IAQ and Energy Efficiency

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AMCA International IAQ and Energy Efficiency William P. Bahnfleth, PhD, PE Professor, Director Indoor Environment Center Penn State, University Park, PA, USA wbahnfleth@psu.edu Air System Engineering & Technology (ASET) Conference Europe Lyon, France L Espace Tête d Or 20 February 2018 Copyright 20 Feb. 2018 www.aset-europe.com AMCA ASET-Europe Conference, Lyon, France AMCA International www.amca.org 1

Copyright Materials This educational activity is protected by U.S. and International copyright laws. Reproduction, distribution, display, and use of the educational activity without written permission of the presenter is prohibited. AMCA International 20 Feb. 2018 www.aset-europe.com AMCA ASET-Europe Conference, Lyon, France 2

4 Learning Objectives Explain the connection between indoor air quality (IAQ) and building energy use. Compare the cost of health and performance impacts of IAQ with the cost of building energy use Explain the basis for current IAQ design standards Describe existing technologies with potential to improve IAQ with small or beneficial impact on energy use Explain how the design process should be modified to better integrate IAQ 20 Feb. 2018 www.aset-europe.com AMCA ASET-Europe Conference, Lyon, France

Buildings are the largest energy end-use sector ~ 40% of US primary energy use 2016 20.90 18.67 31.81 28.61 Source: US Energy Information Administration (2010) 20 Feb. 2018 www.aset-europe.com AMCA ASET-Europe Conference, Lyon, France 4

Most building energy use is for environmental control US buildings, all types Space heating 37% Lighting 10% Space cooling 9% Ventilation 3% TOTAL 59% HVAC 49% Source: US DOE Buildings Energy Data Book (2010) 20 Feb. 2018 www.aset-europe.com AMCA ASET-Europe Conference, Lyon, France 5

Energy use and its impact on climate are recognized global issues More than 40 years of major effort Energy standards (1970s) Montreal protocol (1986) Kyoto protocol (1992) Energy source changes Lower carbon fossil fuels Wind and PV electric Component and system efficiency improvements 20 Feb. 2018 www.aset-europe.com AMCA ASET-Europe Conference, Lyon, France 6

Compared to energy/environment, indoor air quality is an emerging issue That all people should have free access to air and water of acceptable quality is a fundamental human right. ~World Health Organization (2000) Air Quality Guidelines for Europe, 2 nd ed. An energy declaration without a declaration related to the indoor environment makes no sense. ~B. Olesen, O. Seppänen, A. Boerstra (2006) Criteria for the Indoor Environment for Energy Performance Of Buildings A New European Standard. Facilities 24 (11/12): 445-457. 20 Feb. 2018 www.aset-europe.com AMCA ASET-Europe Conference, Lyon, France 7

Air quality has monetizeable effects 1:10:100:1000 rule of thumb Design cost Construction cost Operation cost Occupant cost 10% improvement in performance operating cost 20 Feb. 2018 www.aset-europe.com AMCA ASET-Europe Conference, Lyon, France 8

Economic Impact of IEQ (Fisk, W. How IEQ Affects Health, Productivity. ASHRAE J., May 2002) Source of Gain Potential Annual Benefits in US Lower $B (2017) Higher $B (2017) Reduced Respiratory Illness Reduced Allergies and Asthma Reduced Sick Building Syndrome Symptoms 16-37 Million Avoided Cases of Common Cold or Influenza 8% - 25% Decrease in Symptoms - 53 Million with Allergies, 16 Million Asthmatics 20% - 50% Less SBS Symptoms at Work for ~15 Million Workers 6 (8.2) 14 (19.2) 1 (1.4) 4 (5.5) 10 (13.7) 30 (41.1) Lighting/Thermal Performance improvement 20 (27.4) 160 (219.2) TOTAL 37 (50.7) 285 (285.0) Higher estimate of economic loss is ~ annual US energy bill for buildings 20 Feb. 2018 www.aset-europe.com AMCA ASET-Europe Conference, Lyon, France 9

