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Small Modular Reactors Nuclear Institute Joint Nuclear Energy CDT Event, York University, 24 May 2017 Kevin Hesketh Senior Research Fellow

Scope To highlight generic design issues from SMRs But not to judge SMR performance against them Aim is to point out the hurdles only Focus on small modular Pressurised Water Reactors (PWRs) Highest Technology Readiness Firmly rooted in existing LWR technology But generic design issues mostly apply to other types No answers, only questions

SMR definition Various definitions apply IAEA stipulate output < 300 MW electrical (MWe) unit size But IAEA also consider < 500 MWe as small Designs range from 10 MWe to 600 MWe Lower end range a bit higher than large wind turbines Upper end comparable with existing UK reactors (MAGNOX & AGR) Modular implies multiple units grouped together sharing common facilities and staff Potential applications as single units Or as multiple units making up a large power station Implied assumption that there will be significant savings from multiple units

Plant size evolution Nuclear units sizes have historically increased eg French PWR fleet: 1 st generation 900 MWe 2 nd generation 1300-1500 MWe 3 rd generation 1650 MWe Large plants benefit from scaling factors: Construction costs per MWe lower for large plants Similar workforce need independent of plant size In developing countries plants > 600 MWe may be too large for the grid and the cash flow too onerous to finance Challenge will be to make the smaller plants cost effective in this market In developed countries SMRs may need to be grouped into large power stations to be competitive Challenge will be to demonstrate economic parity or near parity for a multiple unit power station compared with a single or twin-unit conventional power station Small module sizes may make additional sites viable Siting near cities may be possible if no requirement for offsite evacuation

SMR niches Multiple unit modular power plants Small autonomous power sources for remote locations 4-Module (500 MWe) mpower Plant Small plants suited to developing countries Energy decarbonisation is a global issue and every available option will be required Desalination Barge mounted units

SMR survey Many SMR designs are under development world-wide Dominated by Light Water Reactors (LWRs) LWR designs heavily based on existing design experience and therefore closest to potential deployment Furthest developed designs are probably at least 10 years from commercial deployment US Department of Energy helping to finance design of two prototypes Less developed designs at least 15 to 20 years from deployment Difficult to compare the pros and cons of the different designs because they are at different stages of development In the end, utilities will decide which are deployed and they will be focusing on economics and financing considerations Only a few of the many proposed designs will ever make it to commercial deployment Name Capacity Type Developer CNP-300 300 MWe PWR CNNC, operational in Pakistan PHWR-220 220 MWe PHWR NPCIL, India KLT-40S 35 MWe PWR OKBM, Russia CAREM 27 MWe PWR CNEA & INVAP, Argentina HTR-PM 2x105 MWe HTR INET & Huaneng, China VBER-300 300 MWe PWR OKBM, Russia IRIS 100-335 MWe PWR Westinghouse-led, international Westinghouse SMR 225 MWe PWR Westinghouse, USA mpower 180 MWe PWR Babcock & Wilcox + Bechtel, USA SMR-160 160 MWe PWR Holtec, USA ACP100 100 MWe PWR CNNC & Guodian, China SMART 100 MWe PWR KAERI, South Korea NuScale 45 MWe PWR NuScale Power + Fluor, USA PBMR 165 MWe HTR PBMR, South Africa; NPMC, USA Prism 311 MWe FNR GE-Hitachi, USA BREST 300 MWe FNR RDIPE, Russia SVBR-100 100 MWe FNR AKME-engineering, Russia EM2 240 MWe HTR, FNR General Atomics (USA) VK-300 300 MWe BWR RDIPE, Russia AHWR-300 LEU 300 MWe PHWR BARC, India CAP150 150 MWe PWR SNERDI, China SC-HTGR (Antares) 250 MWe HTR Areva Gen4 module 25 MWe FNR Gen4 (Hyperion), USA IMR 350 MWe PWR Mitsubishi, Japan Fuji MSR 100-200 MWe MSR ITHMSI, Japan-Russia-USA Source: World Nuclear Association

NUSCALE & HOLTEC (USA) NUSCALE 45 MWe Integral PWR Reactor vessel submerged in water pool Natural circulation 17x17 fuel assembly 1.8 m core active height 3.5 year refuelling cycle HOLTEC 145 MWe Integral PWR Natural circulation 17x17 fuel assembly 3.6 m active core height 5.2 m 3 core volume ~30 MW/tHM specific rating Cartridge refuelling module

B&W mpower B&W & WESTINGHOUSE SMR (USA) mpower 180 MWe Integral PWR Forced circulation 69 17x17 fuel assemblies 4.5 year refuelling cycle (single batch core) ~35 GWd/t burnup No soluble boron reactivity control Westinghouse SMR 225 MWe Integral PWR Forced circulation (external coolant pump motors) 89 17x17 fuel assemblies 2.44 m active core height 9.6 m 3 core volume ~30 MW/tHM specific rating Soluble boron reactivity control

General Atomics GT-MHR & GE- Hitachi PRISM (USA) GT-MHR 285 MWe High Temperature Reactor (HTR) Ceramic TRISO fuel Helium coolant Graphite moderator Fuel compact in prismatic fuel blocks Core can dissipate decay heat without active systems PRISM 622 MWe Sodium cooled fast spectrum reactor Metal fuel Passive safety Passive safety

