PJM Manual 13: Emergency Operations Revision: 65 Effective Date: January 1, Prepared by System Operations Division

Transcription

1 PJM Manual 13: Emergency Operatins Revisin: 65 Effective Date: January 1, 2018 Prepared by System Operatins Divisin PJM 2018

2 PJM Manual 13: Emergency Operatins Table f Cntents Table f Cntents Table f Exhibits...5 Apprval...6 Current Revisin...7 Intrductin... 8 Abut PJM Manuals... 8 Abut This Manual... 8 Intended Audience...8 References...9 Using This Manual...9 What Yu Will Find In This Manual...9 Sectin 1: Overview Plicy Statements Gvernmental Ntificatins & Public Appeals Prcedures Cmmunicatins...15 Sectin 2: Capacity Emergencies Overview Reserve Requirements Capacity Shrtages Advanced Ntice Emergency Prcedures: Alerts Real-Time Emergency Prcedures (Warnings and Actins) Light Lad Prcedures Actins Prir t Minimum Generatin Alert Minimum Generatin Alert Actins Prir t Minimum Generatin Emergency Declaratin Minimum Generatin Emergency Declaratin Minimum Generatin Event Lcal Minimum Generatin Event High System Vltage General Assistance t Adjacent Cntrl Areas...51 Sectin 3: Weather/Envirnmental Emergencies Overview Cnservative Operatins...54 Revisin: 65, Effective Date: 01/01/2018 PJM

3 PJM Manual 13: Emergency Operatins Table f Cntents 3.3 Cld Weather Alert Ht Weather Alert Inter RTO Natural Gas Crdinatin Prcedure Thunderstrms and Trnads Ge-Magnetic Disturbance (GMD) Operating Plan (EOP-010-1) GMD Warning GMD Actin Assessing Gas Infrastructure Cntingency Impacts n the Electric System...67 Sectin 4: Sabtage/Terrrism Emergencies General Cnditins Cmmunicatins Plan Sectin 5: Transmissin Security Emergencies Heavy Lad, Lw Vltage Cnditins Lw Vltage Alert Heavy Lad Vltage Schedule Warning Heavy Lad Vltage Schedule Actin Transmissin Security Emergency Prcedures Shrtage Pricing Cnditins and Prcedures Pst Cntingency Lcal Lad Relief Warning Pst-Cntingency Lad Dump Limit Exceedance Analysis Intercnnectin Reliability Operating Limits (IROL) Manual Lad Dump Warning/ Actin Transmissin Lading Relief (TLR) Lad Shed Directive Prcedure Sectin 6: Reprting Emergencies Reprting System Disturbances t the Department f Energy Reprting System Disturbances t NERC, SERC r RFC Reprting Capacity r Energy Shrtages t FERC Fuel Limitatin Reprting Analysis f System Events and Disturbances Sectin 7: TOP Operating Plan Submissin and Review (EOP-011) TOP EOP-011 Operating Plan Submissin Prcess TOP EOP-011 Operating Plan Review Prcess Attachment A: Public Ntificatin Statements Attachment B: Telecnference Prtcl Guidelines Revisin: 65, Effective Date: 01/01/2018 PJM

4 PJM Manual 13: Emergency Operatins Table f Cntents Attachment C: Supplementary Status Reprt Attachment D: Emergency Bid Frm Attachment E: Manual Lad Dump Allcatin Tables Attachment F: PJM Manual Lad Dump Capability Attachment G: Deleted Attachment H: Minimum Generatin Calculatin Midnight Perid..139 Attachment I: Lcal Pst Cntingency Operatins Guide Attachment J: Disturbance Reprting US Department f Energy Attachment K: Event Investigatin Prgram Attachment L: Deleted Attachment M: Prcedure fr Obtaining a Temprary Envirnmental Variance Attachment N: IROL Lad Dump Tables Revisin Histry Revisin: 65, Effective Date: 01/01/2018 PJM

5 PJM Manual 13: Emergency Operatins Table f Exhibits Table f Exhibits Exhibit 1: Emergency Levels...21 Exhibit 2: Sequence f Actins Exhibit 3: Light Lad Related Prblems...46 Exhibit 4: PJM Security Alert Levels...71 Exhibit 5: Initiatin f NERC TLR Prcess Exhibit 6: Supplementary Status Reprt Infrmatin Reprted by PJM Members Exhibit 7: PJM Maximum Generatin Reprt Exhibit 8: Emergency Bid Frm Exhibit 9: Manual Lad Dump Allcatin Tables Exhibit 10: PJM Manual Lad Dump Capability Exhibit 11: Minimum Generatin Infrmatin Exhibit 12: Minimum Generatin Calculatin Exhibit 13: edart Min Gen Calculatin Wrksheet Exhibit 14: edart ERG Reprting Frm Revisin: 65, Effective Date: 01/01/2018 PJM

6 PJM Manual 13: Emergency Operatins Apprval Apprval Apprval Date: 12/22/2017 Effective Date: 01/01/2018 Chris Pilng, Manager, Dispatch Revisin: 65, Effective Date: 01/01/2018 PJM

7 PJM Manual 13: Emergency Operatins Current Revisin Administrative Change (02/01/2018): Current Revisin Update NERC references frm EOP t EOP-004 thrughut the manual Revisin 65 (12/22/2017): Peridic review Sectin 1.3 Additinal language added t the cmmunicatins sectin t include references t cmmunicatins with neighbrs Deleted Sectins 1.3.1, and due t redundant infrmatin being included in Manual 1. Sectin 2.2: Updated the DASR requirement t the new 2018 values. Added BAL related language t nte that bth generatin and transmissin cnfiguratin is mnitred when determining the largest single cntingency Sectin 2 and Sectin 5 updated t prvide clarity regarding the emergency prcedures that trigger a Perfrmance Assessment Interval (PAI) Sectins 2.3.2, 5.2 and 5.7 included ntes t indicate which emergency prcedures wuld trigger a Perfrmance Assessment Interval (PAI). Sectin 3.4: Ht Weather Alert. Added language e t indicate an Alert can be issued at temps belw 90-degrees during the spring and fall mnths depending upn impacts f generatin and transmissin utages that lwer available capacity. Sectin 3.8: Added new sectin n the prcess fr assessing and mnitring f gas infrastructure cnditins. The prcess describes the triggers, assessment f impact t the electric system, and cntrlling actins. Revised all references t the FERC pager system t the FERC address t be utilized fr capacity deficiency ntices. Revised all references frm elrs t DR Hub. Revisin: 65, Effective Date: 01/01/2018 PJM

8 PJM Manual 13: Emergency Operatins Intrductin Intrductin Welcme t the PJM Manual fr Emergency Operatins. In this Intrductin, yu will find the fllwing infrmatin: What yu can expect frm the PJM Manuals in general (see Abut PJM Manuals ). What yu can expect frm this PJM Manual (see Abut This Manual ). Hw t use this manual (see Using This Manual ). Abut PJM Manuals The PJM Manuals are the instructins, rules, prcedures, and guidelines established by PJM fr the peratin, planning, and accunting requirements f PJM and the PJM Energy Market. The manuals are gruped under the fllwing categries: Transmissin PJM Energy Market Generatin and Transmissin intercnnectin Reserve Accunting and Billing PJM administrative services Fr a cmplete list f PJM manuals, g t the Library sectin n PJM.cm. Abut This Manual The PJM Manual fr Emergency Operatins fcuses n hw PJM and the PJM Members are expected t respnd t emergency cnditins and is the designated PJM RC, BA and TOP Operating Plan t mitigate perating Emergencies per EOP-011. Emergency cnditins include: Any abnrmal cnditin requiring manual r autmatic actin t maintain system frequency r t prevent lss f firm lad, equipment damage, r tripping f system elements that culd adversely affect the reliability f an electric system r the safety f persns r prperty. A fuel shrtage requiring departure frm nrmal perating prcedures in rder t minimize the use f such scarce fuel. A cnditin that requires implementatin f emergency prcedures as defined in the manuals. The PJM Manual fr Emergency Operatins cnsists f six sectins and twelve attachments. These sectins are listed in the table f cntents beginning n page 2. Intended Audience The Intended Audiences fr the PJM Manual fr Emergency Operatins are: PJM dispatchers Declare and implement emergency prcedures Revisin: 65, Effective Date: 01/01/2018 PJM

9 PJM Manual 13: Emergency Operatins Intrductin Lcal Cntrl Center (LCC) and Market Operatins Centers (MOC) dispatchers respnd t PJM dispatcher requests fr emergency prcedures PJM peratins staff Perfrm system studies Gvernment, Regulatry, and Emergency Respnse persnnel All PJM Members PJM neighbring r internal Transmissin Operatrs (TOP), Balancing Authrities (BA), and Reliability Crdinatrs (RC), and apprpriate Reginal Reliability Organizatins (RRO) References The references t ther dcuments that prvide backgrund r additinal detail directly related t the PJM Manual fr Emergency Operatins are: PJM Manual fr Cntrl Center and Data Exchange Requirements (M-01) PJM Manual fr Transmissin Service Request (M-02) PJM Manual fr Transmissin Operatins (M-3) PJM Manual fr Pre-Scheduling Operatins (M-10) PJM Manual fr Balancing Operatins (M-12) PJM Manual fr Generatr Operatinal Requirements (M-14D) PJM Manual fr Operating Agreement Accunting (M-28) PJM Manual fr System Restratin (M-36) Using This Manual We believe that explaining cncepts is just as imprtant as presenting prcedures. This philsphy is reflected in the way we rganize the material in this manual. We start each sectin with an verview. Then, we present details, prcedures r references t prcedures fund in ther PJM manuals. The fllwing prvides an rientatin t the manual s structure. What Yu Will Find In This Manual A table f cntents that lists tw levels f subheadings within each f the sectins An apprval page that lists the required apprvals and the brief utline f the current revisin. Sectins cntaining the specific guidelines, requirements, r prcedures including PJM actins and PJM Member actins. Attachments that include additinal supprting dcuments, frms, r tables in this PJM Manual A sectin at the end detailing all previus revisins f this PJM Manual. Revisin: 65, Effective Date: 01/01/2018 PJM

10 PJM Manual 13: Emergency Operatins Sectin 1: Overview Sectin 1: Overview Welcme t the Overview sectin f the PJM Manual fr Emergency Operatins. This sectin f the manual addresses PJM and the PJM Members respnsive actins t emergency cnditins. An Emergency in the PJM RTO is defined as: An abnrmal system cnditin requiring manual r autmatic actin t maintain system frequency, t prevent lss f firm lad, equipment damage, r tripping f system elements that culd adversely affect the reliability f an electric system r the safety f persns r prperty. Capacity deficiency r capacity excess cnditins. A fuel shrtage requiring departure frm nrmal perating prcedures in rder t minimize the use f such scarce fuel. Abnrmal natural events r man-made threats that wuld require cnservative peratins t psture the system in a mre reliable state. An abnrmal event external t the PJM service territry that may require PJM actin. This manual cnstitutes PJM s Emergency Operatins Plan per NERC and RFC EOP standards fr mitigating perating emergencies. PJM will review this plan annually and prvide ntificatin f such actin t PJM neighbring and internal Transmissin Operatrs (TOP), Balancing Authrities (BA), and Reliability Crdinatrs (RC), and apprpriate Reginal Reliability Organizatins (RRO). 1.1 Plicy Statements The plicy f PJM is t maintain, at all times, the integrity f the PJM RTO transmissin systems and the Eastern Intercnnectin, and t give maximum reasnable assistance t adjacent systems when a disturbance that is external t the PJM RTO ccurs. Pwer system disturbances are mst likely t ccur as the result f lss f generating equipment, transmissin facilities, r as the result f unexpected lad changes. These disturbances may be f, r develp int, a magnitude sufficient t affect the reliable peratin f the PJM RTO and/r the Eastern Intercnnectin. These events demand timely, decisive actin t prevent further prpagatin f the disturbance. Every effrt is made t avid interrupting system lad. Hwever, under certain perating cnditins, it is necessary t curtail r interrupt custmer lad. PJM will wrk t interrupt the minimum amunt f lad necessary t adequately respnd t the emergency. The PJM dispatcher requests the lcal transmissin dispatcher (r agent in the case f Lad Management / LM prgrams) t curtail r interrupt custmer lad as necessary. The PJM dispatcher has the abslute authrity t rder lad shed within the PJM RTO in rder t preserve system reliability in accrdance with NERC Transmissin Operatins (TOP) standards and the PJM Operating Agreement (Sectin 1.6.2, Scpe f Services and Sectin , Emergencies ). PJM Actins In general, PJM is respnsible fr the fllwing activities: Revisin: 65, Effective Date: 01/01/2018 PJM