Human cost of IAQ - asthma In US in 2015 7.8 % of population/ 25 million people diagnosed 11.6 million attacks 10.5 million missed school days 14.2 million missed work days 439,000 hospital stays 1.6 million emergency room visits 3,615 deaths Indoor pollutants that are asthma triggers (CDC) ETS Dust mites Outdoor air pollution Cockroach allergens Pets Mold Wood and grass smoke Respiratory infections 20 Feb. 2018 www.aset-europe.com AMCA ASET-Europe Conference, Lyon, France 10

Human cost of IAQ developing world Health effects 34% - stroke 26% - ischemic heart disease 22% - COPD 12% - acute lower respiratory infections in children 6% - lung cancer Estimated 4.3 million excess deaths in 2012 due to indoor PM, mostly biomass combustion (WHO 2014) 20 Feb. 2018 www.aset-europe.com AMCA ASET-Europe Conference, Lyon, France 11

Current practical definition of IAQ perceived air quality Acceptable Indoor Air Quality: air in which there are no known contaminants at harmful concentrations as determined by cognizant authorities and with which a substantial majority (80% or more) of the people exposed do not express dissatisfaction. (ASHRAE Standard 62.1-2016 Ventilation for Acceptable Indoor Air Quality) 20 Feb. 2018 www.aset-europe.com AMCA ASET-Europe Conference, Lyon, France 12

Current approach to IAQ control Reduce/remove known sources of contaminants Manage moisture Ventilate to achieve subjective satisfaction ASHRAE 62.1 - ~5-10 L/s-pers Moderate level of particulate filtration ASHRAE 62.1 - MERV 8: 70-85% for > 3 µm, NR for PM 2.5 Fanger, P. O. (2008) Perceived Air Quality and Ventilation Requirements in Indoor Air Quality Handbook, J. Spengler, J. McCarthy and J. Samet eds. 20 Feb. 2018 www.aset-europe.com AMCA ASET-Europe Conference, Lyon, France 13

Current ventilation standards set a low bar for health and productivity Sick building syndrome symptoms Source: W. Fisk, A Mirer, M. Mendell. 2009. Quantitative relationship of sick building syndrome symptoms with ventilation rates. Indoor Air 20 Feb. 2018 www.aset-europe.com AMCA ASET-Europe Conference, Lyon, France 14

Ventilation, health & productivity Task performance Source: Seppänen, O. and W. Fisk. 2006. Some Quantitative Relations between Indoor Environmental Quality and Work Performance or Health. HVAC&R Research. 20 Feb. 2018 www.aset-europe.com AMCA ASET-Europe Conference, Lyon, France 15

Ventilation, health & productivity Schoolwork performance Source: P. Wargocki and D. Wyon. 2006. Effects of HVAC on Student Performance. ASHRAE Journal. (Summarizing ASHRAE RP-1257) 20 Feb. 2018 www.aset-europe.com AMCA ASET-Europe Conference, Lyon, France 16

Ventilation, health & productivity Infectious disease transmission Source: Sun, Y., Z. Wang, Y. Zhang, J. Sundell. 2011, In China, Students in Crowded Dormitories with a Low Ventilation Rate Have More Common Colds: Evidence for Airborne Transmission. PLoS ONE 6(11) e27140. 20 Feb. 2018 www.aset-europe.com AMCA ASET-Europe Conference, Lyon, France 17

Ventilation, health & productivity Recent studies on cognitive effects of CO 2 with fixed and proportional bioeffluent Satish, et al. cognitive effects of CO 2 alone at concentrations compliant with current ventilation minimum standards Source: Satish, U., M. Mendell, K. Shekhar, T. Hotchi, D. Sullivan, S. Streufert, and W. Fisk. 2013. Is CO 2 an Indoor Pollutant? Direct Effects of Lowto-Moderate CO 2 Concentrations on Human Decision-Making Performance. Env. Health Perspectives 20(12):1671-1677. 20 Feb. 2018 www.aset-europe.com AMCA ASET-Europe Conference, Lyon, France 18

