HORIZON 2020 Societal Challenge 5: Climate Action, Environment, Resource Efficiency and Raw Materials"

Transcription

1 HORIZON 2020 Societal Challenge 5: Climate Action, Environment, Resource Efficiency and Raw Materials" Work Programme InfoDay Zagreb 16/10/2015 Jesús Alquézar, Climate Action and Resource Efficiency DG Research and Innovation

2 Contents: 1- Introduction: Horizon 2020 and the current context 2- How to read the Work Programme «Nature-Based Solutions» 4- Climate change: Climate services, decarbonisation y the Arctic 5- Circular Economy 6- Earth Observation 7- Cultural Heritage 8- Raw Materials 8- Others: Support to EU policies

3 1- Introduction: Horizon 2020 Main R&I programme in the world, with an investment of 77 billion between Priority: IMPACT (economic, social, environmental, etc.) Projects must link research with innovation, with observable and measurable results and impacts. Consistent with Pr. Juncker political agenda, especially in terms of Growth and Jobs. Three pilars: Excellent science Industrial Leadership Societal Challenges

4 Interesting period: 1- Introduction: Horizon 2020 Preparation of Work Programme ("Scoping Paper"). Preparation of the Interim Evaluation of Horizon Multi-annual Financial Framework (MFF). Preparation of FP9. The future Framework Programme will depend of the measurable results and impacts of H2020 projects, within Pr. Juncker priorities.

5 1- Introduction: Societal Challenge 5 - Climate Action, Environment, Resource Efficiency and Raw Materials" Objective: "to achieve a resource and water efficient and climate change resilient economy and society, the protection and sustainable management of natural resources and ecosystems, and a sustainable supply and use of raw materials, in order to meet the needs of a growing global population within the sustainable limits of the planet's natural resources and eco-systems. 6 areas: Climate change, Environment, Raw Materials, eco-innovation, Earth Observation and Cultural Heritage. Before drafting a proposal, please read the legal base of Horizon 2020, to understand the contents and objectives.

6 2- The Work Programme The WP was a continuation of FP7 Priorities: Waste and Water (traditional) but introduction of "Systemic Innovation" + Expert Groups on Nature-Based Solutions, SDGs, etc.) + 2 cross-cutting areas (Energy Efficiency and Disasters Resilience) In WP , different philosophy: Transition towards a circular/sustainable economy requires Systemic Innovation : multi- and trans-disciplinarity, integration technology- business models- legislation- Social Innovation, multi-actors... Focused on solutions of the future, able to attract public and private investments Large-scale demonstrations with replicability potential (50% of the budget)

7 2- The Work Programme Demonstrations require monitoring of social, economic and environmental impacts: Development of methodologies and instruments for measuring and analysis Connexion science innovation. Non-restrictive calls, with emphasis on IMPACT. Possibility of co-funding to obtain more impact Priorities explained in different studies and reports that you should read before preparing a proposal. Several Focus Areas, common to different areas of Horizon 2020

8 2- The Work Programme Priorities: Climate Action: - Climate services - Low-Carbon Europe - Arctic Dimension Raw Materials Mainstreaming of R&I on Water Nature-based solutions: - Territorial Resilience - Sustainable Cities Systemic Eco-Innovation for a Circular Economy Sustainable Growth through: - Earth Observation - Cultural Heritage

9 2- The Work Programme Recommended readings before preparing a proposal: - Towards an EU research and innovation policy agenda for naturebased solutions & re-naturing cities ( - A European research and innovation roadmap for climate services ( - From Niche to Norm ( - Getting cultural heritage to work for Europe (

10 2- The Work Programme How to read the WP ( The Treasury Island Map ) - Annex 15 Section 12 of the WP (Societal Challenge 5): Greening the Economy : - Climate services - Towards a low Carbon Europe - NBS for territorial resilience - Water - Raw Materials - Earth Observation - Cultural Heritage for Sustainable Growth - Policy support and preparation for innovation procurement

11 2- The Work Programme How to read the WP Annex 20 Section 17 of the WP ( Cross-cutting activities"): - Industry 2020 in the Circular Economy : - Circular Economy - Smart and sustainable cities : - Sustainable cities through nature-based solutions + Blue Growth (SC2), 'Sustainable Food Security (SC2), 'Competitive low-carbon energy (SC3), SME Instrument Do not read the SC5 section only!