11 PJM Manual 13: Emergency Operatins Sectin 1: Overview Taking actins it determines are cnsistent with Gd Utility Practice and are necessary t maintain the peratinal integrity f the PJM RTO and the Eastern Intercnnectin. Declaring an Emergency exists r has ceased t exist. Implementing the Emergency prcedures f agreements with ther neighbring Reliability Crdinatrs & Balancing Authrities. Implementing Emergency Prcedures fr the PJM Reliability Crdinatr ftprint cnsistent with NERC Plicies. Purchasing emergency energy frm utside the PJM RTO, as needed, t alleviate r end an Emergency. Selling emergency energy t ther Cntrl Areas as requested during Emergency cnditins in ther Cntrl Areas. Directing the peratins f any PJM Member as necessary t manage, alleviate, r end an Emergency, including but nt limited t: Lad shedding while minimizing verlap with autmatic lad shedding, Increasing r decreasing generatin utput, Transmissin system recnfiguratin, Recalling/cancelling nn-critical Generatin and Transmissin testing r maintenance. Dcumenting emergency prcedures in PJM s Emergency Prcedures ( emergencyprcedures.pjm.cm/) lgging applicatin as well as its wn internal Smartlg applicatin. In additin, PJM s PCLLRW tl is utilized fr issuance and tracking f PCLLRW-related events, but als lgged within the Emergency Prcedures and Smartlg applicatins. All lgging data shall be retained fr a perid f n less than 6 years. Prviding infrmatin t and receiving infrmatin frm PJM Members in the PJM RTO and ther cntrl areas, as apprpriate t manage, alleviate, r end an Emergency in the PJM RTO r in anther Cntrl Area. Retain evidence (peratr lgs, vice recrdings, electrnic cmmunicatins, etc.) f PJM s implementatin f capacity and energy emergency actins per NERC EOP Standards. Prviding infrmatin t the PJM Members, as needed, in rder t facilitate ntificatin f gvernmental authrities and ther interested entities f Emergency cnditins and prviding such ntificatin if apprpriate. Psting t the Reliability Crdinatr Infrmatin System [RCIS] as apprpriate and in accrdance with NERC standards. Preparing r assisting the PJM Members in preparing reprts required by gvernmental r industry agencies as a result f an Emergency. Crdinating restratin f all r parts f the bulk pwer system in the PJM RTO, as necessary. Revisin: 65, Effective Date: 01/01/2018 PJM

12 PJM Manual 13: Emergency Operatins Sectin 1: Overview PJM shall annually review and update this manual and prvide a cpy t neighbring and internal Reliability Crdinatrs, Transmissin Operatrs, Balancing Authrities, and apprpriate Reginal Reliability Organizatins. PJM Member Actins PJM Members will review this manual n an annual basis in accrdance with NERC, RF and SERC standards thrugh the Systems Operatin Subcmmittee. When an Emergency is declared by PJM, the PJM Members are respnsible fr perfrming the fllwing activities: Taking ther actins, as requested r directed by PJM, t manage, alleviate, r end an Emergency. Cperating with each ther and PJM t carry ut the Emergency prcedures and t implement requests and instructins received frm PJM fr the purpse f managing, alleviating, r ending an Emergency. Prviding ntificatin and ther infrmatin t gvernmental agencies as apprpriate. Cllecting, string, and prviding data and ther infrmatin t PJM, as necessary, t facilitate preparatin f reprts required by gvernmental r industry agencies as a result f an Emergency. Cperating and crdinating with PJM and ther PJM Members in the restratin f all r parts f the bulk pwer system in the PJM RTO. A PJM Generatin wner cntrlling the utput f a Capacity Resurce must take r arrange fr any r all f the fllwing actins as directed by PJM in rder t manage alleviate, r end an Emergency, r such actins as PJM may deem apprpriate fr these purpses: Reprting the perating status and fuel situatin. Canceling, r recall f, Generatr testing and maintenance. Canceling GMS/EMS Database r cmmunicatin link testing and maintenance. Reducing nn-critical plant lad. Reducing nn-essential ffice lad. Directing persnnel t unattended generatin sites. Increase/Decrease generatin utput in alignment with PJM redispatch. Starting, including black-start, and lading such generatin, as directed. Increasing utput t Maximum Emergency generatin. Reducing utput t Emergency Minimum Generatin. Shutting dwn such generatin. Interrupting sales fr delivery t lads utside the PJM RTO. Selling energy t ther cntrl areas. Maintaining recrds f emergency actins taken and the results achieved. Revisin: 65, Effective Date: 01/01/2018 PJM

13 PJM Manual 13: Emergency Operatins Sectin 1: Overview A Transmissin Owner (TO) r Distributin Prvider (DP) must take any r all f the fllwing actins as directed by PJM in rder t manage alleviate, r end an Emergency, r such actins as PJM may deem apprpriate fr these purpses: Canceling, r recall f, Transmissin testing and maintenance. Transmissin system recnfiguratin. Canceling EMS Database r cmmunicatin link testing and maintenance. Maintaining under frequency lad shedding relays. Prviding capability fr manual shedding f specified amunts f lad. Reducing energy purchases (DP nly). Reducing nn-essential ffice lad. Implementing vltage reductins. Requesting vluntary custmer energy cnservatin r lad curtailment. Implementing manual lad shed, lking t minimize verlap with autmatic Under Frequency Lad Shedding (UFLS), and capable f being implemented in a timeframe adequate fr mitigating the Emergency. Managing, curtailing, r interrupting lad, including PJM prgrams such as Lad Management (LM) r ther Lad Reductin Prgrams. Maintaining recrds f Emergency actins taken and the results achieved. PJM Members taking actin t manage, alleviate, r end an Emergency affecting any facilities nt designated as part f the bulk electric system (BES) in the PJM RTO must perfrm the fllwing actins: Exerting their best effrts t avid impairing the peratinal integrity f the bulk pwer system in the PJM RTO. Ntifying PJM in advance f taking any such actin if pssible, r if nt prvide such ntificatin immediately after taking such actin. Revisin: 65, Effective Date: 01/01/2018 PJM

14 PJM Manual 13: Emergency Operatins Sectin 1: Overview Nte: All alerts, warnings, and actins are cmmunicated t Transmissin / Generatin dispatchers via an ALL-CALL message (and/r, direct peratr t peratr cmmunicatin fr lcal events) and psted n selected PJM web-sites. Unless prir agreement is in place with PJM, Transmissin Owner dispatchers are respnsible fr ntifying Distributin Prviders (DPs), assuring they receive the same infrmatin. PJM Emergency Authrity: Sectin 10.4, f the PJM Operating Agreement (OA) prvides that the Office f the Intercnnectin has the respnsibility t direct the peratins f the Members as necessary t manage, alleviate, r end an Emergency. Likewise, Sectin (e), f the (OA) states that PJM members must cmply with all directives f the Office f the Intercnnectin t take any actin fr the purpse f managing, alleviating r ending an Emergency. Synchrnized Reserves: Sectin 1, Definitins, f the PJM Operating Agreement (OA) defines Synchrnized Reserves as the reserve capability f generatin resurces that can be cnverted fully int energy r Demand Resurces whse demand can be reduced within ten minutes frm the request f the Office f the Intercnnectin dispatcher, and is prvided by equipment that is electrically synchrnized t the Transmissin System. Synchrnized Reserves are supplied frm 10-minute synchrnized generating resurces (i.e., Spinning Reserves) and 10-minute demand-side respnse resurces. Interruptible lad resurces cannt be part f the 10 minute synchrnized generating reserves cmpnent f Synchrnized Reserves. Operating Reserves: Sectin 1, Definitins, f the PJM Operating Agreement (OA) defines Operating Reserves as the amunt f generating capacity scheduled t be available fr a specified perid f an Operating Day t ensure the reliable peratin f the PJM Regin. Operating Reserves are supplied frm synchrnized and nn-synchrnized generating resurces, and demand-side respnse resurces, available within 30-minutes. 1.2 Gvernmental Ntificatins & Public Appeals Prcedures When the ptential exists fr a PJM bulk pwer emergency, PJM advises PJM participants as far in advance as pssible. This permits participants and PJM the maximum lead-time in determining the apprpriate steps t take, including gvernmental and public ntificatin. Depending n the situatin, Transmissin Owners and PJM may each have respnsibilities in ntifying lcal, state r federal agencies. Generatin wners may have separate reprting bligatins related t plant restrictins / perating cnditins. Due t the wide variety f cnditins and the ptential fr the cnditins t change rapidly, it is difficult t prvide precise criteria that fit all situatins t trigger the issuance f an early advisry r alert t the gvernmental agencies and the public. Each situatin is evaluated t determine if any early advisry/alert t gvernmental agencies is required, and if an early advisry/alert t the public is apprpriate. It is the ultimate respnsibility f each Transmissin and Generatin Owner t adjust their guidelines t respnd t any escalated cncerns frm gvernmental agencies. It is als essential that the Transmissin and Generatin Owners and PJM are infrmed f any wners unilateral actins r anticipated restrictins. Revisin: 65, Effective Date: 01/01/2018 PJM

15 PJM Manual 13: Emergency Operatins Sectin 1: Overview Each f the advisries, alerts, warnings, and actins described in this manual shuld be cnsidered fr ntificatin t gvernment agencies as cnditins and time permits. When Maximum Emergency generatin is added t the schedule, a severe weather cnditin is issued, r a transmissin system limitatin affecting area supply is anticipated, PJM perfrms a situatin analysis and prepares a capacity/lad/reserve prjectin fr the apprpriate area and future time perids, including the effect f pssible imprts due t the supply situatin f varius neighbrs. The analysis indicates expected emergency cnditins. Nte: Public / Media Ntificatin Messages are cntained in Attachment A. Depending n the severity f prjected system cnditins, these messages may be mdified and issued in advance t ensure sufficient ntificatin is prvided t the public. Public / Media Ntificatin Messages W1, W2 and W3 may need t be issued the night befre due t lad realized during a cld mrning pick-up. Gvernment agencies, and ther interested parties, can sign up fr ntificatins arund PJM Emergency Prcedures thrugh the use f PJM tls. Further infrmatin can be fund here: Cmmunicatins Effective cmmunicatins are critical t ensure reliability during emergency peratins. PJM cnducts regular cnference calls with System Operatins Subcmmittee representatives (TOs) as well as neighbring RCs Bas and TOPs during emergency peratins. Attachment B defines Telecnference Prtcl Guidelines. Electrnic cmmunicatins and data quality are als critical. Interruptins t electrnic cmmunicatins can result in inaccurate analysis, inefficient dispatch and ptential unreliable peratins. Effective peratr-t-peratr r peratr-t-supprt staff cmmunicatins are essential t ensure reliable peratins and quickly restre data cmmunicatins. Revisin: 65, Effective Date: 01/01/2018 PJM

16 PJM Manual 13: Emergency Operatins Sectin 2: Capacity Emergencies Sectin 2: Capacity Emergencies Welcme t the Capacity Emergencies sectin f the PJM Manual fr Emergency Operatins. In this sectin, yu will find the fllwing infrmatin: A general descriptin f the system alert and emergency actins (see Overview ). A general verview f Reserve Requirements by Cntrl Zne (see Reserve Requirements ). Hw PJM and the PJM Members respnd t capacity shrtage situatins (see Capacity Shrtages ). Hw PJM and the PJM Members respnd t capacity excess situatins (see Light Lad Prcedures ). 2.1 Overview PJM is respnsible fr determining and declaring that an Emergency is expected t exist, exists, r has ceased t exist in any part f the PJM RTO r in any ther Cntrl Area that is intercnnected directly r indirectly with the PJM RTO. PJM directs the peratins f the PJM Members as necessary t manage, allcate, r alleviate an emergency. PJM RTO Reserve Deficiencies If PJM determines that PJM-scheduled resurces available fr an Operating Day in cmbinatin with Capacity Resurces perating n a self-scheduled basis are nt sufficient t maintain apprpriate reserve levels fr the PJM RTO, PJM perfrms the fllwing actins: Recalls energy frm Capacity Resurces that therwise deliver t lads utside the Cntrl Area and dispatches that energy t serve lad in the Cntrl Area. Purchases capacity r energy frm resurces utside the Cntrl Area. PJM uses its best effrts t purchase capacity r energy at the lwest prices available at the time such capacity r energy is needed. The price f any such capacity r energy is eligible t determine Lcatinal Marginal Prices in the PJM Energy Market. The cst f capacity r energy is allcated amng the Market Buyers as described in the PJM Manual fr Operating Agreement Accunting (M-28). Light Lad Prcedures If PJM determines that the frecasted lad in the PJM RTO falls belw a margin f 2,500 megawatts abve the sum f the utput f the selfscheduled resurces and the ttal Nrmal Minimum Generatin f all PJM-scheduled resurces, PJM implements the alert and pssibly Minimum Generatin Emergency prcedures as described later in this sectin. T the extent it deems apprpriate in rder t avid r reduce the cst f a Minimum Generatin Emergency, PJM sells energy t ther Cntrl Areas. Any csts r revenues resulting frm such sales are allcated as described in the PJM Manual fr Operating Agreement Accunting (M-28). If PJM is requested t purchase energy frm anther Cntrl Area in rder t alleviate an actual r threatened Minimum Generatin Emergency in the ther cntrl area, PJM may purchase energy if PJM determines that the purchases can be made withut adversely affecting the safe r reliable peratin f generatrs within the PJM RTO and withut unduly increasing the cst Revisin: 65, Effective Date: 01/01/2018 PJM

17 PJM Manual 13: Emergency Operatins Sectin 2: Capacity Emergencies f energy f the PJM Members. Any energy purchased and assciated csts r revenues are allcated as described in the PJM Manual fr Operating Agreement Accunting (M-28). Nte: Emergency pwer purchases by PJM t assist in alleviating external Minimum Emergency Cnditins shuld be accepted at a qute belw the PJM system cst (uncnstrained cnditins) r interface lcatinal marginal price. 2.2 Reserve Requirements PJM schedules reserves n a day-ahead basis in rder t ensure that differences in frecasted lads and frced generatr utages des nt negatively impact the reliable peratin f the PJM Transmissin System. PJM perates in real-time t ensure Cntingency/Primary (10 minute) and Synchrnized/Spinning reserve requirements are always maintained. Day Ahead Scheduling Reserves (Operating), Cntingency (Primary) and Synchrnized/Spinning Reserve Requirements are as fllws: Area Ancillary Service Market Area Day-ahead Scheduling (Operating) Cntingency (Primary) Synchrnized Reserve RTO RTO Annual % 150% Largest Single Cntingency Largest Single Cntingency Mid-Atlantic & Dminin N/A 150% f the Largest Single Cntingency 1 Largest Single Cntingency 1 SERC Dminin VACAR ARS% VACAR ARS% VACAR ARS% As system cnditins dictate, PJM Dispatch will lad Synchrnized and Primary Reserves. Members are expected t take actins as indicated in PJM s Balancing Operatins Manual (M-12): Sectin Lading Reserves. PJM peridically evaluates the Synchrnized and Primary reserve estimates in real time via the Instantaneus Reserve Check (IRC) prcess dcumented in PJM Balancing Operatins Manual (M-12): Sectin Mnitring Reserves. The Day-ahead Scheduling Reserves fr RFC are calculated n an annual basis. This calculatin cnsiders variables that adversely impact system reliability, specifically, Underfrecasted Lad Frecast Errr (LFE) and Generatr Frced Outage Rates (FOR). Lad Frecast Errr Cmpnent 1 PJM calculates and utilizes deliverable reserves frm resurces within the RTO that are utside f Mid-Atlantic & Dminin areas t satisfy the Primary and Synchrnized Reserve Requirements in the MA and Dm area. Refer t M-11 Sectin 4 fr additinal details. Revisin: 65, Effective Date: 01/01/2018 PJM

