IMI Diploma in Governance and Compliance. Forging a culture of integrity and compliance with organisational values

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1 IMI Diploma in Governance and Compliance Forging a culture of integrity and compliance with organisational values

2 Participant Testimonials I found the IMI Diploma both engaging and practical. The support and encouragement I received from both the lecturers and the IMI enabled me to better understand the concepts of compliance management: to put them into practice and appreciate the importance of compliance in modern business activities. The lectures and class interaction allow IMI Diploma participants to develop an understanding of compliance which is now seen as a core value that is critical to all companies. Conor Hanlon, Security Director Pfizer The IMI Diploma provided me with in-depth knowledge in this new and emerging area of business. The programme equipped me with a comprehensive set of tools and models to review and apply compliance within my work setting. The course participants from a diverse range of sectors also shared their daily compliance challenges in today s dynamic business environment. Maria McKeown, Auditor, Excellence The National Standards Authority of Ireland (NSAI) The models and concepts learned within this IMI Diploma have allowed me to take a more holistic view of the compliance function within my department. By doing so it has helped identify and target areas for improvement beyond compliance. The different modules were presented in an easy to follow format. This combined with lively classroom discussion with participants from diverse backgrounds all contributed to a positive learning experience. Overall this IMI Diploma was extremely helpful for embedding the compliance function into day-to-day decisions and would recommend it to others wishing to do the same. Dennis E. Quigley, Chief Chemist The Lisheen Mine (Member of Vedanta Resources plc.)

3 Overview Recent global economic crises highlight with devastating impact what happens when industries and their leadership unmoor from an ethical base. Stakeholders now demand that integrity is restored to its rightful place at the heart of an enterprise, while the legislative and enforcement agenda develops apace. Senior executives and compliance professionals are now scrutinised against the most exacting professional standards and face unprecedented challenges. Some of these challenges relate to technical knowledge of the compliance process while others require the development of leadership, risk management and governance skills. The IMI Diploma in Governance and Compliance has been developed in close conjunction with a range of industry and regulatory stakeholders to directly address the needs of these professional managers and equip them with the knowledge, skills and techniques necessary to succeed in both the conformance and performance aspects of their roles. This programme also provides participants with the management skills to function optimally in a compliance environment by building and enhancing professional competencies across a broad range of relevant organisational areas. Who This Programme Is For Executives who wish to broaden their knowledge of ethical governance and forge a culture of compliance in their organisations. Managers with specific compliance responsibilities seeking to further hone their management skills and develop practical expertise in a focused learning environment. Senior executives with board level responsibilities or those with aspirations to same, where proven awareness of key governance areas is fast becoming a pre-requisite This programme is relevant to regulated and unregulated sectors alike. Previous graduates have represented the following sectors: Pharmaceuticals Construction Banking Medical devices Insurance Programme Outcomes By completing the IMI Diploma in of Governance and Compliance you will be able to: Demonstrate a critical comprehension of the social responsibility agenda across a number of different sectors. Articulate and apply the theories and principles of compliance and ethical leadership. Be fully ethically aware in the compliance setting. Better explore the challenges for organisations of managing under different models of compliance. Be conversant on models of corporate governance for a range of organisational types. Critically assess risk issues across a range of compliance settings. Develop core management skills that are foundational for compliance activities e.g. Negotiation Strategy. Enhance awareness and appreciation of professional interaction with regulators, senior management teams and the board. Programme Duration Telecommunications Transportation FMCG Life Sciences Regulatory Bodies The programme runs over 6 x 3 day modules. Classes run from 9.00am to 5.00pm each day. All teaching is held in the IMI s National Management Centre in Sandyford. Programme Dates Commencing Autumn 2017 Exact Dates TBC Call to speak with one of our programme advisors for details Meet the Programme Director Ros O Shea Visit to watch an introductory video for the IMI Diploma in the Management of Governance and Compliance Programme. Ros has just recently joined as the IMI Programme Director for this IMI Diploma. She also lectures on the IMI Diploma in Leadership and a range of other programmes for the IMI. Her teaching focus is ethical leadership, governance and compliance. She is the principal of Acorn Governance Services, a consulting firm providing advice, training and support in the areas of corporate governance, compliance and business ethics. She is also an independent director and sits on the Board of the Royal Victoria Eye & Ear Hospital. A Chartered Accountant by profession, and having completed her training at PWC, Ros has more than 15 years experience working with the Board and Executive Committees of CRH plc and Smurfit Kappa Group plc. As Head of Group Compliance & Ethics at CRH plc, she was responsible for the strategy, direction and delivery of the Group s recent global compliance and ethics programme. IMI Diploma in the Management of Compliance