12 3- Nature-based solutions Inspired or based on nature Economic, social and environmental benefits Systemic interventions, resource efficient and adapted to local contexts More nature in cities and landscapes OBJETIVE: Make Europe the world leader in Nature-Based Solutions Innovation

13 3- Nature-based solutions Examples: Green roofs, Coastal protection through dunes or flooding areas, use ecosystem services to control water flows, etc. The goal is to demonstrate the benefits and efficiency of NBS. They must be co-designed, co-implement, systemic, with the intention of being mainstreamed and bases on largescale demonstrations ('living labs Monitoring, standards, protocols ). Objetive: To create a NBS market (offer and demand, business models, investors) Creation of a stakeholders platform International cooperation promotion.

14 3- Nature-based solutions - Where to find the topics Sustainable cities through nature-based solutions In the cross-cutting call: 'Smart and Sustainable Cities' Indicative budget 2016: 60M Nature-based solutions for territorial resilience In the call 'Greening the Economy' Indicative budget 2016: 8M Dates: Opening of calls: 10 Nov First deadline: 8 March 2016

15 Sustainable cities through nature-based solutions: Topics 2016 Cross-cutting call 'Smart and Sustainable Cities': SCC : Demonstrating innovative nature- based solutions in cities (IA) 2 leaders ( front-runners ) + 3 followers Followers commit to develop during the project a sustainable urban plan that replicates NBS Trans-disciplinary, with innovations at different levels (technological, social, financial, business model) Follow-up, analysis, documentation y dissemination of impact SCC : New governance, business, financing models and economic impact assessment tools for sustainable cities with nature-based solutions (urban re-naturing) (RIA) SCC : Sustainable urbanisation (ERA-NET Cofund)

16 Nature-based solutions for territorial resilience : Topics 2016 Call 'Greening the economy': SC : Operationalising insurance value of ecosystems (RIA) Methodologies and models to evaluate and quantify the insurance value of ecosystems to reduce or eliminate social and economic risks due to natural hazards, for operationalisation in risk reduction strategies. SC : Multi-stakeholder dialogue platform to promote innovation with nature to address societal challenges (CSA)

17 4- Climate Services Build the European capacity of response to climate change and its consequences Reinforce the promising climate services market with new instruments, products and information Promote Copernicus Climate Change Services (C3S)

18 Climate Services: Calls2016 Call 'Greening the economy': SC : Exploiting the added value of climate services Demonstración of climate services (IA) Not only methodologies! 'User-centric' Co-designed between providers and users With measurable results in 2-3 years and analysis of barriers Can be part of a bigger project (infrastructures), co-financed by the public or private sector SC : Climate services market research (RIA) Analysis of users and providers, to measure the market potential, or Factors and barriers to develop the market

19 4-Towards a low-carbon Europe Analise the different trajectories to allow Europa to reach its climate objectives at medium and long term, in an efficient way Maximising societal and economic benefits How to combine decarbonisation and economic growth?

20 'Towards a low-carbon Europe': Topics 2016 Call 'Greening the economy': SC : Pathways towards the decarbonisation and resilience of the European economy in the timeframe and beyond (RIA) Managing technology transition Design of the technological transition, medium and long-term visions, implications Assessment of the global mitigation efforts in the perspective of the long-term climate goal: Are the COP21 results adequate? Implications, opportunities linked with de-carbonisation and competitiveness?

21 Climate Services and 'Towards a low-carbon Europe': Where to find the topics Call 'Greening the Economy' Budget foreseen* in 2016: 40M Opening: 10 Nov First deadline: 8 March2016 *CSAs not included

22 4- The Arctic Dimension of Climate Change Region of the planet more affected by climate change which changes have global consequences and socio-economic impacts in the EU (and even opportunities: new maritime routes) We need to increase our knowledge about the Arctic and: Identify who to deal with issues linked with climate change Improve ourr predictive capacity

23 The Arctic Dimension: Topics 2016 Call 'Blue growth Demonstrating an ocean of opportunities': BG : An integrated Arctic observing system (RIA) BG : Impact of Arctic changes on the weather and climate of the Northern Hemisphere (RIA) N.B. There is a topic on the Antarctic in the call 'Greening the economy': SC : A 1.5 million year look into the past for improving climate predictions (CSA)

24 The Arctic Dimension: Where to find the topics Call 'Blue Growth Demonstrating an ocean of opportunities' (WP of Societal Challenge 2) Indicative budget 2016: 30M Opening: 27 Oct First deadline: 17 February 2016