18 PJM Manual 13: Emergency Operatins Sectin 2: Capacity Emergencies The LFE cmpnent is based n a 3 year average f Underfrecasted LFE. PJM fcuses n nly Underfrecasted Lad Frecast errrs because underfrecasted lads can result in a capacity deficiency. PJM cmputes the Underfrecasted LFE based n the 80 th percentile f a rlling three year underfrecast average. Effective January 1, 2018 the Underfrecasted LFE errr cmpnent f the Day-ahead Scheduling Reserve is 2.04%. Frced Outage Rate Cmpnent The FOR cmpnent is based n a rlling three year average f frced utages that ccur frm 18:00 the scheduling day (day 1) thrugh the perating day at 20:00. This duratin cvers the timeframe after the Reserve Adequacy Run thrugh the evening peak perid fr which the system is scheduled. Frced utages that ccur prir t 18:00 f the scheduling day are accunted fr in the cmmitment plan. PJM Dispatch still has the ability t schedule additinal reserves if a Ht Weather / Cld Weather Alert is issued since FOR are typically higher during such timeframes. Effective January 1, 2018 the FOR errr cmpnent f the Day-ahead Scheduling Reserve is 3.24%. Day-ahead Scheduling Reserve Requirement (Operating Reserve) PJM Perfrmance Staff perfrms Day-ahead Scheduling Reserve Requirement calculatins every year during the mnth f Nvember. The calculatins cver the 3 year windw frm Nvember 1 st (year 3) thrugh Octber 31 st (current year). The results are cmmunicated t the Market Implementatin Cmmittee, Operating Cmmittee and System Operatins Subcmmittees. The revised reserve calculatins are implemented annually n January 1 st. Effective January 1, 2018 the Day-ahead Scheduling Reserve fr RFC and EKPC regins f PJM is 5.28% times Peak Lad Frecast fr RFC plus EKPC. Dminin Day-ahead Scheduling Reserve is based n their share f the VACAR Reserve Sharing agreement and is set annually. The RFC, EKPC and Dminin Day-ahead Scheduling Reserve Requirements are added tgether t frm a RTO Day-ahead Scheduling Reserve Requirement. Revisin: 65, Effective Date: 01/01/2018 PJM

19 PJM Manual 13: Emergency Operatins Sectin 2: Capacity Emergencies Nte: PJM must schedule sufficient Regulating Reserves t satisfy cntrl standards. Regulating Reserves shall be made up f nt less than 75% Spinning Reserves, and resurces allcated t regulating reserves shall nt be included as part f Cntingency Reserves. PJM must schedule sufficient Cntingency Reserves t satisfy the ReliabilityFirst (RF) requirements. Cntingency Reserves shall nt be less than the largest cntingency. Cntingency Reserves must be made up f at least 50% Spinning Reserves. N mre than 25% f Cntingency Reserves shuld be interruptible lad. (NERC Standard BAL-002-1, RFC_Criteria_BAL ) The Regulatin Requirement fr the PJM RTO is defined in sectin 4, Prviding Ancillary Services, f PJM M-12, Balancing Operatins. RF and VACAR Cntingency and Synchrnized Reserve requirements are reviewed and set n an annual basis. Fr the Dminin Cntrl Zne, SERC Reserve Requirements, as utlined in the SERC Cntingency Reserve Plicy, are maintained. Dminin-VP lad is subject t the SERC requirements based n the VACAR Reserve Sharing Agreement which is set annually. Fr nn- Dminin-VP lad in the Dminin Cntrl Zne, SERC reserve requirements (nn-reserve sharing grup) are applicable t the Balancing Authrity (PJM). There are sufficient reserves in the RTO t surpass these SERC requirements thrugh the existing reserve methdlgy. PJM schedules Day-ahead Scheduling reserves n a day-ahead basis as a single market in the RTO. Primary and Synchrnized Reserves are maintained in real-time based n the lcatinal requirements identified abve, recgnizing transmissin cnstraints while scheduling sufficient lcalized reserves n a cntrl zne basis t satisfy reserve sharing agreements. The cst f capacity r energy is allcated amng the Market Buyers as described in the PJM Manual fr Operating Agreement Accunting (M-28). PJM identifies its Largest Single Cntingency by surveying the greatest MW lss due t a single cntingency. PJM mnitrs and reviews bth generatin and transmissin element lsses based n system mdel cnfiguratins t identify cntingencies. PJM updates these mdels apprpriately fr scheduled utages that can change the mnitred cntingency. PJM cmmits generatin real-time n an ecnmic basis, cnsidering resurce characteristics (start-up, min run, starts per day) and anticipated system changes (lad curve, interchange, must-run generatin) while hnring system cnstraints. PJM issues capacity emergencies acrss the entire PJM RTO except fr PJM Lad Dump Warnings/Actins, which are slely issued n a Cntrl Zne basis. Hwever, transmissin cnstraints may frce Emergency Prcedure warnings/actins t be issued n a Cntrl Zne r a subset f a Cntrl Zne. Fr example, if knwn transmissin cnstraints wuld prhibit delivery f Maximum Emergency generatin capacity frm ne Cntrl Zne t anther, a Maximum Generatin Alert wuld nt be issued fr the Cntrl Zne with undeliverable energy. 2.3 Capacity Shrtages PJM is respnsible fr declaring the existence f an Emergency, and fr directing the peratins f the PJM Members as necessary t manage, alleviate, r end an Emergency. PJM als is Revisin: 65, Effective Date: 01/01/2018 PJM

20 PJM Manual 13: Emergency Operatins Sectin 2: Capacity Emergencies respnsible fr transferring energy n the PJM Members behalf t reslve an Emergency. PJM is als respnsible fr executing agreements with ther Cntrl Areas intercnnected with the PJM RTO fr the mutual prvisin f service t meet an Emergency. In additin, in accrdance with EOP-011 R5, if PJM receives an Emergency ntificatin frm a Transmissin Operatr within the RTO, PJM will ntify within 30-minutes ther Transmissin Operatrs within the RTO and neighbring Reliability Crdinatrs via All-Call and RCIS pstings. Exhibit 1 illustrates that there are three general levels f emergency actins fr capacity shrtages, as well as an Advisry level. Emergency Prcedure level types are identified belw: Advisry issued ne r mre days in advance f the perating day. General in nature and fr elevated awareness nly. N preparatins required. [Advisry is nt a capacity shrtage type at this time, and is used in Light Lad Prcedures.] Alerts issued ne r mre days in advance f the perating day fr elevated awareness and t give time fr advanced preparatins. Warnings issued real-time, typically preceding, and with an estimated time/windw fr a ptential future Actin Actins issued real-time and requires PJM and/r Member respnse PJM actins are cnsistent with NERC EOP standards. Revisin: 65, Effective Date: 01/01/2018 PJM

21 PJM Manual 13: Emergency Operatins Sectin 2: Capacity Emergencies Exhibit 1: Emergency Levels Exiting emergency prcedures are achieved in a cntrlled, deliberate manner s as t nt adversely affect system reliability, while minimizing the impact f these emergency actins n the DPs custmers. PJM members are expected t implement all emergency prcedures immediately t achieve the desired relief within 30 minutes unless therwise directed. PJM dispatchers have the flexibility f implementing the emergency prcedures in whatever rder is required t ensure verall system reliability. PJM dispatchers have the flexibility t exit the emergency prcedures in a different rder than they are implemented when cnditins necessitate. PJM strives t meet custmer energy demands either thrugh the use f available generating resurces, pwer purchases frm PJM Members, r thrugh the use f planned lad management prgrams. If custmer demand cannt be met, Emergency actins, such as vltage reductins, and as a last resrt, manual lad shedding that minimizes verlap with autmatic lad shedding, are used. During uncnstrained peratins, PJM Cntrl Znes will jintly implement Emergency Prcedures up t the pint f a Manual Lad Dump Actin. Prir t the implementatin f a Manual Lad Dump Actin, PJM Dispatch will review each PJM Cntrl Zne energy / reserves Revisin: 65, Effective Date: 01/01/2018 PJM

22 PJM Manual 13: Emergency Operatins Sectin 2: Capacity Emergencies calculatin t determine their relative level f capacity deficiency (reserves evaluated via PJM EMS system). If all PJM Cntrl Znes are capacity deficient, Manual Lad Dump Actins will be implemented prprtinally, based n the level f shrtage, therwise nly the deficient Cntrl Znes will be required t shed lad. Transmissin cnstraints may result in PJM Dispatch implementing emergency prcedures, including lad shed, n a Cntrl Zne specific basis r a subset f a Cntrl Zne. Nte: Unless therwise nted, all capacity related Alerts / Warnings / Actins are t be cmmunicated via ALL-CALL t lcal Transmissin / Generatin wners/ Curtailment Service Prviders. Regardless f cmmunicatin methdlgy, Emergency Prcedures are psted t selected PJM web-sites. Unit Startup Ntificatin Alert The purpse f the Unit Startup Ntificatin Alert is t alert members t place units in state f readiness s they can be brught nline within 48 hurs fr an anticipated shrtage f perating capacity, stability issues r cnstrained peratins fr future perids. It is implemented when a reliability assessment determines that lng lead time generatin is needed fr future perids and can be issued fr the RTO, specific Cntrl Zne(s) r individual unit basis. The Unit Startup Ntificatin Alert is issued s that units can be ready t cme nline in 48 hurs r less, based n the lesser f submitted ntificatin time + startup time r 6 days. After reaching the state f readiness, if a unit fails t cme nline within 48 hurs when called by PJM, the unit will be cnsidered as frced utage until it can be nline r PJM cancels the unit. PJM Actins PJM Dispatch ntifies PJM management and members. PJM Dispatch issues the Alert t members, stating the Alert perid(s) and the affected areas. An Alert can be issued fr the RTO, specific Cntrl Zne(s) r individual unit basis n the prjected lcatin f transmissin cnstraints and shuld be issued as sn as practicable (typically 6 days r less) prir t the anticipated need fr lng lead time generatin t cme nline. Nte: If the Alert is issued fr the RTO r a cntrl zne, it will be issued via the ALL-CALL system. Otherwise individual unit wners will be called. PJM will schedule an amunt f lng lead time generatin anticipated t be needed fr the perating day(s) in ecnmic rder respecting unit perating parameters. Once a generatr is scheduled its ffer price is lcked fr the perating day. PJM Dispatch will evaluate system cnditins daily t determine whether t release units frm the Alert, t keep the units in the state f readiness r t call the units nline. PJM Dispatch cancels the Alert, when apprpriate. PJM Member Actins Revisin: 65, Effective Date: 01/01/2018 PJM

23 PJM Manual 13: Emergency Operatins Sectin 2: Capacity Emergencies Transmissin / Generatin dispatchers ntify management f the Alert. Transmissin / Generatin dispatchers advise all statins and key persnnel. Generatin dispatchers rders unit(s) t be in the state f readiness (i.e. able t be nline within 48 hurs) in the lesser f (submitted ntificatin time + startup time r 6 days) minus 48 hurs Advanced Ntice Emergency Prcedures: Alerts The intent f the alert(s) is t keep all affected system persnnel aware f the frecasted and/ r actual status f the PJM RTO. All alerts and cancellatin theref are bradcast n the ALL- CALL system and psted t selected PJM web-sites t assure that all members receive the same infrmatin. Alerts are issued in advance f a scheduled lad perid t allw sufficient time fr members t prepare fr anticipated initial capacity shrtages. Maximum Generatin Emergency / Lad Management Alert The purpse f the Maximum Generatin Emergency/ Lad Management Alert is t prvide an early alert that system cnditins may require the use f the PJM emergency prcedures. It is implemented when Maximum Emergency generatin is called int the perating capacity r if Demand Respnse is prjected t be implemented. PJM Actins PJM Dispatch ntifies PJM management. PJM dispatchers perfrm a situatin analysis and prepare capacity/lad/ interchange/ reserve prjectins fr that day and apprpriate future perating perids cnsidering ptential bttled generatin based n lcatin f transmissin cnstraints. PJM Dispatch issues an alert t members, stating the amunt f estimated perating reserve capacity and the requirement. Alert can be issued fr entire PJM RTO r fr specific Cntrl Znes and shuld be issued 1 r mre days prir t the perating day. PJM Dispatch reprts significant changes in the estimated perating reserve capacity. PJM Dispatch issues a NERC Energy Emergency Alert Level 1 (EEA1 = ALERT LEVEL 1 / THREAT LEVEL = ELEVATED / THREAT COLOR = YELLOW) via the Reliability Crdinatr Infrmatin System (RCIS) t ensure all Reliability Authrities clearly Revisin: 65, Effective Date: 01/01/2018 PJM

