VIBRATION AND MECHANICAL SHOCK TEST REPORT

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1 Report No. :DH A-1 Version:A VIBRATION AND MECHANICAL SHOCK TEST REPORT Company :OTO Photonics Inc. Address :9F-5,No. 27, Guanxin Rd., East Dist., Hsinchu City 30072, Taiwan(R.O.C.) Sample Name :Spectrometer Date Received :JUN 07, 2017 Date Tested :JUN 07, 2017 ~ JUN 13, 2017 TESTING LABORATORY IS ACCREDITED BY: IEC/IECQ certificate of independent test laboratory approval Certificate No.: ISO accredited in respect of laboratory is approved by TAF Certificate No.:L0835 ISO 9001 certificate is approved by TUV CERT certification body of TUV NORD Cert GmbH WE HEREBY CERTIFY THAT: The test(s) shown in the attachment were conducted according to the indicating procedures. We assume full responsibility for the accuracy and completeness of these tests and vouch for the qualifications of all personnel performing them. Name Signature Date Test Engineer Marco Yu Jun 19, 2017 Manager Allan Tseng Jun 19, 2017 NOTE: 1. This report will be invalid if reproduced in part or altered in any way. 2. This report refers only to the specimen(s) submitted to test, and is invalid if used otherwise. 3. This report is ONLY valid with the examination seal and signature of this institute. 4. The tested specimen(s) will only be preserved for thirty days from the date issued, if not collected by the applicant.

2 Reliability Testing Laboratory Page 1 of 26 TABLE OF CONTENTS 1. GENERAL INFORMATION DESCRIPTION OF UNIT UNIT OPERATING CONDITION VIBRATION TEST TEST EQUIPMENT LABORATORY AMBIENCE CONDITION REFERENCE DOCUMENT TEST CONDITION SUMMARY OF TEST PHOTO OF TEST GRAPH OF TEST MECHANICAL SHOCK TEST TEST EQUIPMENT LABORATORY AMBIENCE CONDITION REFERENCE DOCUMENT TEST CONDITION SUMMARY OF TEST PHOTO OF TEST GRAPH OF TEST... 24

3 Reliability Testing Laboratory Page 2 of GENERAL INFORMATION 1.1 DESCRIPTION OF UNIT Manufacturer:OTO Photonics Inc. Sample name:spectrometer Sample quantity:6 units 1.2 UNIT OPERATING CONDITION None

4 Reliability Testing Laboratory Page 3 of VIBRATION TEST 2.1 TEST EQUIPMENT Model Serial Number Calibration Date King Design EM-600F2K-40N120 UW MAY 12, LABORATORY AMBIENCE CONDITION Temperature:25 C ± 10 C Relative humidity:50 % ± 25 % (RH) 2.3 REFERENCE DOCUMENT The test is based on customer specification 2.4 TEST CONDITION Units are non-operating. Vibration waveform:sine waveform Vibration frequency:10 to 200 Hz Vibration acceleration:1.5 g Cycle time:30 minutes Number of cycle:1 cycle for each axis Vibration axes:x, Y and Z 2.5 SUMMARY OF TEST 2.5.1, visual inspection showed no physical defect on units , inform OTO Photonics Inc. to take back the units; and the function inspection of all samples was performed by OTO Photonics Inc. (Without 3 rd party lab Dekra-iST person participated) To follow OTO Photonics Inc. requirement, attached the result as below table, this result was provided from OTO Photonics Inc. Sample name Spectrometer Test result, units function was normal.

5 Reliability Testing Laboratory Page 4 of PHOTO OF TEST X axis Y axis Z axis

6 Reliability Testing Laboratory Page 5 of 26 Appearance was normal

7 Reliability Testing Laboratory Page 6 of 26 Function was normal Note:This photo was provided by OTO Photonics Inc.

8 Reliability Testing Laboratory Page 7 of 26 Function was normal Note:This photo was provided by OTO Photonics Inc.

9 Reliability Testing Laboratory Page 8 of 26 Function was normal Note:This photo was provided by OTO Photonics Inc.

10 Reliability Testing Laboratory Page 9 of 26 Function was normal Note:This photo was provided by OTO Photonics Inc.

11 Reliability Testing Laboratory Page 10 of 26 Function was normal Note:This photo was provided by OTO Photonics Inc.

12 Reliability Testing Laboratory Page 11 of 26 Function was normal Note:This photo was provided by OTO Photonics Inc.

13 Reliability Testing Laboratory Page 12 of GRAPH OF TEST X axis

14 Reliability Testing Laboratory Page 13 of 26 Y axis

15 Reliability Testing Laboratory Page 14 of 26 Z axis

16 Reliability Testing Laboratory Page 15 of MECHANICAL SHOCK TEST 3.1 TEST EQUIPMENT Model Serial Number Calibration Date LAB ASII MAY 19, LABORATORY AMBIENCE CONDITION Temperature:25 C ± 10 C Relative humidity:50 % ± 25 % (RH) 3.3 REFERENCE DOCUMENT The test is based on customer specification 3.4 TEST CONDITION Units are non-operating. Pulse shape:half-sine waveform Impact acceleration:50 g Pulse duration:12 ms Number of shocks:6 shocks (1 shock for each face) Orientation:Bottom, top, left, right, front and rear faces 3.5 SUMMARY OF TEST 3.5.1, visual inspection showed no physical defect on units , inform OTO Photonics Inc. to take back the units; and the function inspection of all samples was performed by OTO Photonics Inc. (Without 3 rd party lab Dekra-iST person participated) To follow OTO Photonics Inc. requirement, attached the result as below table, this result was provided from OTO Photonics Inc. Sample name Spectrometer Test result, units function was normal.

17 Reliability Testing Laboratory Page 16 of PHOTO OF TEST Bottom Top Left Right Front Rear

18 Reliability Testing Laboratory Page 17 of 26 Appearance was normal

19 Reliability Testing Laboratory Page 18 of 26 Function was normal Note:This photo was provided by OTO Photonics Inc.

20 Reliability Testing Laboratory Page 19 of 26 Function was normal Note:This photo was provided by OTO Photonics Inc.

21 Reliability Testing Laboratory Page 20 of 26 Function was normal Note:This photo was provided by OTO Photonics Inc.

22 Reliability Testing Laboratory Page 21 of 26 Function was normal Note:This photo was provided by OTO Photonics Inc.

23 Reliability Testing Laboratory Page 22 of 26 Function was normal Note:This photo was provided by OTO Photonics Inc.

24 Reliability Testing Laboratory Page 23 of 26 Function was normal Note:This photo was provided by OTO Photonics Inc.

25 Reliability Testing Laboratory Page 24 of GRAPH OF TEST Bottom face Top face

26 Reliability Testing Laboratory Page 25 of 26 Left face Right face

27 Reliability Testing Laboratory Page 26 of 26 Front face Rear face << The Following Blank >>

TESTING / INSPECTION

TESTING / INSPECTION Reliability & Communication Testing Instruments KING DESIGN INDUSTRIAL CO., LTD. VIBRATION TEST LABORATORY 4F,NO. 3, Lane 270, Pei Shen Road Sec. 3, http: //www.kdi.tw Shen Keng Dist., New Taipei City,

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