NZQA registered unit standard version 2 Page 1 of 5. Demonstrate knowledge of safety management systems for an aviation environment

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Page 1 of 5 Title Demonstrate knowledge of safety management systems for an aviation environment Level 5 Credits 8 Purpose People credited with this unit standard are, for an aviation environment, able to demonstrate knowledge of: the basics of safety management; risk management procedures; hazard and incident reporting; the purpose and method for conducting safety investigations; safety performance monitoring; and the principles and methods for conducting safety audits. Classification Aviation > Aircraft Operation Available grade Achieved Explanatory notes 1 Resources may include but are not limited to International Civil Aviation Organization. 2013. Doc 9859, Safety Management Manual. 3 rd ed. ICAO, available at http://www.icao.int/icao/en/download.htm. 2 All references to the CAA refer specifically to the Civil Aviation Authority of New Zealand. 3 Industry standards and recommended practices are those set in place by the CAA. 4 Industry texts may include but are not limited to ICAO Safety Management Manual, CAA Rule Part 100 and other Rules, CAA Advisory Circulars, operator expositions. 5 For the purpose of this unit standard, knowledge refers to the knowledge, understanding, and application of the subject matter. 6 The term safety health is an indication of an organisation s resistance to unexpected conditions or acts by individuals. It reflects the systemic measures put in place by the organisation to defend against the unknown and is an indication of the organisation s ability to adapt to the unknown, effectively reflecting the safety culture of the organisation. Outcomes and evidence requirements Outcome 1 Demonstrate knowledge of the basics of safety management within an aviation environment.

Page 2 of 5 1.1 The philosophy of safety management is described in accordance with industry texts and may include but is not limited to core business function, systems approach, system safety. 1.2 Factors affecting system safety are described in accordance with industry texts and may include but is not limited to active failures, latent conditions; equipment faults; human error; system design. 1.3 Safety management concepts are described in accordance with industry texts and may include but is not limited to cornerstones of safety management, strategies for safety management, key safety management activities, safety management process. Outcome 2 Demonstrate knowledge of risk management procedures. 2.1 The purpose of hazard identification is described in accordance with industry texts and 2.2 Principles of risk assessment are described in accordance with industry texts and problem definition, probability of adverse consequences, severity of the consequences of occurrence, risk acceptability. 2.3 Principles of risk mitigation are described in accordance with industry texts and defence analysis, risk mitigation strategies, brainstorming, evaluating risk mitigation options. 2.4 Risk communication procedures are described in accordance with industry texts and Outcome 3 Demonstrate knowledge of hazard and incident reporting for an aviation environment.

Page 3 of 5 3.1 Types of incident reporting systems used within aviation environments are described in accordance with industry texts and mandatory, voluntary, confidential. 3.2 Principles for effective incident reporting systems are described in accordance with industry texts and may include but is not limited to trust, non-punitive, inclusive reporting base, independence, ease of reporting, acknowledgement, promotion. 3.3 Incident reporting systems are described in accordance with industry texts and international ICAO Accident/Incident Data Reporting (ADREP), European Co-ordination Centre for Aviation Incident Reporting Systems (ECCAIRS); state voluntary Aviation Safety Reporting System (ASRS), Confidential Human Factors Incident Reporting Programme (CHIRP); company reporting systems. Outcome 4 Demonstrate knowledge of the purpose and method for conducting safety investigations within an aviation environment. 4.1 Types of safety investigations are described in accordance with industry texts and state investigations, in-house investigations. 4.2 The scope of safety investigations is described in accordance with industry texts and 4.3 Sources of information relevant to a safety investigation are described in accordance with industry texts and may include but is not limited to physical examination, documentation, recordings (flight data, Air Traffic Service radar and voice), interviews, simulations. 4.4 Investigation methodology is described in accordance with industry texts and may include but is not limited to Integrated Safety Investigation Methodology (ISIM).

Page 4 of 5 4.5 Methods of conveying safety recommendations are described in accordance with industry texts and Outcome 5 Demonstrate knowledge of safety performance monitoring. 5.1 The requirements for feedback on safety performance to complete the safety management cycle are described in accordance with industry texts and 5.2 Systems to identify the safety health of an organisation are described in accordance with industry texts and 5.3 Safety oversight monitoring is described in accordance with industry texts and international level, state level, organisational level, inspections, surveys, quality assurance, safety audits. Outcome 6 Demonstrate knowledge of the principles and methods for conducting safety audits. 6.1 The purpose of safety audits is described in accordance with industry texts and 6.2 The make-up and roles of the safety audit team are described in accordance with industry texts and 6.3 Planning and preparation requirements are described in accordance with industry texts and pre-audit activity may include but is not limited to feasibility of proposed schedule, information required, criteria, production of checklists; audit plan may include but is not limited to purpose, area to be audited, planned activities, schedule. 6.4 Conduct of the safety audit is described in accordance with industry texts and includes but is not limited to procedures, interviews, observations, reports. 6.5 Follow-up action on completion of a safety audit is described in accordance with industry texts and

Page 5 of 5 Planned review date 31 December 2021 Status information and last date for assessment for superseded versions Process Version Date Last Date for Assessment Registration 1 18 June 2010 31 December 2018 Review 2 20 October 2016 N/A Consent and Moderation Requirements (CMR) reference 0169 This CMR can be accessed at http://www.nzqa.govt.nz/framework/search/index.do. Please note Providers must be granted consent to assess against standards (accredited) by NZQA, before they can report credits from assessment against unit standards or deliver courses of study leading to that assessment. Industry Training Organisations must be granted consent to assess against standards by NZQA before they can register credits from assessment against unit Providers and Industry Training Organisations, which have been granted consent and which are assessing against unit standards must engage with the moderation system that applies to those Requirements for consent to assess and an outline of the moderation system that applies to this standard are outlined in the Consent and Moderation Requirements (CMR). The CMR also includes useful information about special requirements for organisations wishing to develop education and training programmes, such as minimum qualifications for tutors and assessors, and special resource requirements. Comments on this unit standard Please contact qualifications@serviceiq.org.nz if you wish to suggest changes to the content of this unit standard.