Ventilation, health & productivity Recent studies on cognitive effects of CO 2 with fixed and proportional bioeffluent Zhang, et al cognitive deficit, but only with proportional bioeffluent at lower CO 2 concentrations Source: Zhang, X., P. Wargocki, Z. Lian, C. Thyregod. 2017. Effects of exposure to carbon dioxide and bioeffluents on perceived air quality, self-assessed acute health symptoms, and cognitive performance. Indoor Air 27:47-64. 20 Feb. 2018 www.aset-europe.com AMCA ASET-Europe Conference, Lyon, France 19

Energy efficiency and IAQ are in conflict and energy usually wins Energy Measured accurately Monetized Efficiency has positive environmental impact Existing design process focused on optimizing energy cost and capital cost Indoor Air Quality Prescriptive perceived air quality approach Not accurately monetized Without attention to energy use, IAQ improvements may increase energy Ventilation stands in for IAQ and is a design constraint 20 Feb. 2018 www.aset-europe.com AMCA ASET-Europe Conference, Lyon, France 20

Agenda for integrating IAQ and energy efficiency Translational research: science application Education and training Deploy efficient technology to improve IAQ Design process changes 20 Feb. 2018 www.aset-europe.com AMCA ASET-Europe Conference, Lyon, France 21

Building technology is not the first priority Engineering controls limit exposure Exposure source strength Smaller sources require less treatment Source: US National Institute of Occupational Safety and Health (NIOSH) 20 Feb. 2018 www.aset-europe.com AMCA ASET-Europe Conference, Lyon, France 22

Ventilation Dilute contaminants and remove them in exhaust air Methods for providing ventilation with low energy demand Natural ventilation Air-to-air energy recovery Demand-controlled ventilation Air-side economizer Dedicated outdoor air supply (DOAS) Improved ventilation air delivery methods 20 Feb. 2018 www.aset-europe.com AMCA ASET-Europe Conference, Lyon, France 23

Ventilation Natural Ventilation Effectiveness varies with climate and thermal comfort estimate ~20 50% cooling for US Applicability in urban environments compromised by outdoor air quality As applied, concerns about seasonal effectiveness, occupant use ASHRAE Standard 62.1 requires most NV systems be backed up by mechanical ventilation Requires acceptance of adaptive model of comfort Source: Construction Canada 20 Feb. 2018 www.aset-europe.com AMCA ASET-Europe Conference, Lyon, France 24

Ventilation Air-Air Heat Recovery Should be considered for all systems Total energy recovery replacing sensible for cooling systems ASHRAE Standard 90.1 requires exhaust air energy recovery with enthalpy recovery ratio 50% for covered systems Source: Clark, L. 2017. HPAC Engineering Source: Flow Tech 20 Feb. 2018 www.aset-europe.com AMCA ASET-Europe Conference, Lyon, France 25

Ventilation Air-Air Heat Recovery Source: ASHRAE. 2017. Design Guide for Dedicated Outdoor Air Systems 20 Feb. 2018 www.aset-europe.com AMCA ASET-Europe Conference, Lyon, France 26

Ventilation Demand Controlled (DCV) Ventilation standards specify OA requirements based on area and occupancy DCV limits allows reduction based on actual occupancy Advanced strategies may also consider PM, VOCs, humidity May be required by energy standards like ASHRAE 90.1 for some spaces Issues Difficulty/cost of accurate occupant counts CO 2 most common Control to minimum standards increased health/performance deficits Could improve IAQ if per-person ventilation rate is correspondingly increased 20 Feb. 2018 www.aset-europe.com AMCA ASET-Europe Conference, Lyon, France 27

Ventilation Demand Controlled Life-cycle cost analysis including health and productivity effects shows that higher ventilation rates can be cost optimal Source: Johansson, D. 2009. The life cycle costs of indoor climate systems in dwellings and offices taking into account system choice, airflow rate, health and productivity. Building and Environment (44):368-376. 20 Feb. 2018 www.aset-europe.com AMCA ASET-Europe Conference, Lyon, France 28