25 5- Eco-innovation for a Circular Economy Calls 'Waste' and 'Water' introduced the Systemic Innovation concept The goal is to demonstrate that the circular economy is economically possible and environmentally desirable (see the new "Circular economy" EU Strategy). Systemic Innovation to transform radically the system re-organising the whole production-consumption chain according to a circular logic Decoupling wealth creation Resource consumption

26 ... Within the Focus Area: 'Industry 2020 in the Circular Economy' Where to find it? Horizon Cross-cutting activities (Focus Areas) General introduction Chapter 'Circular Economy' (p.68) What can we find there? Description of Systemic Eco-innovation SC5 topics Total budget: 84.5M Opening: 10 Nov First deadline: 8 March 2016

27 Circular economy, Systemic eco-innovation: Topics 2016 'Industry 2020 in the Circular Economy': CIRC : Systemic, eco-innovative approaches for the circular economy: large-scale demonstration projects (IA) Design and test, beyond a single plant, of the whole production chain, from resources to the product in the market, including recycling, industrial symbiosis, etc. Must include a draft business plan Read the Circular economy Communication! CIRC : Water in the context of the circular economy (IA) Demonstration of recuperation of water nutrients CIRC : Smart Specialisation for systemic ecoinnovation/circular economy (CSA) CIRC : New models and economic incentives for circular economy business (RIA)

28 5- Water There is a specific topic, but also mainstreaming under other calls Systemic approach. Enormous potential for the EU industry to be world leader Continuity with the WP , call Water Innovation: Boosting its value for Europe

29 Water: Where to find the Topics (1) Call 'Greening the Economy' Indicative budget 2016: 4M Topic SC : o Opening: 10 Nov o Deadline: 8 March 2016 Topic SC : o Opening: 15 Oct o Deadline: 26 January 2016

30 Water: Where to find the topics SC water- related topics: SC : Exploring the added value of climate services SC : Climate services market research CIRC : Water in the context of the circular economy SCC : Demonstrating innovative nature-based solutions in cities (for climate and water resilience) SPIRE : Systematic approaches for resourceefficient water management systems in process industries LCE : Cross-thematic ERA-NET on Applied Geosciences See also SC2, topics: 'Sustainable Food Security Resilient and resource-efficient value chains' and 'Rural Renaissance Fostering innovation and business opportunities'; plus topics SPIRE in 'Industry 2020 in the Circular Economy'

31 Water: Topics 2016 Call 'Greening the economy': SC : Supporting international cooperation activities on water (CSA) Open the JPI Water to international cooperation (Third Countries) SC5-12:2016: Food systems and water resources for the development of inclusive, sustainable and health Euro-Mediterranean societies (CSA) Context: PRIMA Initiative

32 6- Earth Observation Goal: Creating the maximum benefits to European citizens from Earth Observation infrastructure For this, innovative services must be developed, for example linked with climate change or risk management Complete the in-situ component of GEOSS and Copernicus Allow access and a full use of Earth Observation data Collaboration with the private sector for the use of technologies and services provision

33 Earth Observation: Where to find the topics Call 'Greening the Economy' Indicative budget 2016: 10M Opening: 10 Nov First deadline: 8 March 2016 Call 'Blue growth Demonstrating an ocean of opportunities' (2016) Opening: 27 Oct First deadline: 17 Feb [2017: Call 'Sustainable Food Security Resilient and resource-efficient value chains'] N.B. Other topics in the LEIT-Space WP

34 Earth Observation: Topics 2016 Call 'Greening the economy': SC : European data hub of the GEOSS information system (RIA) Web platform to offer a single access point to GEOSS data and other services. Cooperation with Copernicus Call 'Blue growth Demonstrating an ocean of opportunities' (SC2): BG : An integrated Arctic observing system (RIA) BG : Towards an integrated Mediterranean Sea Observing System (RIA)

35 7- Cultural Heritage The goal is to transform the Cultural Heritage in a production factor and a strategic resource, instead of being considered as a cost Cultural Heritage as a cataliser of re-generation, sustainable development, economic growth and quality of life Establish a European reference framework and collect evidence at European level

36 Cultural Heritage for Sustainable Development: Where to find the topics 'Greening the Economy' Indicative budget 2016: 10M Opening: 10 Nov First deadline: 8 March 2016

37 Cultural Heritage for Sustainable Development Call 'Greening the economy': Cultural heritage as a driver for sustainable growth (IA) Heritage-led urban regeneration 'Role models' and 'Replicators' Collect ans analyse models of urban regeneration Support 'Replicators' in their projects Monitoring, methodologies and creation of databases, to enable more regenerations