Commonly occurring features of SMRs Simplified or passive safety Integral pressure vessel Large coolant masses for high thermal inertia Low specific ratings High vertical heights to enhance natural convection Natural convection to manage decay heat Small size does not necessarily improve safety Multiple units in close proximity Underground siting of cores Underground siting may improve protection in some scenarios, but not necessarily all scenarios Long refuelling cycles Autonomous power sources have very long life cartridge cores (15 to 30 years) Facilitated by low specific ratings

Integral PWR WHAT S DIFFERENT? Core, steam generators, pressuriser, pumps and control rod drives all integrated within a single pressure vessel Contrasts with conventional PWR layout, with separate components Pressure vessel in some designs is very large DESIGN ISSUES Response of components may not be the same in the integral system as in isolation Integrated response will need careful validation testing Maintenance procedures affected Large pressure vessel manufacture Control Rod Drive Mechanism (CRDM) design Canned pump design

Core design WHAT S DIFFERENT? Some SMRs use a single-batch fuel loading strategy Some SMRs have natural circulation Some low power SMRs have a lifetime core Some small modular PWR designs have no burnable poison reactivity control Small modular PWR fuel assembly design cut-down versions of existing designs and usually down-rated DESIGN ISSUES Single-batch cores are less fuel efficient, with lower discharge burnup for a given initial enrichment Adverse effect on economics Increased spent fuel mass, though decay heat and neutron source less onerous Lifetime core source term higher than multi-batch core PWR reactivity control complicated with no soluble boron system PWR with natural circulation introduces strong coupling between thermal-hydraulics and neutronics, with potentially complex core response

Multi-module Design Basis/ interactions between modules WHAT S DIFFERENT? Multiple modules (sometimes 10 or more) for competitive station output If module independence can be demonstrated then the accident sequence frequencies for each module multiplied by number of modules Interactions between modules could have a non-linear effect on accident sequences Small modules have smaller volatile fission product inventories DESIGN ISSUES What would be an appropriate design basis for individual modules to satisfy ONR Basic Safety Level (BSL) and Basic Safety Objective (BSO) requirements for the entire station? Consequences of accidental release of volatile fission products from a small module may not scale with module size

Containment WHAT S DIFFERENT? Some LWR designs have compact containments with pressure suppression or external condensation DESIGN ISSUES Management of containment pressure Management of severe accidents with multiple units in close proximity

Footprints WHAT S DIFFERENT? Individual modules have small footprints compared with large LWRs But if grouped together into GWe power stations, the overall footprint may be comparable to that of a large LWR DESIGN ISSUES Need to assess footprints in relation to actual sites Plant layout and access Cooling water Grid access Visual impact Evacuation zones

Economics WHAT S DIFFERENT? Economics of scale Economics of factory replication Possibility of phased construction with an element of self-finance Operating and maintenance (O&M) costs New and spent fuel costs Decommissioning costs DESIGN ISSUES Mitigation of unfavourable scaling trend with simplified design and shorter build times Viability of reducing unit costs through replication with realistic market demand Need to establish the principle of selffinancing with potential investors as a valid means of financial risk mitigation Mitigation of unfavourable O&M cost scaling trend Adverse fuel route costs scaling for single-batch refuelling strategies Mitigation of possible adverse decommissioning cost trends?

Factory build Large emphasis on achieving cost reductions through high volume factory production But are the required production volumes realistic, especially if there are multiple competing designs?

Economics WHAT S DIFFERENT? Economics of scale Economics of factory replication Possibility of phased construction with an element of self-finance Operating and maintenance (O&M) costs New and spent fuel costs Decommissioning costs DESIGN ISSUES Mitigation of unfavourable scaling trend with simplified design and shorter build times Viability of reducing unit costs through replication with realistic market demand Need to establish the principle of selffinancing with potential investors as a valid means of financial risk mitigation Mitigation of unfavourable O&M cost scaling trend Adverse fuel route costs scaling for single-batch refuelling strategies Mitigation of possible adverse decommissioning cost trends?

Construction cost The costs of construction and financing construction is the largest contributors to the levelised generating cost The key to making SMRs viable will be to reduce both these costs to overcome the various other unfavourable scaling effects Other components such as operating and maintenance and fuel cycle costs are relatively minor and realistically could only make small contributions to reducing the levelised generating cost

UK requirements Need to satisfy statutory requirements for safety & radiological doses (Office of Nuclear Regulation) and environmental discharges (Environment Agency) Statutory requirements are agnostic about approaches used (eg active versus passive safety) Systems will need to go through consent processes: Justification Generic Design Assessment (GDA) Estimated cost 100m large overhead for a first of a kind SMR Site planning application Pre-Construction Safety Report (PCSR) Pre-Operation Safety Report (POSR) Continued Operation Safety Report (COSR) Staffing levels A case will need to be made to ONR that the overall staff requirement for a power station containing multiple SMR units could be no more onerous

Design maturity Many SMR designs are at an immature stage of development Far short of level needed for GDA The detailed design data needed to assess safety, performance and economics have not been produced in many cases Difficult to make assessments that are truly meaningful until the design has reached a late stage of maturity Tendency for claimed performance being driven by wishful thinking?

Conclusions Small modular reactors, especially small modular LWRs are no doubt technically viable and could be successfully licensed for operation if there is sufficient commitment But need to recognise that there are multiple design hurdles that will need significant investment However, the most difficult aspect will be to strengthen the business case for SMRs to the point where the necessary technical investment will be available It is important to recognise that the theoretical advantages of SMRs with respect to financing and affordability need to be balanced against multiple adverse scaling trends and other adverse design trends Reducing capital cost and finance cost are the key to SMR viability This is the main challenge for successful deployment of SMRs