24 PJM Manual 13: Emergency Operatins Sectin 2: Capacity Emergencies understand ptential and actual PJM system energy emergencies. EEA1 signals that PJM fresees r is experiencing cnditins where all available resurces are scheduled t meet firm lad, firm transactins, and reserve cmmitments, and is cncerned abut sustaining its required Cntingency Reserves. PJM Dispatch reviews the level f dependency n External Transactins t serve PJM lad and cntacts PJM supprt staff if the need t implement Capacity Benefit Margin (CBM) is required (refer t PJM Manual fr Transmissin Service Request, (M-02), Sectin 2 fr additinal details regarding Capacity Benefit Margin). PJM Dispatch shall lg ccurrences where CBM is implemented base n the results f supprt staff analysis. PJM shall ntify external systems via RCIS and PJM members via the PJM website and issue apprpriate NERC alert levels cnsistent with NERC EOP-011, Attachment 1. PJM Dispatch determines whether a Supplemental Status Reprt (SSR) is required and ntifies PJM Members via the ALL-CALL. PJM Dispatch may elect nt t request an SSR until the perating day fr which the Alert is in effect. PJM Dispatch cancels the Alert, when apprpriate. PJM Member Actins Transmissin / Generatin dispatchers ntify management f the alert. Transmissin / Generatin dispatchers advise all statins and key persnnel. Transmissin / Generatin dispatchers review plans t determine if any maintenance r testing, scheduled r being perfrmed, n any mnitring, cntrl, transmissin, r generating equipment can be deferred r cancelled. Generatin dispatchers reprt t PJM Dispatch any and all fuel / envirnmental limited facilities as they ccur and update PJM Dispatch as apprpriate. Transmissin / Generatin dispatchers suspend any high risk testing f generating r transmissin equipment. Generatin dispatchers will update the early return time fr any Planned generatr utages as indicated in PJM s Manual fr Pre-Scheduling Operatins (M-10), Sectin 2.2. Primary Reserve Alert The purpse f the Primary Reserve Alert is t alert members f the anticipated shrtage f perating reserve capacity fr a future critical perid. It is implemented when estimated perating reserve capacity is less than the frecasted primary reserve requirement. PJM Actins PJM Dispatch ntifies PJM management and members. PJM Dispatch issues alert t members, stating the amunt f estimated perating reserve capacity and the requirement. An Alert can be issued fr the entire PJM RTO r fr specific Cntrl Zne(s) based n the prjected lcatin f transmissin cnstraints and shuld be issued 1 r mre days prir t the perating day. PJM Dispatch reprts significant changes in the estimated perating reserve capacity. Revisin: 65, Effective Date: 01/01/2018 PJM

25 PJM Manual 13: Emergency Operatins Sectin 2: Capacity Emergencies PJM Dispatch cancels the Alert, when apprpriate. PJM Member Actins Transmissin / Generatin dispatchers ntify management f the alert. Transmissin / Generatin dispatchers advise all statins and key persnnel. Transmissin / Generatin dispatchers review plans t determine if any maintenance r testing, scheduled r being perfrmed, n any generating equipment r critical mnitring, cntrl, r bulk pwer transmissin facility can be deferred r cancelled. Generatin Dispatchers are t infrm PJM f any envirnmentally restricted units and may cnsider the need t btain a temprary variance frm envirnmental regulatrs fr specific generatrs in accrdance with Attachment M t assist in preventing lad shed. PJM is nt respnsible fr btaining a temprary variance frm envirnmental regulatins but will assist the member cmpany if requested. Vltage Reductin Alert The purpse f the Vltage Reductin Alert is t alert members that a vltage reductin may be required during a future critical perid. It is implemented when the estimated perating reserve capacity is less than the frecasted synchrnized reserve requirement. A summary table belw lists the estimated times t implement and apprximate lad relief. PJM Actins PJM Dispatch ntifies PJM management. PJM Dispatch issues an alert t members, stating the amunt f estimated perating reserve capacity and the requirement. An Alert can be issued fr the entire PJM RTO r fr specific Cntrl Zne(s) based n the prjected lcatin f transmissin cnstraints and shuld be issued 1 r mre days prir t the perating day. PJM Dispatch advises members that a pssibility exists that a Vltage Reductin Actin will be issued and the estimated hur f implementatin. PJM dispatcher cancels the Alert, when apprpriate. PJM Member Actins Transmissin / Generatin dispatchers ntify management f the alert. Transmissin / Generatin dispatchers advise all statins and key persnnel. Transmissin dispatchers / DPs prceed n the basis that a Vltage Reductin Warning will be issued during this future perid and take steps that culd expedite implementatin f a Vltage Reductin Actin, shuld ne becme necessary. SOS members / PJM Management cnsider issuing the apprpriate system-wide r Cntrl Zne-specific Public/Media Ntificatin Message See Attachment A. PJM marketers remain n heightened awareness regarding PJM system cnditins and the ptential need fr Emergency Energy Purchases. Revisin: 65, Effective Date: 01/01/2018 PJM

26 PJM Manual 13: Emergency Operatins Sectin 2: Capacity Emergencies Nte: Substatins withut SCADA cntrl will be expected t be staffed in rder t implement a Vltage Reductin Actin if needed. Vltage Reductin Summary Table: PJM MID- ATLANTIC TIME (m) Vltage Lad Reductin Reductin % % Est. PEAK LOAD Est. Lad Reductin SCADA COMMENTS PPL 2 5% 2% 7, Y PSEG 5 5% 2% 10, Y DPL 5 5% 2% 3, Y ACE 5 5% 2% 2, Y PECO 2 5% 1% 8, Y RECO 5 5% 2% Y UGI 2 5% 1% Y Implemented at the Muntain statin. PEPCO 5 5% 2% 6, Y BGE 2 5% 3% 6, Y Initially distributin vltages are lwered autmatically. Additinal adjustments are made t push vltage change up the transmissin system thrugh manual tap changes thrugh SCADA. These additinal peratin steps take up t 15 min. FE East - JCPL 10 5% 1% 5, Y The Distributin Operatr implements 5% vltages reductin via SCADA t distributin transfrmers with Revisin: 65, Effective Date: 01/01/2018 PJM

27 PJM Manual 13: Emergency Operatins Sectin 2: Capacity Emergencies autmatic ULTC. There are 17 cntrl pints in EMS and each cntrl pint sends the reductin signal t multiple statins. FE East MAIT (PENLC ZONE) FE East MAIT (METED ZONE) 10 5% 1% 2, Y The Distributin Operatr implements a 5% vltage reductin by perating individual ULTC frm SCADA. ut 10 5% 1% 2, Y The TSO implements a 5% vltage reductin n the 69 kv sub-transmissin system by perating individual ULTC frm SCADA and the Distributin Operatr implements a 5% vltage reductin via SCADA t distributin transfrmers with autmatic ULTC. The Distributin Operatr has 14 cntrl pints in EMS and each cntrl pint sends the reductin signal t multiple statins. TOTAL 1.65% 58, PJM SOUTH AND WEST REGIONS TIME(m) Vltage Reductin % Lad Reductin % Est. PEAK LOAD Est. Lad Reductin SCADA COMMENTS DUQU % 2% 2, Y DOM 2 5% 2% 19, Y 3% Vltage Reductin with a 1% Est. Lad Reductin in the Winter. In the summer culd reach a 5% Revisin: 65, Effective Date: 01/01/2018 PJM

28 PJM Manual 13: Emergency Operatins Sectin 2: Capacity Emergencies Vltage Reductin with a 1.5%-2% Est. Lad Reductin. AEP N/A N/A N/A 23,006 N/A N AEP des nt have a Vltage Reductin Prgram FE Suth COMED 10 5% 1.7% 8, Y FE Suth's vltage reductin prgram implements a 5% vltage reductin, in accrdance with PJM prcedures. The SCADA implemented prgram is capable f a 2.5% vltage reductin, hwever this wuld nt be used during the PJM Vltage Reductin Actin %5% 3% 22, Y COMED can achieve 1.3% Lad reductin in 15 minutes, then anther 1.8% in the next 15 minutes. 2.5% vltage reductin inside Chicag. 5% vltage reductin utside Chicag. DAYTON 10 5% 1.00% 3, Y 20 Sub-Statins can be manually cntrlled with a 5% Vltage Reductin with a 1% Est. Lad Reductin. DAYTON will required 2 hur minimum ntificatin t man statins. FE West - ATSI N/A N/A N/A 12,921 N/A N FE West des nt have a vltage reductin prgram. DEOK N/A N/A N/A 5,436 N/A N DEOK des nt have a vltage reductin prgram. Revisin: 65, Effective Date: 01/01/2018 PJM

29 PJM Manual 13: Emergency Operatins Sectin 2: Capacity Emergencies EKPC N/A N/A N/A 1,924 N/A N EKPC des nt have a vltage reductin prgram. GridFrce/ RMU N/A N/A N/A 39 N/A N GridFrce/RMU des nt have a vltage reductin prgram. TOTAL 1.2% 99,971 1, RTO TOTAL 1.4% 158,443 2, Real-Time Emergency Prcedures (Warnings and Actins) All warning and actins are issued in real-time. Warnings are issued during present peratins t infrm members f actual capacity shrtages r cntingencies that may jepardize the reliable peratin f the PJM RTO. Disturbance cntrl actins per NERC standard BAL-002 are described in PJM Manual 12, Balancing Operatins (M-12), Sectin 4, Prviding Ancillary Services. Generally, a warning precedes an assciated actin. The intent f warnings is t keep all affected system persnnel aware f the frecast and/r actual status f the PJM RTO. Nte: All Warnings and Actins listed in Steps 1 t 10 belw will trigger a capacity Perfrmance Assessment Internal (PAI) as detailed in PJM Manual 18, PJM Capacity Market. The PJM RTO is nrmally laded accrding t bid prices; hwever, during perids f reserve deficiencies, ther measures must be taken t maintain system reliability. These measures invlve: lading generatin that is restricted fr reasns ther than cst recalling nn-capacity backed ff-system sales purchasing emergency energy frm participants / surrunding pls lad relief measures Due t system cnditins and the time required t btain results, PJM dispatchers may find it necessary t vary the rder f applicatin t achieve the best verall system reliability. Issuance and cancellatin f emergency prcedures are bradcast ver the ALL-CALL and psted t selected PJM web-sites. Only affected systems take actin. PJM dispatchers bradcast the current and prjected PJM RTO status peridically using the ALL-CALL during the extent f the implementatin f the emergency prcedures. Upn receipt f the ALL-CALL, impacted members are expected t begin implementing the PJM Member Actins listed as sn as pssible/indicated t help ensure the emergency cnditins are mitigated. Revisin: 65, Effective Date: 01/01/2018 PJM

30 PJM Manual 13: Emergency Operatins Sectin 2: Capacity Emergencies Nte: The Real-Time Emergency Prcedures sectin cmbines Warnings and Actins in their mst prbable sequence based n ntificatin requirements during extreme peak cnditins. Depending n the severity f the capacity deficiency, it is unlikely that sme Steps wuld be implemented. Actins taken prir t entering int capacity related Emergency Prcedures: 1. Review weather prjectins, lad frecasts, reserve prjectins and generatin perfrmance. 2. Ensure LMPs are reflective f system cnditins 3. Curtail all nn-firm exprts and issue an EEA1, as required by EOP-011 Attachment 1, via the RCIS and Emergency Prcedures webpage. 4. Dispatch may elect t implement an interchange cap t stabilize the amunt f interchange during peak hurs t prtect against vlatility. Step 1: Pre-Emergency Lad Management Reductin Actin (30, 60 r 120-minute) Nte: Issuance f this prcedure will trigger a capacity Perfrmance Assessment Interval (PAI) as detailed in PJM Manual 18, PJM Capacity Market. Applicability: Any site registered in the PJM Demand Respnse prgram as a demand resurce (a.k.a. DR) type that needs 30, 60 r 120 minute lead time t make its reductins. These reductins are mandatry when dispatched during the prduct availability windw. Nte: The minimum dispatch duratin is 1 hur. PJM Actins PJM Dispatch ntifies PJM management, PJM public infrmatin persnnel, and members. PJM dispatcher advises members t cnsider the use f public appeals t cnserve electricity usage. PJM dispatcher ntifies ther Cntrl Areas thrugh the RCIS. PJM Dispatch, via the DR Hub System and Emergency Prcedures website, will pst detailed instructins t the Curtailment Service Prviders (CSP) t dispatch 30, 60 and/ r 120 minute Pre-Emergency Lad Management Reductins. An Actin can be issued fr the entire PJM RTO, specific Transmissin Zne(s) r a Transmissin Sub-zne(s) if transmissin limitatins exist. PJM dispatcher will als issue an ALL-CALL infrming the Members and CSPs t check the DR Hub and Emergency Prcedures pstings fr the detailed infrmatin pertaining t the Pre-Emergency Lad Management that has been called. PJM Dispatch cancels the Actin, when apprpriate. Revisin: 65, Effective Date: 01/01/2018 PJM