38 8- Raw Materials a) Raw Materials Initiative Policy and strategy b) European Innovation Partnership on Raw materials Strategic Implementation Plan c) Horizon 2020 Funding tool

39 a) Raw Materials Initiative

40 EU Raw materials policy a) Raw Materials Initiative EU Raw Materials Initiative Aim: securing sustainable supplies of raw materials Launched in 2008, consolidated in 2011 Non-energy, non-agricultural raw materials Connecting EU external and internal policies Integrated strategy (3 pillars) Introduced list of 14 Critical Raw Materials (CRM) in 2010, updated 20 CRMs in 2014

41 Critical Raw Materials* a) Raw Materials Initiative CRM Economic importance + Supply risk * Communication on the review of the list of critical raw materials for the EU and the implementation of the Raw Materials Initiative - COM(2014) 297,

42 b) European Innovation Partnership on Raw Materials

43 Policy implementation b) European Innovation Partnership on Raw Materials Overall objective: Contribute to the 2020 objectives of the EU Industrial Policy (to increase the share of industry in GDP to 20%), the Innovation Union and the Resource Efficiency 'flagships' EIP targets: Up to 10 innovative pilot actions Substitutes for at least 3 applications of CRMs Regulatory framework for primary and secondary RM EU RM Knowledge base with RM flows and trends International cooperation strategy Strategic Implementation Plan (SIP) adopted on 25 September 2013

44 2. European Innovation Partnership on Raw Materials Strategic Implementation Plan I. Technology Pillar oi.a Raw materials research and innovation coordination oi.b Technologies for primary and secondary raw materials' production oi.c Substitution of raw materials II. Non-Technology Policy Pillar oii.a Improving Europe's raw materials framework conditions oii.b Improving Europe's waste management framework conditions and excellence oii.c Knowledge, skills and raw materials flows III. International Cooperation Pillar oiii.1 Technology oiii.2 Global Raw Materials Governance and Dialogues oiii.3 Health, Safety and Environment oiii.4 Skills, Education and Knowledge oiii.5 Investment activities

45 c) Raw Materials in Horizon 2020 Societal Challenge 5 - Climate action, environment, resource efficiency and raw materials

46 Horizon 2020 Context and overview 3. Raw Materials in Horizon 2020 Excellent science ( 24 billion) SC5. Climate action, environment, resource efficiency and raw materials Industrial leadership ( 17 billion) Societal challenges ( 31 billion) ENTR GROW F3 G3 C2

47 Raw materials in SC5 Horizon 2020 Societal Challenge 5 Work Programme SC5 Call 'Greening the economy'. Published 13 October 2015! Raw materials New solutions for sustainable production of raw materials (2 RIA) Raw materials Innovation actions (1 IA) Raw materials policy support actions (1 CSA) Raw materials international co-operation (2 CSA) ERA-NET Cofund on Raw materials (1 ERA-NET)) Budget 2016: 64 million Deadlines: 8 Mar 2016 (RIA, CSA, and First stage of IA) 6 Sep 2016 (Second stage of IA)

48 Technology readiness levels (TRL) RIA, IA Horizon 2020 Work Programme General annex G of the Work programme , Where a topic description refers to a TRL, the following definitions apply: TRL 1 basic principles observed TRL 2 technology concept formulated TRL 3 experimental proof of concept TRL 4 technology validated in lab TRL 5 technology validated in relevant environment (industrial environment in the case of key enabling technologies) TRL 6 technology demonstrated in relevant environment (industrial environment in the case of key enabling technologies) TRL 7 system prototype demonstration in operational environment TRL 8 system complete and qualified TRL 9 actual system proven in operational environment (competitive manufacturing in the case of key enabling technologies; or in space) 50 GROW C2

49 Raw materials in SC5 - RIA Horizon 2020 Societal Challenge 5 Work Programme SC : New solutions for sustainable production of raw materials RIA 26 million in 2016 Sustainable selective low impact mining (2016) New technologies for the enhanced recovery of byproducts (2016) New sensitive exploration technologies (2017) GROW C2 51

50 SC5-13 RIA Actions Horizon 2020 Societal Challenge 5 Work Programme SC : New solutions for sustainable production of raw materials develop sustainable systemic solutions through industrially- and user-driven multidisciplinary consortia covering the relevant value chain of non-energy non-agricultural raw materials. Assessment of the related environmental and safety risks and a plan to communicate the added value of the proposal to the local communities and society for improving public acceptance and trust should be addressed Participation of civil society from the start of exploration until aftermining activities in a process of co-design, co-development and coimplementation is strongly encouraged. cluster with other projects financed under this topic and if possible with other relevant projects in the field funded by Horizon 2020, in support of the EIP on Raw Materials. international co-operation is encouraged. 52 GROW C2

