Federation of Commercial Fishermen Conference 2014

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1 Federation of Commercial Fishermen Conference May 2014

2 Maritime New Zealand Compliance Group A few words from Harry Hawthorn General Manager, Maritime Compliance

3 Maritime New Zealand Compliance Group David Billington Regional Compliance Manager Southern Compliance Function Commercial Fishing Portfolio

4 Pelin Davison, MOSS Delivery Manager Federation of Commercial Fishermen 2014

5 MOSS Key differences from SSM SSM: Ship-focussed Commercial ship owners required to be a member of an SSM company Safety manual developed for each ship SSM certificate issued per ship for up to four years MOSS: Operation-focussed Commercial operators no longer required to be members of an SSM company Safety system developed for whole operation Maritime Transport Operator Certificate issued for whole operation for up to ten years

6 Changes to surveying Surveyors no longer required to be employed by SSM companies Key relationship between operators and surveyors MNZ recognises surveyors and sets the performance requirements for survey MNZ Operator Surveyor

7 Key dates 1 April 2014 Operators can apply to Maritime New Zealand to enter the MOSS system 1 July 2014 Operators must comply with the new MOSS rules.

8 Most commercial operators in NZ waters will be in MOSS If an operation is NOT covered by: ISM SOP Safety Case Barge Safety Certificate then it WILL be covered by MOSS

9 MOSS also applies to surveyors From 1 July 2014 a person must hold a Certificate of Surveyor Recognition to: survey a ship for the purpose of issuing a Certificate of Survey or issue a Certificate of Survey.

10 MOSS Transition a staged approach Operators, vessels and surveyors are deemed to be in MOSS on 1 July 2014 based on their current SSM status Operators, vessels and surveyors are then required to apply for full MOSS entry once their SSM status expires.

11 Operators On 1 July 2014, if an operator has a valid SSM Certificate, their operation will automatically be in MOSS. Their SSM certificate will become a deemed Maritime Transport Operator Certificate. The operator won t have to do anything at this stage but they MUST continue to: be a fit and proper person meet the requirements associated with their SSM Certificate have valid fit for purpose certificates for each vessel From 1 July 2014 operators are no longer required to be a member of an SSM company.

12 Surveyors Current SSM recognised surveyors On 1 July 2014, all current SSM recognised surveyors will automatically be in MOSS. Their SSM recognition will be deemed to be a MOSS recognition. After 6 months (31 December 2014 is when SSM recognition expires) all surveyors wishing to continue to work under MOSS must have applied for and be issued a MOSS Certificate of Surveyor Recognition. New surveyors Any new surveyors must apply for and be issued a MOSS Certificate of Surveyor Recognition from the time they wish to commence surveying ships.

13 When are MOSS certificates required? Operation An operation needs a Maritime Transport Operator Certificate when: the vessel s SSM certificate expires (single-vessel operations) the first SSM certificate in the operation expires (multi-vessel operations) Vessel(s) A vessel needs a Certificate of Survey when: its Fit for Purpose certificate expires OR its SSM certificate expires OR it reaches an inspection date (vessel survey) under its SSM maintenance plan

14 Operators - from 1 July 2014: operating under a deemed certificate While operating under a deemed certificate operators must continue to meet their requirements associated with their SSM Certificate - as if rule 21 had not been revoked (but no longer a member of the SSM company) From 1 July 2014 MNZ will undertake audit activity formerly carried out by their SSM company (against rule 21 reqs) The operation does not have to comply with Parts B and C of rule 19 Operators should start your Maritime Transport Operator Plan to apply for a Maritime Transport Operator Certificate in time

15 Operators under a Maritime Transport Operator Certificate Carry out the Operator Plan as documented Ensure the Operator Plan continues to be up to date Obtain MNZ approval for changes to maritime transport operator details in my plan Notify MNZ when a ship enters or exits the operation Keep a copy of the Operator Plan on-shore AND ship specific safe operating procedures on board Ensure each ship continues to meet the requirements of the rules Maintain employee qualifications and training records as part of the operator plan

16 Operators under a Maritime Transport Operator Certificate (cont) Ensure the log is carried on board at all times and includes any non-commercial use Ensure that ships operate with a valid certificate of survey Ensure a recognised surveyor completes surveys for each ship when required Ensure all corrective actions given by the surveyor are completed Display the certificate of survey for each ship >6m on the vessel in a prominent position

17 MOSS Entry - what operators need to do Operators need to provide the following: Maritime Transport Operator Certificate application form Fit and proper person application form(s) Operator Plan Application fee The assessment of the Maritime Transport Operator Certificate application will take up to three months