4 Programme Themes The IMI Diploma in the Management of Governance and Compliance incorporates five core themes. Typical theme content is indicated here. Principles of Compliance and Ethical Leadership Corporate Governance Essentials Risk Management for Compliance Professionals Each theme has a dedicated faculty expert responsible for integrated content delivery. The faculty group combines a blend of real world experience and technical expertise that is unique to the IMI. The case for ethical leadership Organisational culture Compliance structures Best practices in the development of codes of conduct and related policies Effective compliance training and communication Good faith reporting and investigation protocols Adapting strategic processes for compliance requirements Measuring, monitoring and reporting frameworks Compliance in an international context Ethical theories and their application Competencies of the ethical leader Ethical leadership in crisis The ethical leadership toolbox an authentic ethics-based approach Develop practical tools to help forge compliance with ethical values Governance frameworks Directors duties and directors liability Board structure and composition The Board s role in strategy Risk and compliance responsibilities Ethical governance An effective, value-adding boardroom Board dynamics and team work Typical boardroom dilemmas Assessing risk in a compliance environment Fraud detection Developing a risk based project management Designing internal governance systems Programme Features Class Diversity & Networking The IMI Diploma in the Management of Compliance will be made up of individuals from a range of different organisations. Throughout the year you will work closely with your class colleagues in team activities and organised study groups. You will leave the programme with a valuable network of contacts and friends. Guest Seminars In addition to regular classes, guest seminars from visiting experts are a feature of the programme. These sessions provide you with an opportunity to analyse and discuss issues of contemporary concern with seasoned regulatory experts. Personal Development IMI executive education is about more than developing real management skills and substantive knowledge. A crucial aspect of developing your ability as a manager is learning about yourself. During the programme you will undertake a range of personality and self assessment reviews.these assessments will help you understand more about yourself and empower you to increase your effectiveness at work. Unique Faculty IMI faculty have a unique blend of academic qualifications and practical management acumen. This combines with their unrivalled experience working with practicing managers to create a truly dynamic classroom experience. IMI Diploma in the Management of Compliance

5 Negotiation and Influencing Strategy in a Compliance Setting Negotiation concepts and strategies Value creation via distributive negotiations Managing differences ethics in negotiation Influencing strategies Alternative dispute resolution securing optimal outcomes Principles of effective persuasion Social Responsibility and Change Management Introduction to social responsibility and key aspects of a Corporate Social Responsibility (CSR) strategy Evaluating CSR frameworks and best practices Integrating the social responsibility agenda into the corporate strategy Frameworks for implementing change Leadership, power and influence during organisational change IMI Diploma in Governance and Compliance Action Learning IMI s teaching methods feature intensively practical classroom exercises and group activities designed to accelerate the transfer of learning back to the workplace. IMI Diploma in the Management of Compliance