31 PJM Manual 13: Emergency Operatins Sectin 2: Capacity Emergencies PJM Member Actins Member Curtailment Service Prviders implement lad management reductins as requested by PJM dispatchers. Step 2: Emergency Lad Management Reductin Actin (30, 60 r 120-minute) Nte: Issuance f this prcedure will trigger a capacity Perfrmance Assessment Interval (PAI) as detailed in PJM Manual 18, PJM Capacity Market. Applicability: Any site registered in the PJM Demand Respnse prgram as a demand resurce (a.k.a. DR) type that needs 30, 60 r 120 minute lead time t make its reductins. These reductins are mandatry when dispatched during the prduct availability windw. Nte: The minimum dispatch duratin is 1 hur. The purpse f the Lad Management Reductin is t prvide additinal lad relief by using PJM cntrllable lad management prgrams. Lad relief is expected t be required after initiating Maximum Emergency generatin. PJM Actins PJM Dispatch ntifies PJM management, PJM public infrmatin persnnel, and members. PJM Dispatch advises members t cnsider the use f public appeals t cnserve electricity usage. PJM Dispatch ntifies ther Cntrl Areas thrugh the RCIS. PJM Dispatch, via DR Hub System and Emergency Prcedures website, will pst detailed instructins t the Curtailment Service Prviders (CSP) t implement dispatch 30, 60 and/r 120 minute Emergency Lad Management Reductins (Lng Lead Time). An Actin can be issued fr the entire PJM RTO, specific Transmissin Zne(s) r a subset f a Transmissin Sub-zne(s) if transmissin limitatins exist. PJM Dispatch will als issue an ALL-CALL infrming the Members and CSPs t check the DR Hub and Emergency Prcedures pstings fr the detailed infrmatin pertaining t the Emergency Lad Management that has been called. PJM Dispatch issues a NERC Energy Emergency Alert Level 2 (EEA2 = ALERT LEVEL 2) via the RCIS t ensure all Reliability Authrities clearly understand ptential and actual PJM system emergencies if ne has nt already been issued cncurrent with the issuance f Emergency Lad Management Reductins. NERC EEA2 is issued when the fllwing has ccurred: Public appeals t reduce demand, vltage reductin, and interruptin f nn-firm lad in accrdance with applicable cntracts, demand side management, r utility lad cnservatin measures. PJM Dispatch cancels the Actin, when apprpriate. PJM Member Actins Revisin: 65, Effective Date: 01/01/2018 PJM

32 PJM Manual 13: Emergency Operatins Sectin 2: Capacity Emergencies Member Curtailment Service Prviders implement lad management reductins as requested by PJM dispatchers. Member dispatchers ntify management f the emergency prcedure and that they shuld cnsider the use f public appeals t cnserve electricity usage. Member dispatchers ntify gvernmental agencies, as applicable. Nte: 1, Lad management prgrams, whether under PJM cntrl and directed by PJM Dispatch r slely under the Lcal Cntrl Center s directin, have varius names including, but nt limited t Active Lad Management, interruptibles, curtailables, r lad management. T simplify peratins during these emergency situatins, all PJM issued reductins are referred t as Pre- Emergency r Emergency Lad Management Reductins. Nte 2: PJM RTO Lad Management Reductins are nt t be used t prvide assistance t adjacent Cntrl Areas beynd PJM. Restratin f Lad Management Reductins is undertaken in a stepped apprach, as necessary. PJM Cntrl Znes implement Emergency Prcedures cncurrently until a Manual Lad Dump Actin, which will nly ccur in the deficient Cntrl Area. Nte 3: Pre-Emergency and Emergency Lad Management Reductins are available fr Limited, Extended Summer and Annual Demand Resurces as defined in the Reliability Assurance Agreement (RAA). Nte 4, EEA Levels: PJM dispatcher issue a NERC Energy Emergency Alert Level 2 (EEA2 = ALERT LEVEL 2) via the Reliability Crdinatr Infrmatin System (RCIS) t ensure all Reliability Authrities clearly understand ptential and actual PJM system emergencies if ne has nt already been issued cncurrent with the issuance f Emergency Lad Management Reductins. A NERC EEA2 may be issued when the fllwing has ccurred: Public appeals t reduce demand, vltage reductin, interruptin f nn-firm lad in accrdance with applicable cntracts, demand side management/active lad management, r utility lad cnservatin measures. Nte 5, Demand Resurce Curtailment: If PJM needs t dispatch Demand Resurces (DR) during the Limited DR availability Perid then PJM will dispatch all DR prducts simultaneusly unless all prducts have been dispatched frequently during the current delivery year. Frequent dispatch f DR during the delivery year is defined as: - 2 times prir t July 1 st, - 4 times prir t August 1 st, r, - 7 times prir t September 1 st. Shuld PJM frequently dispatch DR during a delivery based n the criteria abve PJM may elect t dispatch nly the Extended Summer and Annual DR, t preserve Limited DR fr the remainder f the delivery year. Nte 6, Capacity Benefit Margin (CBM): Under NERC Energy Emergency Alert Level 2, the PJM dispatcher may request imprt energy ver firm transfer capability set aside as CBM. If s, dispatch will waive any real-time perating timing and ramp requirements and dcument such actins in cmpliance with MOD Revisin: 65, Effective Date: 01/01/2018 PJM

33 PJM Manual 13: Emergency Operatins Sectin 2: Capacity Emergencies Step 3 (Real-time): Primary Reserve Warning Nte: Issuance f this prcedure will trigger a capacity Perfrmance Assessment Interval (PAI) as detailed in PJM Manual 18, PJM Capacity Market. The purpse f the Primary Reserve Warning is t warn members that the available primary reserve is less than required and present peratins are becming critical. It is implemented when available primary reserve capacity is less than the primary reserve requirement, but greater than the synchrnized reserve requirement. PJM Actins PJM Dispatch issues a warning t members and PJM management stating the amunt f adjusted primary reserve capacity and the requirement. A Warning can be issued fr the entire PJM RTO r fr specific Cntrl Zne(s) based n the prjected lcatin f transmissin cnstraints. PJM Dispatch ntifies PJM public infrmatin persnnel. PJM Dispatch rechecks with members t assure that all available equipment is scheduled and that requested secndary reserve is brught t primary reserve status. PJM Dispatch ensures that all deferrable maintenance r testing n the cntrl and cmmunicatins systems has halted at PJM Cntrl Center. PJM dispatcher shuld prvide as much advance ntificatin as pssible t ensure maintenance/testing des nt impact peratins. This ntificatin may ccur prir t declaratin f Primary Reserve Warning. PJM Dispatch cancels the Warning, when apprpriate. PJM Member Actins Transmissin / Generatin dispatchers ntify management f the warning. Transmissin / Generatin dispatchers advise all statins and key persnnel. Generatin dispatchers prepare t lad all available primary reserve, if requested. Transmissin / Generatin dispatchers ensure that all deferrable maintenance r testing affecting capacity r critical transmissin is halted. Any mnitring r cntrl maintenance wrk that may impact peratin f the system is halted. Generatin Dispatchers are t infrm PJM f any envirnmentally restricted units and may cnsider the need t btain a temprary variance frm envirnmental regulatrs fr specific generatrs in accrdance with Attachment M t assist in preventing lad shed. PJM is nt respnsible fr btaining a temprary variance frm envirnmental regulatins but will assist the member cmpany if requested. PJM marketers remain n heightened awareness regarding PJM system cnditins and the ptential need fr Emergency Energy Purchases. Step 4 A (Real-time): Revisin: 65, Effective Date: 01/01/2018 PJM

34 PJM Manual 13: Emergency Operatins Sectin 2: Capacity Emergencies Maximum Generatin Emergency Actin Nte: Issuance f this prcedure will trigger a capacity Perfrmance Assessment Interval (PAI) as detailed in PJM Manual 18, PJM Capacity Market. The purpse f the Maximum Generatin Emergency Actin is t increase the PJM RTO generatin abve the maximum ecnmic level. It is implemented whenever generatin is needed that is greater than the highest incremental cst level. Nte: Maximum Emergency Generatin can nly be included in the daily perating capacity when requested by PJM Dispatch. PJM Actins PJM Dispatch issues a Maximum Generatin Emergency Actin. An Actin can be issued fr the entire PJM RTO, specific Cntrl Zne(s) r a subset f a Cntrl Zne if transmissin limitatins exist. PJM Dispatch ntifies PJM management, PJM public infrmatin persnnel, and member dispatchers. PJM Dispatch implements the Emergency Bid-Prcess, requesting Emergency bids by psting messages t selected PJM web-sites, RCIS, and cntacting the neighbring cntrl areas. PJM Dispatch instructs members t suspend Regulatin n all resurces, except hydr generatin. PJM Dispatch determines the feasibility recalling ff-system capacity sales that are recallable (netwrk resurces). PJM Dispatch will determine any limiting transmissin cnstraints internal t PJM that wuld impact the ability t cut transactins t a specific interface. PJM Dispatch will identify ff-system capacity sales assciated with the identified interfaces. PJM Dispatch will cntact the sink Balancing Authrity t determine the impact f transactin curtailment. If the net result f cutting ff-system capacity sales wuld put the sink Balancing Authrity int lad shed then PJM will nt curtail the transactins unless it wuld prevent lad shedding within PJM. If the net result f cutting ff-system capacity sales wuld put PJM in a mre severe capacity emergency than it is in currently in due t reciprcal transactin curtailments frm the sink Balancing Authrity, PJM will nt initiate curtailing the transactins. PJM Dispatch declares a Maximum Generatin Emergency Actin and begins t lad Maximum Emergency generatin r purchase available emergency energy frm PJM Members (Emergency Bid Prcess) and frm neighbring Cntrl Areas based n ecnmics and availability. Revisin: 65, Effective Date: 01/01/2018 PJM

35 PJM Manual 13: Emergency Operatins Sectin 2: Capacity Emergencies PJM Dispatch lads Maximum Emergency generatin incrementally as required, if the entire amunt f Maximum Emergency generatin is nt needed. PJM dispatchers generally lad Maximum Emergency CTs prir t lading Maximum Emergency Steam in rder t preserve synchrnized reserve. Nte: Emergency Bid-Prcess: Fllwing issuance f a Maximum Generatin Emergency Actin, PJM may purchase available energy frm any PJM Member (as emergency) that is available up t the amunt required r until there is n mre available, recgnizing the impact n transmissin cnstraints. The fllwing rules are used t prvide an rderly peratin. PJM shuld cnsider lading f shared reserves with neighbring systems prir t implementing vltage reductin, while recgnizing the impact n transmissin limits. The PJM Member is respnsible fr delivering (i.e., securing all transmissin service) f the energy t ne f PJM s brders with a neighbring cntrl area. T ensure deliverability, firm transmissin service may be required if external Reliability Authrities have issued TLRs. PJM attempts t prvide 60-minutes ntice befre the energy is required by psting n selected PJM web-sites an emergency prcedure message stating that PJM anticipates requiring emergency energy purchases beginning at a specific time. Once PJM psts the request fr emergency purchases all PJM Members can submit bids t make emergency energy sales t PJM. PJM Members shuld use as primary means f submitting bids with fax as a secndary means if is unavailable and call PJM t cnfirm receipt. The Emergency Bid frm is fund in Attachment D alng with the rules fr submitting. Bids may als be called int a pre-assigned, recrded vice line. They shuld be structured as fllws: time f energy available amunt f energy available price f energy duratin (hurs) energy is available and limits n minimum time required t take ntificatin time t cancel/accept PJM Member identificatin interface and cntract path PJM accepts the ffers and schedules the energy using the fllwing guidelines: Energy is accepted based n ecnmics (least cst ffers will be accepted first based n energy price and minimum hurs) if mre energy is ffered than required. Energy is accepted as required based n ecnmics frm the available bids (i.e., if PJM requires 500 MW immediately it takes the cheapest 500 MW bid at the time). PJM adjusts current schedules t crrect ecnmics if time permits (i.e., if a cheaper scheduled is bid after a mre expensive schedule is laded PJM nly cancels the first if reasnable time exists t cancel ne and lad the ther). Similarly priced ffers are selected based n timestamps (i.e., first in first selected). Revisin: 65, Effective Date: 01/01/2018 PJM

36 PJM Manual 13: Emergency Operatins Sectin 2: Capacity Emergencies Bids accepted by PJM are Emergency Purchases by PJM and will set the Lcatinal Marginal Price. The energy received is accunted fr accrding t the current Emergency Energy accunting prcedures. See the PJM Manual fr Operating Agreement Accunting (M-28) fr mre details. PJM reserves the right t lad Maximum Emergency generatin as required t cntrl the system regardless f whether any bids were/were nt accepted (i.e., sudden unit lss may nt allw time t accept bids). PJM implements and curtails emergency purchase transactins with as much ntice as practical t allw fr a reliable transitin int and ut f emergency cnditins. PJM requests emergency energy frm neighbring Cntrl Areas (under current Cntrl Area agreements) after all energy ffered by the PJM Members is accepted, unless there is an immediate need fr the energy. PJM can deviate frm r change the rder f the abve actins as/if necessary. PJM Dispatch cancels the Actin, when apprpriate. PJM Member Actins Transmissin / Generatin dispatchers ntify management f the emergency prcedure. PJM Marketers recall ff-system capacity sales that are recallable as directed by PJM dispatchers. Generatin dispatchers suspend regulatin, as requested, and lad all units t the Maximum Emergency generatin level, as required. Generatin dispatchers ntify PJM dispatching f any Maximum Emergency generatin laded prir t PJM requesting Maximum Emergency generatin is laded. Step 4 B (Real-time): Emergency Vluntary Energy Only Demand Respnse Reductin Actin Nte: Issuance f this prcedure will trigger a capacity Perfrmance Assessment Interval (PAI) as detailed in PJM Manual 18, PJM Capacity Market. Applicability: Any site registered in the PJM Demand Respnse prgram as an emergency energy nly resurce. These reductins are vluntary. The purpse f this Lad Reductin Actin is t request end-use custmers, wh participate in the Emergency Vluntary Energy Only Demand Respnse Prgram, t reduce lad during emergency cnditins. PJM Actins PJM Dispatch issues Actin via the PJM ALL-CALL and pst message t selected PJM Web-sites. An Actin can be issued fr the entire PJM RTO, specific Cntrl Zne(s) r a subset f a Cntrl Zne if transmissin limitatins exist. Revisin: 65, Effective Date: 01/01/2018 PJM

