Prospects and Challenges of Small Modular Reactor Deployments as Option to Enhance Energy Supply Security. IAEA International Atomic Energy Agency

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APEC SELF-FUNDED WORKSHOP ON NUCLEAR POWER Sustainable Energy & Technology Asia 2016 (SETA 2016) 25 March 2016, Bangkok International Trade and Exhibition Centre Bangkok, THAILAND Prospects and Challenges of Small Modular Reactor Deployments as Option to Enhance Energy Supply Security Dr.M. Hadid Subki Project Manager, Small Modular Power Reactor Nuclear Power Technology Development Section Division of Nuclear Power International Atomic Energy Agency

Advanced Water Cooled Reactors Indispensable Solution to meet the Increasing Energy Demand Solar Nuclear Wind Fossil Hydro State-of-the-Arts: Newer generations Improved robustness Advanced design features Enhanced safety performance Economically more competitive More resilient toward external events Meet Safety Standards and URDs Incorporates lessons-learned from major accidents

Regional Distribution of NPPs Source: Power Reactor Information System (PRIS), March 2016 442 nuclear power reactors operational 384194 MW(e) total net installed capacity 66 nuclear power reactors under construction

Advanced Water Cooled Reactor Design and Technology Developments: Progress Milestones Power Reactor Information System (PRIS) as of 1 March 2016: 66 NPPs under construction in 15 Member States China constructing: 24 NPPs (incl. 1 SMR: HTR-PM) Russia constructing: 9 VVERs (+ planned constructions in embarking countries (Turkey, Vietnam, Bangladesh, Belarus, Jordan,.) + KLT-40s a Floating NPP Advanced Reactors under construction: ABWR: 2 units in Japan, 2 in Taiwan EPR: 3 units: in China, Finland, France APR1400: 4 units in Korea, 2 units in UAE (+2 units just approved) AP1000: 4 units in USA, 4 units in China VVER1000/1200s deployments in Russian and foreign markets CAP1400 completed safety review by the nuclear regulatory authority in China South Korea s firstapr1400 Shin Kori-3 connected to grid on 15 January 2016

Advanced Reactor Designs (/NENP/NPTDS/15June2015) 5

SMRs Estimated Timeline of Deployment

SMRs for immediate & near term deployment Samples for land-based SMRs Water cooled SMRs Gas cooled SMRs Liquid metal cooled SMRs Land-based, marine-based, and factory fuelled transportable SMRs Estimated power limit to be modular/transportable 180 MW(e)

SMR: Motivation Driving Forces6 Advanced Reactors that produce electric power up to 300 MW, built in factories and transported as modules to utilities and sites for installation as demand arises. The need for flexiblepower generation for wider range of users and applications Replacement of aging fossil-fired units Cogeneration needs in remote and off-grid areas Potential for enhanced safety margin through inherent and/or passive safety features Economic consideration better affordability Potential for innovative energy systems: Cogeneration & non-electric applications Hybrid energy systems of nuclear with renewables 8

Synergy of Nuclear and Renewables Source: US DOE

Application of Hybrid Energy System of SMRs with Cogeneration and Renewable Energy Sources Composite Wind Farms Variable Electricity Max Output of 1061 MWe to the power GRID Node Regional Biomass (80 Km radius or ~2 million hectares) 1.000.000 t/dm/yr 1018 MWe Nuclear reactor 347 MWe (755 MWth) Offsetting SMR Electricity Reactor Heat Dynamic Energy Switching Hydrogen Electrolysis 104 GWh heat at 200 C 1169 GWh heat at 500 C 42.000 t H 2 /yr Drying and Torrefaction Processes + Pyrolysis +Synfuel Production Torrified Product Source: J. Carlsson, D. Shropshire, EC JRC, 2011 Pyrolyzed oil + char + offgas 753m 3 /day bio-diesel 597m 3 /day bio-gasoline 10

Issues of Integrating SMR + Cogeneration + Renewable (Wind) Challenge in finding the optimal ratio of the wind farm capacity to nuclear capacity, while providing adequate heat to support biomass processing while matching power demands Variability of power to grid relative to instantaneous demand should be minimized If nuclear is sized too large, variability of power production may be reduced, however, process heat and electricity are wasted Biomass availability is a key constraint Source: J. Carlsson, D. Shropshire, EC JRC, 2011

Economic Trade-offs Nuclear Hybrid System with RES Conventional System with RES Compensates variable RES Highly intermittent RES Electricity price in balancing/peaking markets Value from Synfuels Additional capital and operating costs, some loss of thermal efficiency Little or no backup capacity needed, no carbon emitted Electricityprice in base-load electricity market Cost to remove waste heat Addition of gridupgrades and energy storage for balancing, subject to fuel price volatility 100% backup for RES,using natural gas, subject to C-tax Source: J. Carlsson, D. Shropshire, EC JRC, 2011