18 1. MTOC Entry package received Operators 2. MTOP reviewed for completeness Complete 3. Assign to reviewers Incomplete Standard checks not OK 4. F&PP standard checks Coordination 5. Desktop review of MTOP Further work required 11 Standard checks OK OK 6. Risk assessment of operation Site visit and any further revisions of MTOP Further work required 11 Engage with Operator Return to relevant step Further work required 8. Final assessment Return to relevant step 9. Approval process 10. Decline process MTOC issued MTOC declined

19 Ongoing MOSS responsibilities Operator Responsibilities MNZ & Surveyor Responsibilities On-going review and update of plan On-going review and update of safety procedures On-going support and guidance for Operators as required Contact Operators six months prior to expiry of deemed MTOC On-going maintenance and survey requirements Meet obligations under MNZ Audit On-going survey as required Audit operation and follow-up as required

20 Where to go for more information At you can find Copy of this presentation The rules 19 and 44 Templates and other guidance material Can t find an answer to your question online? us: moss@maritimenz.govt.nz Call us (toll free):

21 Thank you

22 Bruce McLaren, Audit Workstream Leader Federation of Commercial Fishermen 2014

23 AUDITS UNDER MOSS

24 What an audit is not An audit is not: Survey SSM compliance check Assessment Site visit Inspection Investigation

25 Audit For operators who are issued with Maritime Transport Operator Certificates MNZ will use a risk-based approach to determine audit frequency First audit not more than 2 years after award of Maritime Transport Operator Certificate Subsequent audits not more than 4 years apart For operators with deemed Maritime Transport Operator Certificates MNZ will seek to follow the existing SSM audit cycle (but may choose to amend that if appropriate)

26 From 1 July 2014 operating under a deemed certificate While operating under a deemed certificate you must continue to meet the requirements associated with your SSM Certificate - as if rule 21 had not been revoked but you are no longer a member of the SSM company From 1 July 2014 MNZ will undertake audit activity formerly carried out by your SSM company (against rule 21 reqs) Your operation does not have to comply with Parts B and C of rule 19 You should start your Maritime Transport Operator Plan to apply for a Maritime Transport Operator Certificate in time

27 MTOC: Single-vessel operation: I need a Maritime Transport Operator Certificate when: My vessel s SSM certificate would have expired SSM certificate issued SSM certificate becomes deemed Maritime Transport Operator Certificate SSM certificate expires 1 July July 2014 Apply 3 months early 1 July 2017 Need new MOSS Operator Certificate to continue operating

28

29 MTOC - Multi-vessel operation: I need a Maritime Transport Operator Certificate when: The first SSM certificate in my operation expires SSM certificates become deemed MOSS Operator Certificate Vessel A s SSM certificate expires Vessel B s SSM certificate expires Vessel C s SSM certificate expires 1 July July July July 2017 Apply 3 months early Need a new Maritime Transport Operator Certificate for the whole operation

30 THANK YOU

31 Changes Resulting From SeaCert Charles Tortise, Manager Technical Support Services Federation of Commercial Fishermen 2014

32 Reasons for Change - Ours

33 Strategic Approach to Compliance Change in MNZ approach Not all operators are guilty

34 Aims of SeaCert SAFE, CLEAN, SECURE Right CoC to the Right Person in Time WHY?

35 Context International and Domestic Responsibilities that are international Responsibilities that are domestic

36 Changes made Overview Limits Career progression TTMRA STCW alignment Challenges faced

37 Operating Limits Crewing & Watchkeeping Seafarer Certification Part 32 Training & Examinations Part 35 Part 31 Advisory Circulars Part 20 Guidance and Operational Policy

38 Ideal Model Informed Applicant

39 Ideal Model Informed Applicant Enabled Certification Advisor

40 Ideal Model Informed Applicant Enabled Certification Advisor Right CoC to Right Person In Time

41 Processes & Responsibilities Candidate Sea time & TRB +

42 Processes & Responsibilities Candidate Sea time & TRB + Course & Certificate +

43 Processes & Responsibilities Candidate Sea time & TRB Course & Certificate + Oral Examination

44 Processes & Responsibilities Candidate Sea time & TRB Course & Certificate Oral Examination + Medical

45 Processes & Responsibilities Candidate Sea time & TRB Course & Certificate Oral Examination Medical + Ancillaries

46 Processes & Responsibilities Candidate Sea time & TRB Course & Certificate Oral Examination Medical Ancillaries = Qualified Candidate

47 Processes & Responsibilities Qualified Candidate Applicant

48 Processes & Responsibilities Qualified Candidate Applicant Certified and Licensed Seafarer

49 Our Responsibilities Correct

50 Our Responsibilities Correct Fair

51 Our Responsibilities Correct Fair Consistent

52 Changes resulting from SeaCert Correct Fair Consistent Charles Tortise Project Manager DDI MOB

53 Q & A 15 mins

54 Introducing MNZ Maritime Officers Steve Hainstock Matt Owen Eales

55 THANK YOU

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