37 PJM Manual 13: Emergency Operatins Sectin 2: Capacity Emergencies PJM Dispatch ntifies PJM management, PJM public infrmatin persnnel, and PJM Markets persnnel. PJM Dispatch cancels the Actin, when apprpriate. PJM Member Actins Curtailment Service Prviders with Demand Resurce(s) registered in the Energy Only Optin f Emergency Lad Respnse reduce lad. Transmissin / Generatin dispatchers ntify management f the emergency prcedure. Step 5 (Real-time): Vltage Reductin Warning & Reductin f Nn-Critical Plant Lad Nte: Issuance f this prcedure will trigger a capacity Perfrmance Assessment Interval (PAI) as detailed in PJM Manual 18, PJM Capacity Market. The purpse f the Vltage Reductin Warning & Reductin f Nn-Critical Plant Lad is t warn members that the available synchrnized reserve is less than the Synchrnized Reserve Requirement and that present peratins have deterirated such that a vltage reductin may be required. It is implemented when the available synchrnized reserve capacity is less than the synchrnized reserve requirement, after all available secndary and primary reserve capacity (except restricted Maximum Emergency capacity) is brught t a synchrnized reserve status and emergency perating capacity is scheduled frm adjacent systems. PJM Actins PJM Dispatch issues a warning t members and PJM management, stating the amunt f adjusted synchrnized reserve capacity and the requirement. A Warning can be issued fr the entire PJM RTO r fr specific Cntrl Zne(s) based n the prjected lcatin f transmissin cnstraints. PJM Dispatch ntifies PJM public infrmatin persnnel. PJM ntifies the Department f Energy (DOE). PJM Dispatch cancels the Warning, when apprpriate. PJM Member Actins Transmissin / Generatin dispatchers ntify management f the warning. Transmissin / Generatin dispatchers ntify gvernmental agencies, as applicable. Transmissin / Generatin dispatchers advise all statins and key persnnel. Generatin dispatchers rder all generating statins t curtail nn-critical statin light and pwer. Transmissin dispatchers / DPs prepare t reduce vltage, if requested. Transmissin dispatchers / DPs and Curtailment Service Prviders ntify apprpriate persnnel that there is a ptential need t implement lad management prgrams, in additin t interrupting their interruptible/curtailable custmers in the manner prescribed Revisin: 65, Effective Date: 01/01/2018 PJM

38 PJM Manual 13: Emergency Operatins Sectin 2: Capacity Emergencies by each plicy, if it has nt already been implemented previusly. PJM marketers remain n heightened awareness regarding PJM system cnditins and the ptential need fr Emergency Energy Purchases. Step 6 (Real-time): Curtailment f Nn-Essential Building Lad Nte: Issuance f this prcedure will trigger a capacity Perfrmance Assessment Interval (PAI) as detailed in PJM Manual 18, PJM Capacity Market. The purpse f the Curtailment f Nn-Essential Building Lad is t prvide additinal lad relief, t be expedited prir t, but n later than, the issuance f a Vltage Reductin Actin. PJM Actins PJM Dispatch ntifies PJM management, PJM public infrmatin persnnel, and members. PJM dispatcher advises members t cnsider the use f public appeals t cnserve electricity usage. PJM dispatcher ntifies utside systems thrugh the RCIS. PJM Dispatch issues a request t curtail nn-essential building lad. An Actin can be issued fr the entire PJM RTO, specific Cntrl Zne(s) r a subset f a Cntrl Zne if transmissin limitatins exist. PJM Dispatch cancels the Actin, when apprpriate. PJM Member Actins Transmissin / Generatin dispatchers ntify management f the emergency prcedure and t cnsider the use f public appeals t cnserve electricity usage. Transmissin dispatchers ntify gvernmental agencies, as applicable. Transmissin / Generatin dispatchers / DPs switch ff all nn-essential light and pwer in DP-wned cmmercial, peratins, and administratin ffices. Step 7 (Real-time): Deply All Resurces Actin Nte: Issuance f this prcedure will trigger a capacity Perfrmance Assessment Interval (PAI) as detailed in PJM Manual 18, PJM Capacity Market. Fr emergency events that evlve ver time, PJM will dispatch generatin and Lad Management resurces via the nrmal mechanisms f SCED, DR Hub and direct phne calls. Hwever, fr emergency events that develp rapidly and withut prir warning, PJM may need t dispatch all resurces in a large area very quickly. The purpse f the Deply All Resurces Actin, during such emergency cnditins, is t instruct PJM Members that all generatin resurces are needed nline immediately and that all Lad Management resurces dispatched need t reduce lad immediately. This step is issued when unplanned events such as the lss f a transmissin r generating facility(s) have resulted in reliable peratins being jepardized such that a Vltage Reductin Actin r a Manual Lad Dump Actin may be required. Revisin: 65, Effective Date: 01/01/2018 PJM

39 PJM Manual 13: Emergency Operatins Sectin 2: Capacity Emergencies PJM Actins PJM Dispatch issues the Deply All Resurces Actin. This Actin can be issued fr the entire PJM RTO, specific Cntrl Zne(s) r a subset f a Cntrl Zne if transmissin limitatins exist and the sub-zne was previusly defined. PJM Dispatch will suspend all reserve assignments and regulatin assignments. PJM dispatches Lad Management via DR Hub. PJM recalls any external capacity. PJM Dispatch issues a NERC Energy Emergency Alert Level 2 (EEA2 = ALERT LEVEL 2) via the RCIS t ensure all Reliability Authrities clearly understand ptential and actual PJM system emergencies if ne has nt already been issued cncurrent with the issuance f Emergency Lad Management Reductins. NERC EEA2 is issued when the fllwing has ccurred: Public appeals t reduce demand, vltage reductin, and interruptin f nn-firm lad in accrdance with applicable cntracts, demand side management, r utility lad cnservatin measures. PJM Dispatch ntifies PJM management, PJM public infrmatin persnnel, and member dispatchers. PJM Dispatch cancels the Actin, when apprpriate. PJM Member Actins Member Generatin Dispatchers raise all available nline generating units t full utput (Emergency Maximum). Member Generatin Dispatchers start up all ffline generatin and ramp t full utput (Emergency Maximum), utilizing the cmmunicatin methds belw: Generatrs that can be nline in less than 30-minutes shuld start immediately upn receipt f the ALL-CALL and then ntify PJM Dispatch when they are n-line. Generatrs that require mre than 30-minutes t be n-line shuld call the PJM dispatcher prir t initiating the start sequence. Member Curtailment Service Prviders with Lad Management (Pre-Emergency and/r Emergency) reduce lad immediately when dispatched. Transmissin/Generatin Dispatchers ntify management f the emergency prcedure and that they shuld cnsider the use f public appeals t cnserve electricity usage. Member dispatchers ntify gvernmental agencies, as applicable. Upn cancellatin f this prcedure: Step 8 (Real-time): Units that have nt started shuld abrt their start if pssible. Online units shuld return t fllwing SCED basepints as well as any regulatin r reserve assignments. Manual Lad Dump Warning Revisin: 65, Effective Date: 01/01/2018 PJM

40 PJM Manual 13: Emergency Operatins Sectin 2: Capacity Emergencies Nte: Issuance f this prcedure will trigger a capacity Perfrmance Assessment Interval (PAI) as detailed in PJM Manual 18, PJM Capacity Market. The purpse f the Manual Lad Dump Warning is t warn members f the increasingly critical cnditin f present peratins that may require manually shedding lad.. It is issued when available primary reserve capacity is less than the largest perating generatr r the lss f a transmissin facility jepardizes reliable peratins after all ther pssible measures are taken t increase reserve. The amunt f lad and the lcatin f areas(s) are specified. PJM Actins PJM Dispatch issues the warning t members and PJM management, stating the estimated amunt f lad relief that is required (if applicable). A Warning can be issued fr the entire PJM RTO r fr specific Cntrl Zne(s) based n the prjected lcatin f transmissin cnstraints. PJM Dispatch ntifies PJM public infrmatin persnnel. PJM Dispatch ntifies FERC via the FERC Divisin f Reliability s emergency@ferc.gv, cnsistent with FERC Order N PJM Dispatch issues a NERC Energy Emergency Alert Level 3 (EEA3 = ALERT LEVEL 3) via the RCIS t ensure all Reliability Authrities clearly understand ptential and actual level f PJM System Emergencies. An EEA 3 is issued when the BA is unable t meet minimum Cntingency Reserve Requirements. PJM Dispatch establishes a mutual awareness with the apprpriate member dispatchers f the need t address the ccurrence f a serius cntingency with minimum delay. PJM Dispatch examines bulk pwer bus vltages and alerts the apprpriate member dispatchers f the situatin. PJM dispatcher cancels the Warning, when apprpriate. PJM Member Actins Transmissin / Generatin dispatchers ntify management f the warning. Transmissin dispatchers ntify gvernmental agencies, as applicable. Transmissin / Generatin dispatchers advise all statin and key persnnel. Transmissin dispatchers / DPs review lcal prcedures and prepare t shed lad in the amunt requested. Transmissin dispatchers / DPs reinfrce internal cmmunicatins s that lad shed can ccur with minimum delay. PJM marketers remain n heightened awareness regarding PJM system cnditins and the ptential need fr Emergency Energy Purchases. Step 9 (Real-time): Vltage Reductin Actin Revisin: 65, Effective Date: 01/01/2018 PJM

41 PJM Manual 13: Emergency Operatins Sectin 2: Capacity Emergencies Nte: Issuance f this prcedure will trigger a capacity Perfrmance Assessment Interval (PAI) as detailed in PJM Manual 18, PJM Capacity Market. The purpse f Vltage Reductin during capacity deficient cnditins is t reduce vltage n the distributin system in rder t reduce demand and therefre prvide a sufficient amunt f reserve t maintain tie flw schedules and preserve limited energy surces. It is implemented when lad relief is still needed t maintain tie schedules. The lead times needed t implement the vltage reductin vary by TO and are listed in the Vltage Reductin Summary Table. Nte: Vltage reductins can als be implemented t increase transmissin system vltages. PJM Actins PJM Dispatch ntifies PJM management, PJM public infrmatin persnnel, and members. PJM dispatcher advises members t cnsider the use f public appeals t cnserve electricity usage. PJM dispatcher ntifies utside systems thrugh the RCIS. PJM Dispatch ntifies DOE. An Actin can be issued fr the entire PJM RTO, specific Cntrl Zne(s) r a subset f a Cntrl Zne if transmissin limitatins exist. PJM Management may issue system-wide r Cntrl Zne-specific Public/Media Ntificatin Message W2. See Attachment A. PJM Dispatch investigates lading f shared reserves with neighbring systems prir t implementatin f a vltage reductin, recgnizing the impact n transmissin limits. PJM Dispatch issues the rder fr a 5% Vltage Reductin Actin. Nte: See Vltage Reductin Summary Table abve fr knwn exceptins t 5% Vltage Reductin Actin. PJM Dispatch issues a NERC Energy Emergency Alert Level 2 r Level 3 via the RCIS t ensure all Reliability Authrities clearly understand ptential and actual PJM system emergencies if ne has nt already been issued cncurrent with the issuance f Active Lad Management Curtailables / Full Emergency Lad Respnse (frmerly knwn as ALM). NERC EEA2 is issued when the fllwing has ccurred: Public appeals t reduce demand, vltage reductin, and interruptin f nn-firm lad in accrdance with applicable cntracts, demand side management/active lad management, r utility lad cnservatin measures. NERC EEA3 is issued when the BA is unable t meet minimum Cntingency Reserve Requirements. If it has nt already begun, the PJM Dispatch will initiate Shrtage Pricing if the regin where the vltage reductin actin has been initiated crrespnds with an entire Synchrnized Reserve Zne r Sub-Zne. PJM dispatcher cancels the Actin, when apprpriate. Revisin: 65, Effective Date: 01/01/2018 PJM

42 PJM Manual 13: Emergency Operatins Sectin 2: Capacity Emergencies PJM Member Actins Transmissin / Generatin dispatchers ntify management f the emergency prcedure and t cnsider the use f public appeals t cnserve electricity usage. Member Transmissin dispatchers ntify gvernmental agencies, as applicable. Member Transmissin dispatchers / DPs take steps t implement the vltage reductin. Step 10 (Real-time): Manual Lad Dump Actin Nte: Issuance f this prcedure will trigger a capacity Perfrmance Assessment Interval (PAI) as detailed in PJM Manual 18, PJM Capacity Market. The Manual Lad Dump Actin is an Operating Instructin frm PJM t shed firm lad when the PJM RTO cannt prvide adequate capacity t meet the PJM RTO s lad and tie schedules, r critically verladed transmissin lines r equipment cannt be relieved in any ther way. Under capacity deficient cnditins, the PJM EMS lad dump allcatin calculatr was mdified t institute changes t the Operating Agreement set frth in Schedule 1, Sectin that states that the Office f Intercnnectin may nt rder a manual lad dump in a Cntrl Zne slely t address capacity deficiencies in anther Cntrl Zne. The lad shed calculatin determines which Cntrl Zne(s) is shrt based n real-time lad and energy values frm EMS and capacity values received daily frm the Capacity Adequacy Planning Department. Real-time energy values are used as a surrgate fr available capacity, because in a capacity shrtage situatin all available generatin shuld be laded t full capacity. Since mst f the values used in the lad shed calculatin are real-time dynamic numbers, the calculatin is perfrmed in the PJM EMS. Lad Serving Entities will be able t designate within ecapacity that capacity resurces are being used t serve lad in a specific Cntrl Zne. Similarly ExSchedule users will be able t specify that an external energy schedule is designated fr a specific Cntrl Zne. Resurces that are nt designated fr a specific Cntrl Zne will be cnsidered an RTO resurce fr lad shed calculatin purpses and allcated acrss all Cntrl Znes accrding t lad rati share. Only Cntrl Znes that are determined t be deficient will be assigned a share f a lad shed request initiated due t RTO capacity deficiencies. If the PJM Mid-Atlantic Regin is determined t be deficient, its share will be further allcated accrding t Attachment E. PJM Actins PJM Dispatch verifies separatins have nt ccurred and lad shed is desirable n the system being cntrlled (i.e., make sure lad shed will help, nt aggravate the cnditin). PJM Dispatch instructs members t suspend all remaining regulatin, if nt already suspended previusly. PJM Dispatch determines which Cntrl Zne (s) are capacity deficient and the relative prprtin f deficiency. PJM Dispatch estimates the ttal amunt f lad t be dumped and utilizes the PJM EMS t determine deficient Cntrl Znes and their share f lad shed required. Revisin: 65, Effective Date: 01/01/2018 PJM

