2017 Tentative Agenda

Transcription

1 2017 Tentative Agenda Tuesday, April 25 Afternoon (TBD) Early Registration 5:00pm Rainey Street Rendezvous Happy Hour- more details to come 7:00 8:30 AM Registration and Breakfast 8:30 8:40 AM Welcome to BUG 2017 Wayne Roberts, CEO Banker s Toolbox Wednesday, April 26 8:40 9:40 AM There s a Mystery To Solve The Final CDD Rule and Beneficial Ownership Keynote Speaker Chip Poncy, Co-Founder and President Financial Integrity Network Chip Poncy, widely recognized as the one of the key contributors to the beneficial ownership policy, will provide a comprehensive update of the CDD and beneficial ownership ruling. In this session, BSA Officers will leave understanding their role in upholding beneficial ownership policies and the training they should emphasize for different areas of their staff. Poncy will use his extensive foreign financial experience to provide reasoning for the policies, as well as real examples with how the beneficial ownership policy has prevented large-scale financial crimes. 9:50 10:50 AM Covering The Cards You Are Dealt Personal Liability: Protecting Yourself from Fines Jessica Caballero, CRCM, Account Manager Banker s Toolbox Shortcomings in your BSA/AML program can result in personal civil money penalties. And while personal liability is not a new concept, the price tags have gotten heftier in the last few years. How can you avoid personal liability? Find out with the experts from Banker s Toolbox.

2 11:10 AM 12:15 PM Who, What, When & Why? CDD: Why It Matters Brienne Bryson, CAMS, Risk Management Consultant Banker s Toolbox Chris Benoit, Sales Engineer Banker s Toolbox Dive into the requirements of the new Customer Due Diligence (CDD) regulation with experts who know it front to back. We ll cover the changes that your institution will need to put in place in order to comply. There is less than a year and a half left before the deadline, so you ll be glad to walk away from this session with a comprehensive checklist to help you plan. 12:15 PM 1:30 PM Lunch 1:30 PM 2:30 PM Develop Your Game Strategy Breakout Session: CDD Workshop Participate in a hands-on beneficial ownership workshop to prepare for the CDD rulings. The interactive workshop is designed for BSA Officers to create a plan customized to their financial institution prior to the May 2018 deadline. 1:30 PM 2:30 PM Collecting Your Evidence Breakout Session: SAR Workshop Law Enforcement & Get all of your SAR questions answered here in this hands-on workshop! Law enforcement and Banker s Toolbox experts will dive into the importance of creating accurate SARs and tips on how to document SARs properly using real-life examples. 2:50 3:50 PM Use Your Detective Reasoning Law Enforcement Panel: How Experts Utilize SARs to Crack a Case Law Enforcement Including: Elliot Casey, Staff Attorney Virginia Commonwealth s Attorneys Services Council James Cox, Second Lieutenant Fairfax County Police Department Jason Zirkle, CAMS, Criminal Intelligence Analyst Texas Department of Public Safety Collin Haynes, CFE CAMS CICA, Sr. Fin. Intelligence Analyst LV Police Dept., Org Crime Bur. A diverse and distinguished panel of law enforcement (investigators, prosecutors, FBI agents, etc.) will discuss trends, regulations and financial crime investigation from their points of view. They will discuss how they use SARs to aid an investigation, how bankers can improve their relationships with local law enforcement and more. 4:15 5:15 PM Learn the Secret Passages: Track Down the Suspects Terrorist Financing: Bankers Role in Defending Our Nation Erin O Loughlin, CAMS, Financial Crimes Subject Matter Expert IBM In the year following an important election, all eyes will be on the United States. Financial institutions will continue to play a critical role in helping to defend our nation from terrorism. Former CIA Agent, Erin O Loughlin will discuss the modern history of what we are facing in terrorist financing and how financial institutions can help prevent it.

3 Thursday, April 27 7:30 8:30 AM Networking Breakfast 8:40 9:50 AM The Eye That Never Sleeps Colombia Peace Treaty: How will it Affect the US Financial System Harry Jimenez, Deputy Special Agent Homeland Security Terri Luttrell, CAMS-Audit, Senior Manager of Professional Services Banker s Toolbox Take a look at the recent events surrounding the Colombian Peace Treaty (Revolutionary Armed forces of Colombia) between Colombian law enforcement and the revolutionary guerillas, and how it will affect the financial system worldwide. This session will discuss the importance of paying attention to global politics and understanding how events across the world may have trickling effects on activity within your financial institution. 10:00 11:00 AM Adapting to Plot Twists Breakout Session: Planning for Growth- Building a BSA Program During M&A Joe Soniat, CAMS-FCI, CFE, CAFP, BPC, Vice President Union Bank With mergers and acquisitions come increased risks, challenges and regulatory vulnerabilities. However, a merger or acquisition can also be a strong growth strategy. Learn how to tailor your BSA program to your new institution s needs when growth occurs. Joe Soniat of Union Bank will discuss the challenges of growing and how Banker s Toolbox will continue to support your financial institution as you grow. 10:00 11:00 AM The Rules of The Game Breakout Session: State of Sanctions Tim White, CAMS, Business Development and Regulatory Specialist Banker s Toolbox The sanctions landscape is evolving and becoming more complex than ever before. Financial institutions are exposed to greater sanctions risks, operational and oversight challenges, and obligations to comply with sanctions administered by OFAC and other agencies. This session will address these issues and what you need to be aware of moving forward. 10:00 11:00 AM I Don t Have A Clue Breakout Session: Suspicious Activity/BSA Foundation Training Brienne Bryson, CAMS, Risk Management Consultant Banker s Toolbox Mary Stokes, Education Manager Banker s Toolbox This session is perfect for new and emerging BSA Officers or those simply looking for a refresher. It will discuss all the components of a successful BSA program and strategies on how to be confident and compliant in your role.