Ventilation Air-Side Economizer Increase OA to reduce coil cooling load based on T or h Saves energy and increases ventilation Required for some systems by ASHRAE Standard 90.1 Source: Taylor and Cheng. 2010. ASHRAE Journal. 20 Feb. 2018 www.aset-europe.com AMCA ASET-Europe Conference, Lyon, France 29

Ventilation Air-Side Economizer Monetized IAQ benefit of economizer can exceed energy cost savings Example: Fisk, W., D. Faulkner, O. Seppänen, J. Huang. 2005. Economic Benefits of an Economizer System: Energy Savings and Reduced Sick Leave. ASHRAE Transactions 111(2). Combines energy modeling with Wells-Riley based sick leave analysis for two-story office in Washington DC. 20 Feb. 2018 www.aset-europe.com AMCA ASET-Europe Conference, Lyon, France 30

Ventilation Air-Side Economizer Source: Fisk, et al. 2005. ASHRAE Trans. Health benefit is 3 8 times greater than energy savings 20 Feb. 2018 www.aset-europe.com AMCA ASET-Europe Conference, Lyon, France 31

Ventilation DOAS Dual-path 100% OA system latent load, ventilation, partial sensible Parallel sensible system Energy recovery Many parallel system options Fan coil units Chilled beams Radiant panels Variable air volume Source: ASHRAE. 2017. Design Guide for Dedicated Outdoor Air Systems 20 Feb. 2018 www.aset-europe.com AMCA ASET-Europe Conference, Lyon, France 32

Ventilation DOAS Source: ASHRAE. 2017. Design Guide for Dedicated Outdoor Air Systems 20 Feb. 2018 www.aset-europe.com AMCA ASET-Europe Conference, Lyon, France 33

Ventilation DOAS Source: Jeong, Mumma, and Bahnfleth. 2003. Energy Conservation Benefits of a Dedicated Outdoor Air System with Parallel Sensible Cooling by Ceiling Radiant Panels ASHRAE Trans. 20 Feb. 2018 www.aset-europe.com AMCA ASET-Europe Conference, Lyon, France 34

Ventilation Improved Air Delivery Alternatives to overhead mixing ventilation Underfloor air distribution Displacement ventilation Personal ventilation All have the effect of increasing contaminant removal effectiveness Lower total ventilation requirement for same IAQ Source: Chen and Glicksman. 2003. System Performance Evaluation and Design Guidelines for Displacement Ventilation. ASHRAE. 20 Feb. 2018 www.aset-europe.com AMCA ASET-Europe Conference, Lyon, France 35

Air Cleaners Role of air cleaners remove contaminants not easily removed by ventilation, reduce need for ventilation Major classes Particulate filtration Gas phase filtration Microbial control 20 Feb. 2018 www.aset-europe.com AMCA ASET-Europe Conference, Lyon, France 36

Air Cleaners Particulate Well-developed technology (fiber filters) Older minimum requirements in standards minimally address size ranges with health effects but improving HEPA filters not needed to add significant value Higher η filters can have minimal energy impact if integrated in original design Typical filter performance by MERV rating ASHRAE Standard 52.2 Fractional Efficiency 1 0.8 0.6 0.4 0.2 14 15 12 11 8 0 0.01 0.10 1.00 10.00 Particle Mean Diameter, µm Source: Kowalski and Bahnfleth. 2002. HPAC 16 13 6 20 Feb. 2018 www.aset-europe.com AMCA ASET-Europe Conference, Lyon, France 37

Air Cleaners - Particulate Major benefits for reduced indoor PM, especially when outdoor air levels are high Source: Montgomery, J., C. Reynolds, S. Rogak, S. Green. 2015. Financial implications of modifications to building filtration systems. Building and Environment 85:17-28. 20 Feb. 2018 www.aset-europe.com AMCA ASET-Europe Conference, Lyon, France 38

