource allocation Budget analysis, Salary forecasting, Inventory scheduling, Customer service Data warehouse, Analytical processing, Spreadsheets Information Operational (operative management level) Day-to-day staff activities and production support Payroll, Invoicing, Purchasing, Accounting Database, Transactional processing, Application generators Data Pearson Education 2005 Chapter 1 (Maciaszek - RASD 2/e) 19

Software development lifecycle Set of activities conducted and managed for development project The lifecycle identifies: the applied modeling approach the exact phases along which the software product is transformed from initial inception to phasing it out the method (methodology) and associated development process Pearson Education 2005 Chapter 1 (Maciaszek - RASD 2/e) 20

Development approach Software has become much more interactive event-driven user in control software objects service random and unpredictable events Conventional software has been well served by the so-called structured approach Modern GUI systems require object programming and the object approach is the best way to design such systems Pearson Education 2005 Chapter 1 (Maciaszek - RASD 2/e) 21

Structured approach ANALYSIS DFD (processes, flows, stores, external entities) ERD (entities, relationships, attributes) User interface prototype Rich declarative semantics DESIGN Architectural design Schema design (tables, views, referential integrity, indexes, etc.) Server program design (stored procedures, triggers) 4GL application design IMPLEMENTATION Server programming, Client programming, Testing, Performance tuning, Three-tier deployment, etc. Poor declarative semantics Pearson Education 2005 Chapter 1 (Maciaszek - RASD 2/e) 22

Object-oriented approach ANALYSIS Very rich declarative semantics Use cases, Class diagrams, Interaction diagrams, State diagrams, Component diagrams, Activity diagrams, Object collaboration diagrams DESIGN OBJECT IMPLEMENTATION Rich declarative semantics RELATIONAL IMPLEMENTATION Very rich declarative semantics Very poor declarative semantics Pearson Education 2005 Chapter 1 (Maciaszek - RASD 2/e) 23

Lifecycle phases Business Analysis functional and non-functional requirements System Design architectural design detailed design Implementation coding round-trip engineering Integration and Deployment Operation and Maintenance Pearson Education 2005 Chapter 1 (Maciaszek - RASD 2/e) 24

Business analysis Also requirements analysis Activity of determining and specifying customer requirements business analyst determines requirements system analyst specifies (or models) requirements Business analysis is linked to business process reengineering (BPR) aim of BPR is to propose new ways of conducting business and gaining competitive advantage Business analysis becomes increasingly an act of requirements engineering Pearson Education 2005 Chapter 1 (Maciaszek - RASD 2/e) 25

Requirements determination Requirement a statement of a system service or constraint Service statement a business rule that must be obeyed at all times (e.g. fortnightly salaries are paid on Wednesdays ) a computation that the system must carry out (e.g. calculate salesperson commission based on the sales in the last fortnight using a particular formula ) Constraint statement a restriction on the system s behavior ( only direct managers can see the salary information of their staff ) a restriction on the system s development ( we must use Sybase development tools ) Pearson Education 2005 Chapter 1 (Maciaszek - RASD 2/e) 26

Requirements specification Begins when the developers start modeling the requirements using a particular method (such as UML) CASE tool is used to enter, analyze and document the models Requirements Document is enriched with graphical models and CASE-generated reports Specifications document (the specs in the jargon) replaces the requirements document Most important specification techniques class diagrams use case diagrams Ideally, the specification models should be independent from the hardware/software platform on which the system is to be deployed Pearson Education 2005 Chapter 1 (Maciaszek - RASD 2/e) 27

Architectural design The description of the system in terms of its modules (components) Concerned with selection of a solution strategy to resolve client (user interface) and server (database) issues as well as any middleware needed to glue client and server processes modularization of the system relatively independent from a solution strategy but the detailed design of components must conform to a selected client/server solution Client/server models are frequently extended to provide a three-tier architecture where application logic constitutes a separate layer Good architectural design produces supportable systems, i.e. systems that are understandable, maintainable, and scalable (extensible) Pearson Education 2005 Chapter 1 (Maciaszek - RASD 2/e) 28

Detailed design Description of the internal workings of each software component Develops detailed algorithms and data structures for each component Dependent on the underlying implementation platform client server middleware Pearson Education 2005 Chapter 1 (Maciaszek - RASD 2/e) 29

Implementation Involves installation of purchased software coding of custom-written software other important activities, such as loading of test and production databases, testing, user training, hardware issues, etc. Client programs Server programs Pearson Education 2005 Chapter 1 (Maciaszek - RASD 2/e) 30