4 10:00 11:00 AM Making Accurate Accusations Breakout Session: Internal Systems Monitoring Kevin Gulledge, CAMS, Senior Risk Management Consultant Banker s Toolbox Do you need help setting your BAM+ parameters? This session will help you calibrate and tune your institution s parameters within Banker s Toolbox software using real examples. You will leave this session confident on how to set and test your parameters to receive only relevant alerts. 11:10 AM 12:25 PM True Detective Latest Fraud Schemes: How New Technologies Can Impact Fraud John Meyer, Chief Product Officer and Michelle Florez, Product Manager Banker s Toolbox As technology advances, so do fraudsters. Explore recent and emerging fraud schemes with resident fraud experts from Banker s Toolbox. They will cover how you may be able to defend your stakeholders and protect your institution s bottom line. 12:30 1:30 PM Lunch 1:45 2:45 PM Know Your Way Around The Mansion Homeland Security: Money Laundering and Financial Crimes Harry Jimenez, Deputy Special Agent Homeland Security Harry Jimenez, Deputy Special Agent from Homeland Security in San Antonio, will cover recent trends in money laundering and financial crimes as they pertain to North America. 3:00 4:30 PM Catch the Culprit Breakout Session: Showing the Evidence Debra Eshbaugh, CAMS, Sr. Product Manager Banker s Toolbox Mark Marshall, US Assistant Attorney General Department of Justice Go inside the mind of a criminal and learn to think like the bad guys. Dissect real life fraud cases and break it into teams with your fellow detectives to approach the crime from different angles. AML and Fraud Experts Debra Eshbaugh and Mark Marshall will share their most interesting stories pertaining to true case stories. They will provide suggestions on what to look for within your institution to protect yourselves from illegal activity. They will answer your questions related to AML and Fraud typologies. 3:00 4:30 PM Mastering The Investigation Breakout Session: Fraud Round Table Discuss best practices and recent trends in fraud during group discussions with other BAM users. Facilitators will specifically cover the tactics fraudsters are using to commit Debit Card Fraud, ACH Fraud, Tax Fraud, and Elder Abuse Fraud and how to best mitigate fraud risk for your institution.

5 3:00 4:30 PM Gathering the Missing Clues Breakout Session: Partnerships Between Law Enforcement and Financial Institutions Former Regulators, BSA Officers and Law Enforcement As BSA professionals, the work we do has an impact on preventing financial crime. This session will highlight best practices in partnering with prosecutors and law enforcement to help catch the bad guys. 4:45-5:45 PM The Confidential Case Files Revealed Regulator Hot Topics: BSA Program Expectations Happy Hour & Comedy Standup Alex Prichodko and Relax with a cold drink and join our consulting team and comedian Alex Prichodko as they take you through the day in the life of a BSA Officer. Learn what regulators expect from your BSA program and how best to prepare. 7:30 8:30 AM Networking Breakfast Friday, April 28 8:30 9:30 AM Your Turn To Roll The Dice Don t Be Afraid to Fail, Motivational Speaker Alison Levine, Team Captain of the First American Women s Everest Expedition & Author Do you ever think you can t do something? After listening to polar explorer and mountaineer Alison Levine, you may have a different mindset. Alison will share her story of climbing Mount Everest, and overcoming obstacles. 9:50 10:30 AM Something Doesn t Add Up: Two Plus Two Equals Three? Staffing: Justifying the Needs of your Department Brienne Bryson, CAMS, Risk Management Consultant Banker s Toolbox Is your BSA department adequately staffed? How can you justify an additional team member to upper management? This session will cover strategies to determine whether you need additional resources before the examiners do. 11:00 AM 12:00 PM Calibrating the Scale Breakout Session: Staffing Round Table Brienne Bryson, CAMS, Risk Management Consultant Banker s Toolbox Build off of the previous session by collaborating with other BAM customers to discuss your institution s staffing needs, create best practices for asking upper management for additional resources, and understanding when you are under-resourced and overworked.

6 11:00 AM 12:00 PM The Science of Detection Breakout Session: VEGO Training & Data Management Get best practices from implementation experts on how to be more efficient with your daily procedures. Learn what "clues" to look for in your Audit Log and Data Management reviews to establish a path to success. 11:00 AM 12:00 PM The Clues In Your Detective Notebook Breakout Session: BAM and BAM+ Tips & Tricks Debra Eshbaugh, CAMS, Sr. Product Manager Banker s Toolbox Mary Stokes, Education Manager Banker s Toolbox Banker s Toolbox product managers will share tips and tricks for getting the most out of BAM+ the system they helped build! Join us for this dynamic session, and come with questions! Network with other BAM and BAM+ users while you explore tips, tricks and best practices on how to use the system to its fullest potential. 12:15-12:30 PM Closing Remarks and Conference Adjourns