RoHS & Related Initiatives

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1 RoHS & Related Initiatives 55 th Annual SES Conference August 14, 2006 Presented By Scott MacLeod C&E News June 28, 2004 Volume 82, Number 26 1

2 Outline 1. Global Restricted Substances Overview 2. Standards Development Activities 3. Due Diligence Tools 4. Testing Techniques 2

3 Then & Now Iron Eyes Cody 3

4 EU To Help Protect Human Health the EU Issued Two Directives 2002/96/EC WEEE (Waste From Electrical and Electronic Equipment) 2002/95/EC RoHS (Restriction of Hazardous Substances in Electrical and Electronic Equipment) Other Related EU Laws: ELV, Batt & Accum, Packaging Waste, EUP, REACH 4

5 WEEE & RoHS (1000V AC / 1500V DC) Large and Small Appliances IT Equipment Telecommunications Equipment Lighting Tools Toys Sports Equipment Medical Devices (Currently RoHS Exempt, 2009?) Monitoring and Control Instruments (Currently RoHS Exempt, 2009?) Electric Light Bulbs & Luminaires in Households 5

6 RoHS Directive Eliminate Hazardous Substances During the Disposal and Recycling of Electronic Waste Effective July 1, 2006 Applies to All EU Member States ( Single Market Directive ) New Approach Directive Products Placed on the Market Presumed to Declare Compliance No Marking Required, CE Mark Not Appropriate 6

7 RoHS Restricted Substances Cadmium, Hexavalent Chromium, Lead, Mercury & Their Compounds Polybrominated Biphenyl (PBB) and Polybrominated Diphenyl Ether (PBDE*) Flame Retardants Exemptions Exist (3 Amendments, More Coming) July 1, 2006 Effective Date *Deca-BDE ( 209 ) Exempted 10/15/05 7

8 RoHS Maximum Concentration Values Commission Decision 2005/618/EC of 18 th Aug a maximum concentration value of 0,1 % by weight in homogeneous materials for lead, mercury, hexavalent chromium, polybrominated biphenyls (PBB) and polybrominated diphenyl ethers (PBDE) and of 0,01 % by weight in homogeneous materials for cadmium shall be tolerated. 8

9 RoHS Homogeneous Material..cannot be mechanically disjointed into different materials...of uniform composition throughout...can be, in principle, separated by mechanical actions such as unscrewing, cutting, crushing, grinding and abrasive processes. Mechanical Disjointing Definition Excludes Chemical Separation Dilution is Not the Solution! 9

10 RoHS Deconstruction Example Cat 6E Cable 8 HM s 10

11 RoHS Substance Common Uses Lead - Solders, Glass, Ceramics, Alloys, Plastics, Paints Cadmium - Semiconductors, Ceramics,Solders, Plastics Mercury - Fluorescent Lamps, Elec.Contacts Chromium +6 - Alloy Corrosion Protection Coatings, Plastics PBB and PBDE - Flame Retarded Plastics Table reprinted from ERA Technology Report on Possible Compliance Approaches for Directive 2002/95/EC (The RoHS Directive), April 2004

12 US Federal Restricted Substance Initiatives 109th Congress Bills S510 - Electronic Waste Recycling Promotion and Consumer Protection Act (Finance Committee) HR425 - National Computer Recycling Act (Subcommittee on Environment and Hazardous Materials) HR Toxic Flame Retardant Prohibition Act (Subcommittee on Economic Development, Public Buildings and Emergency Management) (108 th Congress) HR668 - Ban On Children s Products Containing Lead (Subcommittee on Commerce, Trade and Consumer Protection) 12

13 US States Restricted Substance Initiatives Cal Prop 65, California RoHS (AB-2202 Proposes Expansion) Proposed / Enacted Electronics Waste Recycling/Disposal CA, CT, FL, IL, ME, MD, MA, MI, MN, NY, NC, RI, SC, TX, VA, VT, WA Proposed / Enacted PBDE Restrictions CA, CT, HI, IL, ME, MD, MI, MN, MT, NY, OR, WA 13

14 Canada Proposed / Enacted Electronics Waste Recycling/Disposal or Substance Restriction Alberta Nova Scotia Ontario Saskatchewan 14

15 Asia China RoHS - Administration on the Control of Pollution Caused by Electronic Information Products, Proposed Date of Adoption is 12/31/05, Entry into Force is 7/1/06 Related Legislation/Initiatives Adopted/Proposed in Japan, Taiwan, & South Korea 15

16 EU vs China EU RoHS China RoHS Published Feb. 13, 2003 Feb. 28, 2006 Effective July 1, 2006 March 1, 2007 Restricted Substance Effective Date Scope July 1, 2006 Electrical & Electronic Equipment (EEE) Catalogue Dependent Electronic & Information Products English Version Yes No 16

17 EU vs China EU RoHS China RoHS Products Covered Large & Small Household Appliances, IT & Telecommunications, Consumer, Lighting, Tools, Toys, Leisure & Sports, Automatic Dispensers Radar, Communications, Radio & Television, Computers, Home Electronics, Electronic Measuring Instruments, Specialized Electronics, Electronic Components & Parts, Electronic Applications, Electronic Materials, & Accessories. 17

18 EU vs China EU RoHS China RoHS Are White Goods Covered? Compliance Basis Yes By Placing Product(S) On The Market, Producers Self Declare Compliance No 1. By Compulsory Certification For Catalogue Products 2. By Placing Product(S) On The Market, Producers Self Declare Compliance For All Others. 18

19 Standard Development Org s IEC TC 111 ( Environmental Standardization for Electrical and Electronic Products and Systems ) Top Down Supply Chain Approach WG1 on Materials Declaration WG2 on Environmental Design WG3 on Test Methods PT3-HWG on Sample Dis-jointment Formed 19

20 IEC TC111 WG3 "Procedures for the Determination of Levels of Regulated Substances in Electrotechnical Products" (IEC 62321, Ed.1, 111/54/CDV) XRF Screening & Traditional Analytical Verification Testing CDV Released May 5, 2006 CDV Closing Date October 6, nd IIS Completed, Report Out Shortly 20

21 Standard Development Org s ASTM TC F40 ( Declarable Substances In Materials ) Bottom Up Supply Chain Approach F40.01 Test Methods F40.02 Management Practices & Guides F40.03 Monitoring of Legislation & Regulation F40.04 Existing Document Research/Liaison F40.90 Executive F40.91 Terminology 21

22 Due Diligence Tools No Single Solution Supply Chain Management Testing Self Declaration Third Party Evaluation Continuing Regulatory Knowledge Database for Materials or Products Quality Registration (ISO 1400 Series) ECO Labeling ( Green Seal ) 22

23 Restricted Substance Testing Techniques Traditional Analytical Non-Destructive 23

24 Traditional Analytical Testing Destructive Preparation Acid Decomposition Extraction / Digestion Instrumental Analysis AA GC-MS ICP UV-VIS 24

25 Non-Destructive Testing Neutron Activation Analysis (NAA) Electron Microscopy (SEM, etc.) Proton Induced X-Ray Emission (PIXE) X-ray Fluorescence (XRF) 25

26 Helpful Gov. Websites EU UK page29048.html US CHINA

27 Summary Global Directives in the EU, US & Asia Standards Development Organizations Due Diligence Tools, No Single Solution Testing Techniques 27

28 RoHS & Related Initiatives Thank You 55 th Annual SES Conference August 14, 2006 Presented By Scott MacLeod C&E News June 28, 2004 Volume 82, Number 26 28

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