51 SC5-13 RIA Actions Horizon 2020 Societal Challenge 5 Work Programme SC5-13 a) Sustainable selective low impact mining [2016] develop new sustainable selective low impact technological solutions for mining of small mineral deposits (including those with chemically complex ore-forming phases) on the land. clearly show integration of mining solutions with the processing and/or metallurgy steps in order to justify economic viability of the overall process. include the participation of technology oriented SMEs, as far as possible. Indicative size of proposals: EUR 3 to 7 million Expected TRL: GROW C2

52 SC5-13 RIA Actions Horizon 2020 Societal Challenge 5 Work Programme SC5-13 b) New technologies for the enhanced recovery of by-products [2016] evaluate the potential by-products existing in primary or secondary raw materials (usually accompanying the major constituents at low concentrations) and develop energy-, material- and cost-efficient new mineral processing and/or metallurgical technologies and processes to increase the selectivity and the recovery rates of valuable byproducts, particularly Critical Raw Materials. The importance of the targeted sources of by-products for the EU economy has to be duly demonstrated in the proposal. Indicative size of proposals: EUR 3 to 7 million Expected TRL: GROW C2

53 Raw materials in SC5 - IA Horizon 2020 Societal Challenge 5 Work Programme SC : Raw materials Innovation actions IA 28 million in 2016 Intelligent mining on land (2016) Processing of lower grade and/or complex primary and/or secondary raw materials in the most sustainable ways (2017) Sustainable metallurgical processes (2017) GROW C

54 SC5-14 Innovation Actions Horizon 2020 Societal Challenge 5 Work Programme to develop innovative pilots demonstrating clean and sustainable production of non-energy non-agricultural raw materials in the EU from primary and/or secondary sources. justify relevance of selected pilot demonstrations, finishing at Technology Readiness Levels (TRL) 6-8, in different locations within the EU (if justified also outside); facilitate the market uptake of solutions developed through industriallyand user-driven multidisciplinary consortia covering the relevant value chain; outline the initial exploitation and business plans (with indicated CAPEX, OPEX, IRR and NPV ) with clarified management of IPR, and commitment to the first exploitation; consider standardisation aspects when relevant; assess health, safety and environmental risks and their management 56 GROW C2

55 SC5-14 Innovation Actions Horizon 2020 Societal Challenge 5 Work Programme include a plan to communicate the added value of the proposal to the local communities and society for improving public acceptance and trust should be addressed by all the proposals. Participation of civil society from the start of exploration until after-closure activities in a process of co-design, co-development and co-implementation is strongly encouraged. seek synergies, including possibilities for funding, with relevant national/regional research and innovation programmes cluster with other projects financed under this topic and if possible with other relevant projects in the field funded by Horizon 2020, in support of the EIP on Raw Materials international cooperation is encouraged. 57 GROW C2

56 SC5-14 Innovation Actions Horizon 2020 Societal Challenge 5 Work Programme SC5-14 a) Intelligent mining on land [2016] develop and demonstrate new intelligent mining systems to avoid exposure of workers in dangerous operations, to increase efficiency and profitability, and to minimise environmental impacts of the mining operations. Any of the metallic, industrials and/or construction minerals could be targeted. The importance of the targeted raw materials for the EU economy has to be duly demonstrated in the proposal. Indicative size of proposals: EUR 8-13 million Expected TRL: GROW C2

57 Raw materials in SC5 - CSA Horizon 2020 Societal Challenge 5 Work Programme SC : Raw materials policy support actions - CSA Expert network on Critical Raw Materials (2016) Good practice in waste collection systems (2017) Optimising collection of raw materials data in Member States (2017) Linking land use planning policies to national mineral policies (2017) EU network of mining and metallurgy regions (2017) EU network of regions on sustainable wood mobilisation (wood supply) (2017) GROW C2 59