SMRs Under Construction for Immediate Deployment the front runners 6 Page 13of 37 Country Reactor Model Output (MWe) Designer Number of units Site, Plant ID, and unit # Commercial Start Argentina CAREM-25 27 CNEA 1 Near the Atucha-2 site 2017 ~ 2018 China HTR-PM 250 Tsinghua Univ./Harbin Russian Federation KLT-40S (ship-borne) RITM-200 (Icebreaker) 70 OKBM Afrikantov 50 OKBM Afrikantov 2mods, 1 turbine 2 modules 2 modules Shidaowan unit-1 2017 ~ 2018 Akademik Lomonosov units 1 & 2 2016~2017 RITM-200 nuclear-propelled icebreaker ship 2017 ~ 2018 CAREM-25 HTR-PM KLT-40S

SMR Design Characteristics (2) Page 14of 37 Multi modules configuration Two or more modules located in one location/reactor building and controlled by single control room reduced staff new approach for I&C system

SMR Design Characteristics (3) Modularization (construction technology) Factory manufactured, tested and Q.A. Heavy truck, rail, and barge shipping Faster construction Incremental increase of capacity addition as needed

SMR Site Specific Considerations Site size requirements, boundary conditions, population, neighbours and environs Site structure plan; single or multi-unit site requirements What site specific issues could affect the site preparation schedule and costs? What is the footprint of the major facilities on the site?

Perceived Advantages & Potential Challenges Technology Issues Non-Techno Issues Advantages Shorter construction period (modularization) Potential for enhanced safety and reliability Design simplicity Suitability for non-electric application (desalination, etc.). Replacement for aging fossil plants, reducing GHG emissions Fitness for smaller electricity grids Options to match demand growth by incremental capacity increase Site flexibility Reduced emergency planning zone Lower upfront capital cost (better affordability) Easier financing scheme Challenges Licensability (first-of-a-kind structure, systems and components) Non-LWR technologies Operability and Maintainability Staffing for multi-module plant; Human factor engineering; Post Fukushima action items on design, safety and licensing Advanced R&D needs Economic competitiveness Plant cost estimate Regulatory infrastructure Availability of design for newcomers Post Fukushima action items on institutional issues and public acceptance

Elements that facilitate SMR deployment Large Reactors (>700MWe) Slow to Deploy Expensive to Build Large Capacity Baseload Power Electric Only Large EPZ SMRs (<700MWe) Faster Construction (factory produced modules) Smaller Capital Layout (stagger construction) Small to Medium Capacity (replace high-c plants) More Flexible Power (demand-follow) Diverse applications, Non-Electric (desalination, process heat) Smaller EPZ allowing new siting opportunities 25 August 2015

An example of SMR: NuScale(1) Reproduced courtesy of NuScale Power Full name: NuScale Designer: NuScale Power Inc., USA Reactor type: Integral Pressurized Water Reactor Coolant/Moderator: Light Water Neutron Spectrum: Thermal Neutrons Thermal/Electrical Capacity: 165 MW(t)/45 MW(e) Modules per plant: (1 12) modules Fuel Cycle: 24 months Salient Features: Natural circulation cooled; Decay heat removal using containment; built below ground Design status: Design Certification application in 4 th Quarter of 2016

An example of SMR: NuScale(2)

An example of SMR: KLT-40S (1) Reproduced courtesy of OKBM Afrikantov Designer: OKBM Afrikantov Russian Federation Reactor type: PWR Floating Nuclear Cogeneration Plant Coolant/Moderator: H 2 0 Neutron Spectrum: Thermal Neutrons Thermal/Electric capacity: 150 MW(t) / 35 MW(e) Fuel Cycle: Single-Loading of LEU fuel with initial uranium enrichment <20% to enhance proliferation resistance Salient Features: based on long-term experience of nuclear icebreakers; cogeneration options for district heating and desalination Design status: 2 units finalizing construction aims for commissioning in Q4 of 2016

An example of SMR: KLT-40S (2) (Source: http://www.uxc.com)

Summary is engaged in SMR Deployment Issues Nine countries developing ~40 SMR designs with different time scales of deployment and 4 units are under construction (CAREM25, HTR-PM, KLT-40s, PFBR500) Commercial availability and operating experience in vendors countries is key to embarking country adoption Countries understand the potential benefits of SMRs, but support needed to assess the specific technology and customize to their own circumstances Indicators of future international deployment show positive potential 23