Integration and deployment Module integration can take more time and effort than any one of the earlier lifecycle phases, including implementation The whole is more than the sum of the parts (Aristotle) must be carefully planned from the very beginning of the software lifecycle Deployment must be carefully managed and allow, if at all possible, fallback to the old solution, if problems encountered Pearson Education 2005 Chapter 1 (Maciaszek - RASD 2/e) 31

Operation and maintenance Operation signifies change over from the existing business solution, whether in software or not Maintenance is not only an inherent part of the software lifecycle it accounts for most of it as far as IT personnel time and effort is concerned Housekeeping Adaptive maintenance Perfective maintenance Phasing out would normally happen due to reasons that have little to do with the usefulness of the software Pearson Education 2005 Chapter 1 (Maciaszek - RASD 2/e) 32

Activities spanning the lifecycle Project planning Metrics Testing Pearson Education 2005 Chapter 1 (Maciaszek - RASD 2/e) 33

Project planning If you can t plan it, you can t do it Activity of estimating the project s deliverables, costs, time, risks, milestones, and resource requirements Includes the selection of development methods, processes, tools, standards, team organization, etc. A moving target Typical constraints are time and money Pearson Education 2005 Chapter 1 (Maciaszek - RASD 2/e) 34

Metrics Measuring development time and effort Without measuring the past, the organization is not able to plan accurately for the future Metrics are usually discussed in the context of software quality and complexity they apply to the quality and complexity of the software product Equally important application of metrics is measuring the development models (development products) at different phases of the lifecycle to assess the effectiveness of the process and to improve the quality of work at various lifecycle phases Pearson Education 2005 Chapter 1 (Maciaszek - RASD 2/e) 35

Testing Test cases should be defined for each functional module (use case) described in the requirements document Desktop testing by developers not sufficient Methodical testing by Software Quality Assurance (SQA) group necessary Requirements, specifications and any documents (including program source code) can be tested in formal reviews (so-called walkthroughs and inspections) Execution-based testing: Testing to specs (black-box testing) Testing to code (white-box or glass-box testing) Pearson Education 2005 Chapter 1 (Maciaszek - RASD 2/e) 36

Development models Called also lifecycle models Model defines an approach to software production Has an associated process iterative and incremental Process is unique for each organization Representative models for iterative and incremental development: the spiral model the IBM Rational Unified Process (RUP) the Model Driven Architecture (MDA) the agile software development Pearson Education 2005 Chapter 1 (Maciaszek - RASD 2/e) 37

Spiral model Project cost Planning Risk analysis go, no-go decision Project progress Customer evaluation Engineering Pearson Education 2005 Chapter 1 (Maciaszek - RASD 2/e) 38

IBM Rational Unified Process (RUP) Requirements Analysis & Design Business Modeling Management Environment Configuration Management Deployment Start of the process Implementation Test RUP organizes projects in twodimensional terms The horizontal dimension represents the successive phases of each project iteration: inception, elaboration, construction, and transition. The vertical dimension represents seven software development disciplines and supporting activities of configuration and change management, project management, and environment. Pearson Education 2005 Chapter 1 (Maciaszek - RASD 2/e) 39

Model Driven Architecture (MDA) Customer requirements Mostly text Analysis Platform Independent Model Design Coding Applicable standards: Unified Modeling Language (UML) Meta-Object Facility (MOF) for using a Platform Specific Model Code PSM bridge Code bridge Platform Specific Model Code standard meta-model repository so that derived specifications can work together XML Meta-Data Interchange (XMI) for mapping UML to XML for interchange purposes, Common Warehouse Meta-model (CWM) for mapping of MDA to database schemas and permitting flexible data mining. Pearson Education 2005 Chapter 1 (Maciaszek - RASD 2/e) 40

Agile software development Test-driven development Acceptance tests User stories Refactoring Continuous integration Key points of agility in software production: Individuals and interactions over processes and tools Working software over comprehensive documentation Customer collaboration over contract negotiation Responding to change over following a plan The best known representatives: extreme Programming (XP) Aspect Oriented Software Development Feature-Driven Development Lean Development Pearson Education 2005 Chapter 1 (Maciaszek - RASD 2/e) 41

Case studies (separate set of slides) University Enrolment (UE) Video Store (VS) Contact Management (CM) Telemarketing (TM) Advertising Expenditure (AE) Time Logging (TL) Pearson Education 2005 Chapter 1 (Maciaszek - RASD 2/e) 42

Summary The nature of software development is that of a craft or even art. The triangle for success includes the stakeholders factor, a sound process and the support of a modeling language and tools. System planning precedes software development and determines which products can be most effective to the organization. Modern software products are object-oriented. Software development follows a lifecycle. Modern development lifecycles and processes are iterative and incremental. Pearson Education 2005 Chapter 1 (Maciaszek - RASD 2/e) 43