58 Coordinating and supporting raw materials R&I Horizon 2020 Societal Challenge 5 Work Programme SC5-15 a) Expert network on Critical Raw Materials [2016] The proposed action should develop primarily an EU expert network or structure of networks covering all CRMs and where possible, include the stakeholders covering as much of the value chains as possible. Proposals should build on the experience such as the ERECON a network on Rare Earth Elements, and CRM_InnoNet. Projects should cover all the following points: Map, comprehensively assess and quantify estimated amounts of existing primary and secondary sources of and alternatives to the different CRMs. ; Estimate the expected EU demand of various CRMs in the future and identify major trends; Provide policy and technology recommendations for actions improving the production of the various primary and secondary CRMs and actions for their potential substitution; Provide a plan for transparent consultation with relevant external stakeholders and effective communication of the findings to the professional and general public across the EU; In the case of secondary CRMs, the mapping information on Waste Electrical and Electronic Equipment (WEEE) and waste batteries and other relevant end-of-life products within the EU is crucial, as well as the need to contribute to the further development of European standards for the treatment of WEEE in order to optimise the recovery of CRMs. Indicative size of proposals: EUR 3 million Up to one project shall be funded 60 GROW C2

59 Raw materials in SC5 - CSA Horizon 2020 Societal Challenge 5 Work Programme SC : Raw materials international cooperation - CSA Demand-supply forecast and raw materials flows at global level (2016) Advancing the idea of a World Forum on Raw Materials (2016) International network of raw materials training centres (2017) GROW C

60 Coordinating and supporting raw materials R&I Horizon 2020 Societal Challenge 5 Work Programme SC5-16 a) Demand-supply forecast and raw materials flows at global level [2016] develop a common methodology to mineral raw materials flows at global level which could be agreed and used at international level. As a pilot case, focus should be on critical raw materials and in particular the ones used in low-carbon technologies. The methodology should incorporate models on demand-supply forecast in order to allow for dynamic analysis of global materials flows. Proposals should provide recommendations and feed into future policy developments. In line with the strategy for EU international cooperation in research and innovation (COM(2012)497), international co-operation is required with the US and Japan in the field of Materials Flow Analysis. Where appropriate, synergies with the relevant EU Member States initiatives are to be explored and fostered. Proposals should build on the outcomes of the Study on Data Inventory for a Raw Material System Analysis and on related studies performed by the International Resource Panel. Indicative size of proposals: up to EUR 1 million GROW C2

61 Coordinating and supporting raw materials R&I Horizon 2020 Societal Challenge 5 Work Programme SC5-16 b) Advancing the idea of a World Forum on Raw Materials [2016] Develop an EU-based platform of international key experts and stakeholders that would advance the idea of a World Forum on Raw Materials and enhance the international cooperation among G20 Member countries as well as the other third countries active in the mining and other raw materials sectors. Foster sharing of experience with a view to increasing understanding of all aspects of trade in raw materials and strategies to leverage natural resources for wider growth and development in close co-operation with the OECD to contribute to the OECD policy dialogue. Where appropriate explore and foster synergies with the relevant EU Member States initiatives; Identify common needs and threats, and develop and promote on international fora recommendations on possible actions to consolidate the efforts of the countries involved towards a more joint and coherent approach towards raw materials policy and investment; Involve relevant organisations, in particular OECD, International Study Groups, CONNEX, the Intergovernmental Forum on Mining, UNEP Resource Panel, in the planned activities. International co-operation is required, in particular with G20 Member countries as well as the other third countries active in the mining and other raw materials sectors, and international organisations. Indicative size of proposals: up to EUR 1 million 63 GROW C2

62 Raw materials in SC5 - Cofund Horizon 2020 Societal Challenge 5 Work Programme SC : ERA-NET Cofund on Raw materials ERA-NET Cofund 5 million GROW C

63 ERA-NET Cofund Horizon 2020 Societal Challenge 5 Work Programme SC5 17- ERA-NET Cofund on Raw materials [2016] strengthen co-ordination of national and regional research programmes in the field of non-energy non-agricultural raw materials, while building on the experience of ERA-MIN ERA-NET. This should be achieved in line with the integrated strategy proposed in the EU Raw Materials Initiative (RMI) and the Strategic Implementation Plan of the European Innovation Partnership (EIP) on Raw Materials. The ERA-NET should cover the whole raw materials value chain including exploration, extraction and processing technologies and recycling, as well as substitution. Proposals should pool the necessary financial resources from the participating national (or regional) research programmes with a view to implementing a joint call for proposals resulting in grants to third parties with EU co-funding in this area. Proposers are encouraged to include other joint activities including additional joint calls without EU co-funding. Participation of legal entities from international partner countries and/or regions is encouraged in the joint call as well as in other joint activities including additional joint calls without EU co-funding. Participants from countries which are not automatically eligible for funding may nonetheless request a Union contribution (on the basis of the ERA-NET unit cost) for the coordination costs of additional activities.. Indicative size of proposals: EUR 5 million 65 GROW C2