6 Entry Requirements Participants are required to provide evidence of relevant workbased learning at a management level and/or should hold a relevant academic qualification at primary degree level. Validation Successful participants will be awarded both the IMI Diploma in Governance and Compliance and the UCC Postgraduate Certificate in Governance and Compliance. The Postgraduate Certificate qualification is validated and awarded by University College Cork National University of Ireland, Cork and is a Level 9, Minor Award on National Framework of Qualifications. By completing this programme you will also earn one-third of the credits required to be awarded a Masters of qualification. Assignments and Workload To attain the IMI Diploma in Governance and Compliance participants are assessed in each of the main subject areas via a variety of practical assignments. This programme involves no examinations - instead the emphasis throughout is on the practical application of knowledge to benefit you and your organisation. Assessment workload is spread across the year to allow you to combine learning with work and life demands. In order to accelerate learning, between modules participants are expected to complete assigned reading from texts and articles. Organisations that purchase several IMI Diploma places in any calendar year may be eligible for MoB Corporate Partnership. By becoming an MoB Corporate Partner, your organisation can avail of considerable additional volume discounts and other benefits. For more information on IMI pricing, financing options and MoB Corporate Partnership, contact the team at or programmeadvisors@imi.ie. Tax Relief on Tuition Fees If you are paying for your tuition fees yourself, it is now possible to apply to the Revenue Commissioners for tax relief for this IMI Diploma. The amount of relief available varies from person to person, and may be as high as 1,400. Tax relief is allowable per programme, per participant, per academic year. Relief will not be available for any part of tuition fees which are met directly, or indirectly, by grants, scholarships, employer payments etc. Please see for further information on how to apply for this relief. All decisions on individual tax relief requests are subject to the discretion of the Revenue Commissioners. To apply please contact the IMI at or programmeadvisors@imi.ie Pricing and Payment Options For 2017, the IMI offers promotional rates and innovative payment options that make our programmes more accessible than ever. IMI prices are inclusive of core textbooks and psychometric profiling tools, in addition to meals and parking at the IMI National Management Center. We offer all our programme participants a 10% discount on double rooms at the IMI Residence at the National Management Centre. IMI Diploma in the Management of Governance and Compliance Corporate Member SME Non-Member 8,390,190 9,990 Monthly Payments Pay for your IMI Diploma by monthly payments spread over the duration of the programme. There is no interest charged for choosing this payment option. Terms and conditions apply. IMI Staged Payments Pay for 60% of your course in advance of its commencement and the 40% balance is due before the start of your fourth module. Reflective Integrated Assignment Completion of the MBS pathway is contingent on participants completing the RIA (5 credits) capstone assignment. Guidance is offered through a compulsory one-day facilitated workshop and ongoing support and access to the IMI Knowledge Centre is also provided at a cost of 650. Payment is due on acceptance of Diploma three. For more information, contact the team at or programmeadvisors@imi.ie IMI Diploma in Governance and Compliance

7 15 IMI Diploma Programmes HR and Talent Management IMI Diploma in IMI Diploma in IMI Diploma in Executive Coaching Leadership Organisational Behaviour Organisational Development & Transformation Strategic Human Resource Management 6 IMI Masters Pathways Function Specific Capabilities Finance International Development Management Management of Governance and Compliance Marketing and Digital Strategy Regulatory Management Strategy & Innovation Enterprise Intelligence Data Digital Technology Leadership MBS Pathway MSc Pathway IMI Diploma 2 IMI Diploma 2 IMI Diploma 1 IMI Diploma 3 RIA 5 MBS in Practice IMI Diploma 1 Research Project 35 Practice Data Pathway Digital Pathway IMI Diploma in Data Part 1 Part 2 Data IMI Diploma in Digital Part 1 Part 2 Digital Organisational Coaching Implementation Pathway Part 2 Part 2 IMI Diploma in Executive Coaching Part 3 Organisational Coaching Implementation IMI Diploma in Executive Coaching Research Project 35 Practice For more information on the master pathways, contact the team at or programmeadvisors@imi.ie

8 IMI Membership 2017 Partnering for Success, IMI Members Achieve More. Inform Your Team Transform Your Organisation Masterclasses Jennifer Petriglieri Manfred Kets De Vries Chris Zook Advant-Edge Series Philip Matthews Fiona Buckley David Cornick All the Benefits from INFORM Membership plus Talent Forum Kevin Mulcahy Rob Cross Dana Minbaeva Network Mentors Thought Leadership Webinars Knowledge Hub National Management Conference The Connect Lounge Fabio Grassi Tara Nolan Up Close and Personal Programme Discounts Top Team Days Away To find out more about the benefits of signing up as a corporate member, please contact our Membership Advisors at or membership@imi.ie programmeadvisors@imi.ie Freephone: Follow us