43 PJM Manual 13: Emergency Operatins Sectin 2: Capacity Emergencies PJM Dispatch rders the apprpriate member dispatchers t shed lad accrding t PJM EMS calculatins. The PJM Mid-Atlantic Regin share will be further allcated accrding t Attachment E. PJM Dispatch will implement lad shedding, while minimizing verlap with autmatic lad shedding, in cntrlled step sizes t minimize system impact and further uncntrlled separatin. PJM Dispatch ntifies PJM management, PJM public infrmatin persnnel, and members. PJM Dispatch advises members t cnsider the use f public appeals t cnserve electricity usage and public annuncements f the emergency. PJM Dispatch ntifies ther Cntrl Areas thrugh the RCIS, and ntifies DOE, FEMA, and NERC ffices, using established prcedures. PJM Dispatch ntifies FERC via the FERC Divisin f Reliability s emergency@ferc.gv, cnsistent with FERC Order N PJM Dispatch issues a NERC Energy Emergency Alert Level 3 (EEA3 = ALERT LEVEL 3) via the RCIS t ensure all Reliability Authrities clearly understand ptential and actual level f PJM System Emergencies. PJM Management issues a system-wide r Cntrl Zne specific Public/Media Ntificatin Message W3. Typically, this wuld be issued prir t a Manual Lad Dump. See Attachment A. If it has nt already begun, the PJM Dispatch will initiate Shrtage Pricing if the regin where the manual lad shed actin has been initiated crrespnds with an entire Synchrnized Reserve Zne r Sub-Zne. PJM Dispatch cancels the Actin, when apprpriate. Nte: If partial restratin f the lad shed is requested by PJM dispatcher, cnfirmatin f the lad restred by each member must be made prir t further restratin requests by PJM dispatcher. If step 1 f UFLS is insufficient t return frequency t acceptable ranges and if emergency prcedures cannt be implemented in a timely fashin then PJM Dispatch shall shed sufficient lad t restre system frequency. PJM Member Actins Generatin dispatchers suspend remaining regulatin, when directed by PJM prir t shedding lad. Transmissin dispatchers / DPs shed an amunt f lad equal t r in excess f the amunt requested by PJM dispatcher (Mid-Atlantic Regin peratrs refer t Attachment E fr specific allcatin) within 5 minutes f the issued directive. The lad shed plan shuld cnsider/recgnize pririty/critical lad. Transmissin / Generatin dispatchers ntify management f the emergency prcedure. Transmissin dispatchers / DPs cnsider the use (r cntinued use) f public appeals t cnserve electricity usage and cnsider the use f public annuncements f the emergency. Transmissin dispatchers ntify gvernmental agencies, as applicable. Revisin: 65, Effective Date: 01/01/2018 PJM

44 PJM Manual 13: Emergency Operatins Sectin 2: Capacity Emergencies Transmissin dispatchers / DPs maintain the requested amunt f lad relief until the lad shed rder is cancelled by PJM dispatcher. Transmissin dispatchers reprt the amunt f lad curtailed / restred upn implementatin t the PJM Pwer Dispatcher. Nte: PJM Dispatch shuld take necessary actins t supprt system frequency, cnsistent with gd utility practices. These actins may include emergency prcedures t arrest frequency decline, but PJM will nt vilate BAAL (Balancing Authrity ACE Limit) limits by ver-generating t crrect fr a lw frequency. PJM shall nly use the assistance prvided by the Intercnnectin s frequency bias fr the time needed t implement crrective actins. PJM will nt unilaterally adjust generatin in an attempt t return Intercnnectin frequency t nrmal beynd that supplied thrugh frequency bias actin and Interchange Schedule changes. In general, emergency prcedures are preserved t ensure PJM net tie deviatin is nt adversely impacting system frequency after all ecnmic ptins have been exhausted. Hwever, Emergency Prcedures shuld be exhausted, including Manual Lad Dump, t arrest frequency decline nce Under Frequency Lad Shedding Schemes (UFLS) have triggered but prir t generating statins tripping ff-line (57.5 Hz). Under-frequency Lad Shedding Plan settings are defined in Attachment F, PJM Manual Lad Dump Capacity. 2.4 Light Lad Prcedures Each Cntrl Area has a cmmitment t cntrl its generatin in a manner s as nt t burden the intercnnected systems. Failure t prvide adequate cntrl can result in deviatins in frequency and inadvertent pwer flw, stability issues r transmissin cnstraints. Fr the PJM RTO t meet its cmmitment during light lad perids, it may be necessary t deviate appreciably frm nrmal perating prcedures. PJM scheduling persnnel are respnsible fr identifying light lad cnditins and prjecting the extent f perating prcedures. The exhibit belw illustrates that there are fur general levels f emergency prcedures intended fr use during light lad perids. Revisin: 65, Effective Date: 01/01/2018 PJM

45 PJM Manual 13: Emergency Operatins Sectin 2: Capacity Emergencies Exhibit 2: Sequence f Actins Revisin: 65, Effective Date: 01/01/2018 PJM

46 PJM Manual 13: Emergency Operatins Sectin 2: Capacity Emergencies Exhibit 3: Light Lad Related Prblems Actins Prir t Minimum Generatin Alert The purpse f the Minimum Generatin Advisry/Alert is t prvide an early alert that system cnditins may require the use f the PJM Emergency Prcedures. They are implemented when the expected generatin level is within 2,500 MW f nrmal minimum energy limits. They differ in their time f issuance ahead f the event in that an Advisry is issued when PJM is aware tw r mre days in advance f the event, and an Alert is issued ne day in advance f the event. Minimum Generatin Advisry PJM Actins PJM reviews the valley lad frecasts fr the next several days. If the RTO lad is prjected t be at r belw 70,000MWs (Summer/Winter) r 65,000MWs (Spring/Fall), PJM Issues a Minimum Generatin Advisry message t the Emergency Prcedures site 1 r mre days ahead f time t prvide an infrmatinal nly ntice that a Min Gen Alert/Actin is likely. PJM prepares Minimum Generatin Wrksheet (see Minimum Generatin Calculatin exhibit r edart Minimum Generatin Calculatin Wrksheet exhibit, each in Attachment H) t determine if Minimum Generatin Alert criteria are met and if Light Lad Prcedures are required fr upcming scheduling perid. PJM persnnel frmulate a scheduling strategy fr the light lad perid. Hydr plant schedules are reviewed t ensure, where pssible, pumping at pumped strage plants is maximized and generatin at run-f river plants is minimized during the light lad perid(s). PJM Dispatch cancels the Advisry, when apprpriate. PJM Member Actins Revisin: 65, Effective Date: 01/01/2018 PJM

47 PJM Manual 13: Emergency Operatins Sectin 2: Capacity Emergencies Generatin dispatchers shuld utilize the advanced ntificatin prvided by an Advisry in rder t prepare fr any actin assciated with a Minimum Generatin Alert Minimum Generatin Alert Minimum Generatin Alert PJM Actins If the expected generatin level is within 2,500 MW f nrmal minimum energy limits, PJM Dispatch issues the Alert fr the specified light lad perid via the ALL-CALL and psts the alert n selected PJM web-sites and the NERC RCIS. Adjusted Minimum generatin, valley lad estimate, and margin values are given t members. PJM Dispatch cancels the Alert, when apprpriate. PJM Member Actins Generatin dispatchers review with statin perating persnnel, unit nrmal maximum and minimum energy limits, as well as emergency minimum energy limits. Nte: 1: In rder t ensure resurces d nt frce emergency prcedures they must be dispatchable (Dispatchable Generatin) in the range between the greater f the resurce s physical minimum perating level r Capacity Intercnnectin Rights (CIR) and Maximum Facility Output (MFO) (i.e. fixed gen flag must nt be selected). Nte 2: Resurces may nt submit an ecnmic minimum that exceeds the greater f the resurce s physical minimum perating level r the level f their CIR in the real-time energy market. This restrictin des nt apply t the day-ahead market. Nte 3: An intermittent resurce s Ecnmic Minimum shall nt exceed the level f its CIR. Nte 4: An intermittent resurce s Emergency Minimum shuld be set t 0. Generatin dispatchers cmpile their emergency reducible infrmatin and reprt t the PJM Master dispatcher via edart (see Attachment H, edart ERG Reprting Frm). The amunt reprted in the Reducible n Declaratin Clumn is, by regin, the Emergency Reducible Generatin (ERG) that will be started dwn when PJM makes the Minimum Generatin Emergency Declaratin, befre the actual Minimum Generatin Event. The amunt reprted in the Ttal Reducible Generatin is the ttal reducible generatin available fr bth the Declaratin and Event. Jint-wned generatin is reprted by the perating cmpany. Generatin dispatchers schedule additinal unit maintenance, as apprpriate, fr the expected light lad perids. PJM dispatchers are infrmed f any maintenance scheduled. Generatin dispatchers renew and update resurce data in PJM s cmputer systems. Particular attentin is given t resurce availability and energy limits (nrmal maximum, nrmal minimum, and emergency minimum). Generatin dispatchers shuld cntact PJM Dispatch if ramp limits are prhibiting the ability t exprt energy frm the PJM system during prjected minimum emergency Revisin: 65, Effective Date: 01/01/2018 PJM

48 PJM Manual 13: Emergency Operatins Sectin 2: Capacity Emergencies cnditins. T assist in system cntrl, exprts shuld cincide with lad drp-ut perids (refer t Data Viewer applicatin fr pltted lad). PJM Dispatch cancels the Alert, when apprpriate Actins Prir t Minimum Generatin Emergency Declaratin PJM Actins Re-evaluate valley lad estimate and amunt f Spt-in transactins. PJM Dispatch updates the amunt f emergency reducible generatin available. Final strategy is determined frm the results, including the anticipated amunt f reducible generatin t be reduced (by percentage) and a frecasted time f the reductin. Reduce units t nrmal minimum generatin. Review units assigned t regulate. Relieve units that are unable t regulate at r near nrmal minimum levels. Reduce System LMP t 0 and reduce Spt-in cntracts as required t maintain system cntrl. Nte: 1: The unit default cst/price bid will be assumed 0 unless prvided via Markets Gateway. Nte 2: Other system cnditins may at times require the reducing f System LMP t 0 r belw. The implementatin f any steps under the Light Lad Prcedures is NOT a pre-requisite f mving System LMP t Minimum Generatin Emergency Declaratin Minimum Generatin Emergency Declaratin Minimum Generatin Emergency Declaratin is t ntify members f Min Gen survey results and strategy, including the anticipated amunt f reducible generatin and frecasted time f the reductin. PJM Actins PJM Dispatch issues via the ALL-CALL a Minimum Generatin Emergency Declaratin and ntifies members f survey results and strategy, including the anticipated amunt f reducible generatin t be reduced (by percentage) and a frecast time f the reductin. PJM dispatcher als psts the Declaratin n selected PJM web-sites and the NERC RCIS. PJM Dispatch cancels the Warning, when apprpriate. PJM Member Actins Generatin Dispatchers ensure their units are fllwing PJM ecnmic base pints t Ecnmic Minimum utput. Wind Generatr Operatrs will adjust Wind Turbine Cntrl Systems r manually adjust turbine utput t achieve the desired SCED base pint. Generatin dispatchers reduce generatin as reprted via edart n the Minimum Generatin Frm in the Reducible n Declaratin clumn. (See edart ERG Reprting Frm in Attachment H.) Revisin: 65, Effective Date: 01/01/2018 PJM

49 PJM Manual 13: Emergency Operatins Sectin 2: Capacity Emergencies Generatin dispatchers determine the specific units that will be reduced and the sequence and timing f reductins based n the directin given by PJM. Generatin dispatchers cntact PJM Master Crdinatr and reprt additinal Reducible Generatin that is reduced beynd what is reprted n the Minimum Generatin Frm upn a Minimum Generatin Emergency Declaratin Minimum Generatin Event Minimum Generatin Event Minimum Generatin Emergency Event is implemented when PJM Dispatch can n lnger match the decreasing lad and utilizatin f emergency reducible generatin is necessary. PJM shall nt differentiate between resurce types during a Minimum Generatin Emergency Event. All resurces are expected t reduce prprtinally based n the percentage Emergency Reducible Generatin declared. PJM Actins If Transmissin cnstrained, fllw the Guidelines fr Cnstrained Operatins. PJM Dispatch issues via the ALL-CALL the Minimum Generatin Emergency Event and requests Lcal Generatin dispatchers t reduce Emergency Reducible Generatin (ERG), in prprtin t the ttal amunt f ERG reprted minus what was reprted as being reducible n declaratin. PJM Dispatch als psts the Event n selected PJM web-sites and the NERC RCIS. Nte: Example: If Member reprted 200 MW as ttal ERG with 100 MW reprted as Reducible n Declaratin, 100 MW wuld have been started dwn when PJM issued the Minimum Generatin Emergency Declaratin. If when issuing the Minimum Generatin Event, PJM requests 20% reducibles, Member wuld reduce 20 MW frm the 100 MW that was reprted as targeted fr reductin n the Event. Attempt t sell Emergency Energy t external systems. After all internal PJM resurces are reduced t Emergency Minimum Levels (100% Reducible Generatin implemented), reduce Netwrk External Designated purchases as required t maintain system cntrl. In cncert with individual members, PJM Dispatch recmmends the shutdwn f specific units that are nt required fr area prtectin during the current lad perid r the subsequent n-peak perid. PJM Dispatch recmmends return times fr these units. Nte: Having reviewed the cnditins fr the next n-peak perid, PJM Dispatch recmmends the sequence f units being remved frm service at this time and recmmends the sequence f return fr the units that wuld be needed fr reliable peratin fr the next n-peak perid. PJM Dispatch cancels the Actin, when apprpriate. PJM Member Actins Revisin: 65, Effective Date: 01/01/2018 PJM