64 9- Support to EU policies Circular Economy and its macroeconomic impact, for the European Semester. Preparation of Precommercial Procurement and Public Procurement of innovative Solutions Call 'Greening the economy'

65 Support to EU policies: Topics Call 'Greening the economy': SC & SC : Support to confirmed Presidency events (conferences) Slovakia and Malta (CSA) SC : Macro-economic and societal benefits from creating new markets in a circular economy (CSA) SC : Preparing for pre-commercial procurement (PCP) and/or public procurement of innovative solutions (PPI) in support of climate action, environment, resource efficiency and raw materials (CSA) For research funders (ERA-NET Cofund/FPA): SC : Transformations to sustainability SC : Framework Partnership Agreement supporting Joint Actions towards a sustainable green economy in Europe and beyond

66 Others: SME Instrument: SC5 topic SMEinst : Boosting the potential of small businesses in the areas and priorities of Societal Challenge 5 commercialising innovative solutions for green growth In any SC5 area, including strategic priorities (systemic eco-innovation and circular economy, nature-based solutions, climate services, sustainable supply of raw materials, harnessing GEOSS Earth observation data, cultural heritage for sustainable growth, water) covering all kinds of promising ideas, products, processes, services and business models, across sectors and disciplines aiming at commercialisation in B2B and/or B2C contexts targeted at all types of eco-innovative SMEs with a strong ambition to develop, grow and internationalise

67 Others: Fast Track to Innovation pilot continues in 2016 Innovation Actions any technology field under 'Leadership in enabling and industrial technologies' and 'Societal challenges' bottom-up logic continuously open call, three cut-off dates per year in 2016 time to grant maximum six months no more than five legal entities in any one action each grant maximum EUR 3 million

68 More information Research Participant Portal home.html Horizon 2020 Helpdesk Expert evaluators needed! x.html Learn more about Horizon Join our social media network on 'Yammer'

69 Horizon 2020 Info Day - Zagreb PPI4Waste project Bojan Ribić Zagreb Holding HORIZON /12/20 15 PPI4Waste 16 December 2015 Thank you! jesus-maria.alquezar-sabadie@ec.europa.eu Find out more:

70 Extra slides on more specific issues, if needed

71 Improved presentation of WP on participant portal presentation of calls on PP identical to presentation in WP documents direct link to relevant WP part document (pdf) direct link to relevant Horizon 2020 web page header of call & topic pages displays taxonomy of pillar and relevant WP part of call/topic call budget division directly available increased visibility of type of action all information visible on one page instead of tabs immediate access to the submission system ('button')

72 General Annexes changes for (1) A. List of countries, and applicable rules for funding Ukraine to be associated Addition to OCT list of countries and other countries B. Standard admissibility conditions for grant proposals, and related requirements Specify page limits (70, 50 and 10 pages) C. Standard eligibility criteria Addition of EJP Cofund D. Types of action: specific provisions and funding rates Addition of EJP Cofund Other streamlining E. Specific requirements for innovation procurement (PCP/PPI) supported by Horizon 2020 grants Simplify/clarify provisions 74

73 General Annexes changes for (2) F. Rules of Contest (RoC) for Prizes Re-designed (may be removed from WP) G. Technology readiness levels (TRL)- no change envisaged H. Evaluation => see next slide I. Budget flexibility - no change envisaged J. Classified Information Reference to new Commission decision K. Financial support to third parties - no change envisaged 75

74 General Annex H - Evaluation No major change some fine-tuning, based on experience re Lessons-learned : " review the evaluation process in response to the feedback received" Adjustments to the wording of the "aspects to be taken into account", under each criterion: Excellence refer to "inter-disciplinarity" and crosssector/stakeholder involvement as appropriate (re H2020 Art.14) Impact streamlined wording; emphasising more the impact statement in the work-programme topics Implementation each partner should have important role, and resources to match; clarifying that over-inflated workpackages penalised Dynamic threshold for first stage passing proposals 76

75 Demonstration projects: activities & eligible costs Prototypes, pilot plants or.large scale demonstration projects??? Scale and duration Topic description TRLs, where applicable Eligible costs: Standard rules of the MGA apply (actual, necessary, during, included, identified, verifiable, complying with law/tax/labour/security rules and law AND reasonable, justified, respecting principles of sound financial management economy and efficiency) Depreciation rules apply