Air Cleaners Gas phase Not required by minimum prescriptive standards Sorbent media (activated carbon, permanganates) are best established Photocatalysis has promise and problems Many issues What to control Can it be measured accurately What are control levels Secondary contaminant generation Reliability 20 Feb. 2018 www.aset-europe.com AMCA ASET-Europe Conference, Lyon, France 39

Air Cleaners Microbial Particle filtration can be effective but costly and energy intensive for high efficiency at small particle sizes Ultraviolet germicidal irradiation (UVGI) is a low energy alternative/adjunct ventilation rates and particle filtration High effectiveness when applied appropriately Low lamp energy consumption Low pressure drop Peer reviewed effectiveness in reducing airborne infections Other methods 20 Feb. 2018 www.aset-europe.com AMCA ASET-Europe Conference, Lyon, France 40

Microbial Air Cleaners - UVGI UVC damages microbial DNA and RNA 254 nm UVC produced by Hg vapor lamps UVC LED technology developing Exponential dose-response relationship S = exp( kit ) Source: 2015 ASHRAE Handbook HVAC Applications, Ch. 60, Fig. 3 20 Feb. 2018 www.aset-europe.com AMCA ASET-Europe Conference, Lyon, France 41

Microbial Air Cleaners - UVGI Typical applications In-duct in air handling unit Upper-air in occupied spaces Source: 2015 ASHRAE Handbook HVAC Applications, Ch. 60, Fig. 6 20 Feb. 2018 www.aset-europe.com AMCA ASET-Europe Conference, Lyon, France 42

Microbial Air Cleaners - UVGI Coil UVGI Irradiation of coil surfaces to control biological growth Reduces air-side flow resistance Increases air-side heat transfer coefficient Saves energy and maintenance cost Recent studies in US and Singapore Ability to reduce energy use Significant impact on airborne microbial load and expected impact on air quality Cost-effective in high latentload climates where cooling is needed 20 Feb. 2018 www.aset-europe.com AMCA ASET-Europe Conference, Lyon, France 43

38% 14% 48% Annual simulation - Singapore Fan energy 9.1% Pump energy 6.2% Chiller energy 0.41 % Fan Pump Chiller Wang, Y., C. Sekhar, W. Bahnfleth, D. Cheong, J. Firrantello. 2017. Effects of Ultraviolet Coil Irradiation Systems on Air-side Heat Transfer Coefficient and Low T Syndrome in a Hot and Humid Climate. Science and Technology for the Built Environment 23(4):582-593. 20 Feb. 2018 www.aset-europe.com AMCA ASET-Europe Conference, Lyon, France 44

Renewable energy supply changes the equation Energy efficiency is still a virtue, however IAQ benefits do not create environmental hazard IAQ benefits do not further deplete a non-renewable resource Refocuses decision-making process on economics 20 Feb. 2018 www.aset-europe.com AMCA ASET-Europe Conference, Lyon, France 45

Process change Monetize IAQ properly Current optimization includes Construction cost Energy and water cost Maintenance cost IAQ = ventilation, an input parameter Better process would evaluate exposures and monetize consequences 20 Feb. 2018 www.aset-europe.com AMCA ASET-Europe Conference, Lyon, France 46

Conclusion Energy use of buildings and its consequence is an important societal issue and technological challenge Good indoor air quality is a fundamental goal of building design and operation and consumes a lot of energy Based on the consequences of poor IAQ, which is common, it needs to be addressed differently in standards and design Technologies are available today to promote better IAQ that are energy neutral or better, and new technologies are emerging 20 Feb. 2018 www.aset-europe.com AMCA ASET-Europe Conference, Lyon, France 47

Questions? William P. Bahnfleth, PhD, PE Professor of Architectural Engineering The Pennsylvania State University wbahnfleth@psu.edu 20 Feb. 2018 www.aset-europe.com AMCA ASET-Europe Conference, Lyon, France 48