76 Eligible costs for demonstration projects: A simplified example GA duration: 3 years, purchase/investment for the demo part: end of year 1, 100% use for the project DIRECT COSTS: Equipment costs: Depreciation period: 5 years x 2/5= Infrastructure costs: (sub-contracted) Depreciation period: 10 years x 2/10= INDIRECT COSTS: x 25%= TOTAL COSTS: = Reimbursement: x 70% =

77 'Industry 2020 in the Circular Economy': topics from LEIT-NMBP part of H2020

78 Calls 2016 PILOT LINES Focus Area: Industry 2020 in the Circular Economy Systemic approaches to sustainably boost economic growth and renew Europe's industrial capacities in a world of finite resources - contributions from NMBP, ICT and Societal Challenges Pilot lines in Nanotechnology and Materials Cross-cutting KET pilot activities building on previous research that is ready to be processed towards industrial-scale processes. PILOTS-1: Pilot lines for manufacturing of materials with customized thermal/electrical conductivity properties, IA PILOTS-2: Pilot line manufacturing of nanostructured antimicrobial surfaces using advanced nanosurface functionalization technologies, IA

79 Calls 2016 FoF PPP Prima Industrie Factories of the Future PPP FOF-1: Novel hybrid approaches for additive and subtractive manufacturing machines, RIA FOF-2: Machinery and robot systems in dynamic shop floor environments using novel embedded cognitive functions, IA FOF-3: Zero-defect strategies at system level for multi-stage manufacturing in production lines, IA FOF-4: Continuous adaptation of work environments with changing levels of automation in evolving production systems, RIA FOF-5: Support for the further development of Additive Manufacturing technologies in Europe, CSA FOF-11: Digital automation, RIA + CSA (ICT) FOF-13: Photonics Laser-based production, RIA + IA (ICT)

80 Calls 2016 SPIRE PPP Sustainable Process Industry PPP Bayer Technology Services SPIRE-1: Systematic approaches for resource-efficient water management systems in process industries, IA SPIRE-2: Plant-wide monitoring and control of data-intensive processes, RIA SPIRE-3: Industrial technologies for the valorisation of European bioresources into high added value process streams, IA SPIRE-4: Industrial furnace design addressing energy efficiency in new and existing furnaces, RIA SPIRE-5: Potential use of CO 2 / CO and non-conventional fossil natural resources in Europe as feedstock for process industry, CSA SPIRE-6: Business models for flexible and delocalised approaches for intensified processing, CSA

81 Calls 2016 SPIRE PPP Sustainable Process Industry PPP (topics outside NMBP and Focus Area) EE-17: Valorisation of waste heat in industrial systems, IA (Energy) EE-21: ERA-NET Cofund actions supporting Joint Actions towards increasing energy efficiency in industry and services, ERA-NET Cofund (Energy) LCE-25: Utilisation of captured as feedstock for the process industry, RIA (Energy)

82 Horizon 2020: NMBP Calls in 2016 Deadlines: FoF, EeB, SPIRE calls: EGVI call: NMBP call - CSAs, ERA-Net: 21/01/2016 (single stage) 21/01/2016 (single stage) 21/01/2016 (single stage) Pilots, NMBP call - others: 08/12/2015 (1st stage) / 24/05/2016 (2 nd stage) Biotechnology call: 08/12/2015 (1st stage) / 24/05/2016 (2 nd stage) SME Instrument: Open call with 4 cut-off for Phase 1 and 4 cut-off for Phase 2

83 Horizon 2020: NMBP Calls in 2017 Budgets (in M ): FoF, EeB, SPIRE calls: (33+)85.00 ; ; ICT/NMBP for Health: Pilots, CSAs, ERA-Nets: ; 5.20 NMBP call - other topics: Biotechnology call: SME Instrument: ; 7.50

84 Horizon 2020: NMBP Calls in 2017 Deadlines: FoF, EeB, SPIRE calls: ICT/NMBP for Health: NMBP call - CSAs: 19/01/2017 (single stage) 19/01/2017 (single stage) 19/01/2017 (single stage) Pilots, NMBP call - others: 27/10/2016 (1st stage) / 04/05/2017 (2 nd stage) Biotechnology call: 27/10/2016 (1st stage) / 04/05/2017 (2 nd stage) SME Instrument: Open call with 4 cut-off for Phase 1 and 4 cut-off for Phase 2