50 PJM Manual 13: Emergency Operatins Sectin 2: Capacity Emergencies Generatin dispatchers fllw the directin f PJM dispatcher. Nte: Implementatin f Emergency Reducible Generatin Curtailments shuld be achieved within 15 minutes r within a timeframe that the technlgy permits. PJM shuld be ntified if curtailment is expected t exceed 15 minutes Lcal Minimum Generatin Event Lcal Minimum Generatin Event A Lcal Minimum Generatin Emergency Event is implemented when there is an excess generatin situatin in a lcalized area r set f areas, which has the ptential t result in stability issues r cnstrained peratins. PJM Actins After reducing effective lcal generatin t their ecnmic minimum levels, curtailing dispatchable cntracts and Spt Market Imprts (as applicable), the PJM dispatcher issues a Lcal Minimum Generatin Emergency Event and requests Lcal Generatin dispatchers t reduce Emergency Reducible Generatin (ERG) under PJM cntrl, in prprtin t the ttal amunt f ERG reprted. The PJM dispatcher psts the Event n selected PJM web-sites. Attempt t sell Emergency Energy t external systems (as applicable). After all effective PJM resurces are reduced t Emergency Minimum Levels (100% Reducible Generatin implemented), reduce Netwrk External Designated purchases. PJM Dispatch directs the shutdwn f effective units that are nt required fr area prtectin during the current lad perid r the subsequent n-peak perid. The PJM dispatcher recmmends return times fr these units. Nte: Having reviewed the cnditins fr the next n-peak perid, the PJM dispatcher recmmends the sequence f units being remved frm service at this time and recmmends the sequence f return fr the units that wuld be needed fr reliable peratin fr the next n-peak perid. PJM Dispatch cancels the Actin, when apprpriate. PJM Member Actins Generatin dispatchers fllw the directin f PJM Dispatch via edart (see edart ERG Reprting Frm in Attachment H). Nte: If reductin f emergency reducible generatin is requested, n update f the PJM Dispatch lambda prgram is required High System Vltage High System Vltage Revisin: 65, Effective Date: 01/01/2018 PJM

51 PJM Manual 13: Emergency Operatins Sectin 2: Capacity Emergencies T prepare the system fr expected high vltages, PJM will crdinate with the Transmissin wners t practively take steps t cntrl high vltages prir t entering the light lad perid. These steps are utlined in PJM Manual M-03, Sectin The steps belw will be taken in real time when prtins f the PJM RTO are experiencing a lw lad / high vltage cnditin. PJM will issue an ALL-CALL t PJM members t trigger the fllwing steps: PJM Actins PJM issues High System Vltage messages directing all cmpanies t take the actins listed belw t cntrl high system vltages. PJM may crdinate with Transmissin and Generatin Owners t direct generatrs t be perated utside f their vltage schedule bandwidth n a case by case basis. PJM Dispatch cancels the Actin, when apprpriate. PJM Member Actins Transmissin Owners ensure all apprpriate substatin switchable capacitrs, including distributin capacitrs, are ut f service as well as SVC s in the lead. Transmissin Owners ensure all available shunt reactrs are in service. Transmissin Owners are requested t review and adjust LTC settings as apprpriate. All LTC (230 kv and abve) and vltage schedule adjustments shall be crdinated with PJM Dispatch. FE Suth will set the Black Oak SVC t begin absrbing MVARS when vltage exceeds 535kV PECO will set the Elry 500kV capacitrs t manual. Transmissin Owners are requested t review and adjust generatr vltage schedules t have generatrs absrb reactive pwer as mdeled in the unit D-curve r as apprpriate. Vltage schedule adjustments (including default vltage schedule) shall be crdinated with PJM Dispatch. (Generatin wners shuld nt take vltage actins utside their vltage schedule prir t crdinating with the lcal Transmissin Owner.) Generatin Owners cmmunicate with PJM and the Transmissin Owner restrictins t their generatr s ability t absrb MVARs if that capability varies frm the existing D curve. Generatin Owners will perate generatrs at the lwer bandwidth f their vltage schedule when pssible. Example: A generatr fllwing the PJM default 230 kv vltage schedule f 235 kv +/- 4 kv shuld be perating as clse t 231 kv as pssible. 2.5 General Assistance t Adjacent Cntrl Areas When adjacent Balancing Areas are deficient in generatin and are requesting assistance frm the PJM RTO, actins are taken, prvided the adjacent Balancing Area has taken the same actins requested f PJM. PJM Actins Revisin: 65, Effective Date: 01/01/2018 PJM

52 PJM Manual 13: Emergency Operatins Sectin 2: Capacity Emergencies PJM Dispatch ntifies PJM management, PJM public infrmatin persnnel, and Lcal Cntrl Center dispatchers. PJM Dispatch ntifies utside Cntrl Areas using the RCIS, and the NERC htline if necessary. PJM Dispatch rders, as required, increased generatin, including Maximum Emergency generatin (with the exceptin f fuel limited and envirnmentally restricted capacity). PJM Dispatch als implements a 5% Vltage Reductin t prvide the required assistance prvided that the pwer system requesting assistance is already in a 5% Vltage Reductin. Nte: PJM lad management prgrams are nt t be used t prvide assistance t adjacent Balancing Areas. PJM Dispatch prefaces these prcedures by the wrds due t PJM prviding emergency assistance t an adjacent Cntrl Area(s), PJM is issuing an (apprpriate alert r actin message). PJM Member Actins The Lcal Transmissin / Generatin dispatchers ntify management. The Lcal Transmissin dispatchers ntify gvernmental agencies, as applicable. The Lcal Transmissin / Generatin dispatchers implement all emergency prcedure requests issued by PJM dispatcher and ntify apprpriate Lcal Cntrl Center persnnel. Revisin: 65, Effective Date: 01/01/2018 PJM

53 PJM Manual 13: Emergency Operatins Sectin 3: Weather/Envirnmental Emergencies Sectin 3: Weather/Envirnmental Emergencies Welcme t the Weather/Envirnmental Emergencies sectin f the PJM Manual fr Emergency Operatins. In this sectin, yu will find the fllwing infrmatin: A descriptin f the cnditins that warrant cnservative peratin (see General Cnditins ). Hw PJM respnds t thunderstrms, trnades, and ther severe weather cnditins (see Thunderstrms and Trnades ). Hw PJM respnds t ge-magnetic disturbances (see Ge-Magnetic Disturbances ). 3.1 Overview T maximize the PJM RTO s ability t perate reliably during perids f extreme and/r prlnged severe weather cnditins, prcedures are necessary t keep all affected system persnnel aware f the frecast and/r actual status f the system and t ensure that maximum levels f resurce availability are attained. The purpse f this sectin is t explain hw severe weather cnditins are identified and t describe when it is necessary t prvide additinal capacity and t staff the necessary generating sites fr a future critical perid. Fr example, Cmbustin turbine (CT) start up reliability may be adversely affected by extreme cld temperatures. PJM s analysis f system cnditins cnsiders higher levels f resurce unavailability during severe weather cnditins. PJM uses its best judgment abut the magnitude f the prjected unavailability f equipment, cnsidering the length f the frecasted and actual weather cnditins. Participants mnitr their fuel supplies and inventries and keep PJM updated abut statin/ units that are experiencing r prjected t experience fuel limitatins. Cnference calls are scheduled t review the perating situatins, as apprpriate. Crdinatin and cmmunicatin with the applicable natural gas transmissin pipelines, in cnjunctin with neighbring RTOs/ISOs, shuld be implemented during extreme weather cnditins t ensure that the availability f the natural gas-fired generatin resurces is assessed and cntingency plans develped, if necessary. Generally, any fuel r resurce restricted unit (< 72 burn hurs at max capacity, see Sectin 6 f this manual) shuld be classified as Fuel Limited Generatin, with PJM dispatcher kept infrmed abut the number f burn hurs available fr all fuel restricted equipment. In particular, gas-fired nly units cannt be in the scheduled capacity, unless firm gas delivery is assured. Units bid t the PJM Market when Cnservative Operatins/Cld r Ht Weather Alert have been declared and PJM Dispatch requests Fuel Limited Resurces be placed int the Maximum Emergency generatin categry, shuld adhere t the fllwing guidelines: CTs are remved frm dispatch and placed in Maximum Emergency when their fuel inventry is less than 16 hurs (Oil, Kersene, r Diesel) r 8 hurs (gas) at rated utput. The cncept is that 16 hurs is equal t fur 4-hur peak lad perids ver a tw-day perid. Revisin: 65, Effective Date: 01/01/2018 PJM

54 PJM Manual 13: Emergency Operatins Sectin 3: Weather/Envirnmental Emergencies Gas fired CTs with a limited daily allwance f fuel (less than 8 hurs) shuld be reprted as Maximum Emergency generatin (8 hurs is equal t tw 4-hur peak lad perids fr a resurce with daily restrictins). Nte: Since a Cld Weather/Ht Weather Alert may nly be issued n a prtin f the PJM ftprint, and since PJM schedules and perates the ftprint as a single Balancing Authrity, PJM may elect nt t autmatically place Fuel Limited Resurces int the Maximum Emergency Categry. There may be times when Gas-fired Fuel Limited Cmbustin Turbines are placed int the Maximum Emergency generatin categry with a daily availability < 8 hurs per day (i.e. 5 hurs f gas per day). Cnsidering the daily nature f gas limitatins, the PJM dispatcher has the ptin f requesting the generatr wner, with daily gas limitatins, t remve the fuel limited resurce frm the Maximum Emergency Categry t ensure PJM tls ecnmically schedule the gas fired CTs Oil, cal r gas-fired steam units are remved frm dispatch t Maximum Emergency when their fuel inventry is less than 32 hurs. The cncept is that 32 hurs at rated utput equals tw 16-hur perids ver a tw-day perid. In general, tw days is sufficient t alert gvernmental agencies f the situatin and t receive assistance. Depending n the situatin, units may be frced ut f service (full r partial) prir t these guidelines in rder t prtect plant equipment r fr future system needs. 3.2 Cnservative Operatins Cnservative Operatins The need t perate the PJM RTO mre cnservatively can be triggered by any number f weather, envirnmental, physical r cyber security events, including but nt limited t: ptential fuel delivery issues identified frest fires/brush fires that threaten majr transmissin circuits weather-related events, such as ice/snw/wind strms, hurricanes, trnades, severe thunderstrms, and flds envirnmental alerts ge-magnetic disturbance events PJM enters an unknwn perating state Physical r Cyber-attacks, including credible threats During cnservative peratins, system peratins may reflect cnservative transfer limit values, selected duble-cntingencies, and/r maximum credible disturbances. PJM Actins PJM ntifies PJM management, PJM public infrmatin persnnel and members that Cnservative Operatins has been declared, including the reasn. Revisin: 65, Effective Date: 01/01/2018 PJM

55 PJM Manual 13: Emergency Operatins Sectin 3: Weather/Envirnmental Emergencies PJM Dispatch reviews and cnsiders recalling/cancelling nn-critical Generatin & Transmissin maintenance utages. PJM dispatcher has the authrity t reduce transfers int, acrss, r thrugh the PJM RTO r take ther actins, such as cst assignments t increase reserves and reduce pwer flws n selected facilities. It is PJM dispatcher s respnsibility t analyze the reliability f the PJM RTO and determine if it is in jepardy. If required, peratins planning branch staff are called upn t develp revised limitatin curves. PJM cancels Cnservative Operatins when apprpriate. PJM Member Actins Transmissin/Generatin dispatchers ntify management f the declaratin. Transmissin / Generatin dispatchers and PJM Marketers respnd, as required, t specific requests and directins f PJM dispatcher. 3.3 Cld Weather Alert Cld Weather Alert The purpse f the Cld Weather Alert is t prepare persnnel and facilities fr expected extreme cld weather cnditins. As a general guide, PJM can initiate a Cld Weather Alert acrss the RTO r n a Cntrl Zne basis when the frecasted weather cnditins apprach minimum r actual temperatures f 10 degrees Fahrenheit r belw. PJM can initiate a Cld Weather Alert at higher temperatures if PJM anticipates increased winds r if PJM prjects a prtin f gas fired capacity is unable t btain spt market gas during lad pick-up perids (refer t Inter RTO Natural Gas Crdinatin Prcedure belw). PJM will initiate the Cld Weather Alert fr the apprpriate regin(s) in advance f the perating day based upn histrical experience, infrmatin supplied by the pipelines and/r infrmatin supplied frm the generatr wners.. PJM Actins PJM dispatcher ntifies PJM management, PJM public infrmatin persnnel, and members. PJM dispatcher issues an Alert and prvides the fllwing infrmatin: Cntrl Zne Frecasted lw temperature The frecasted duratin f the cnditin Amunt f estimated perating reserve and reserve requirement Reminder t Gen Owners t update their unit parameters in Markets Gateway t reflect revised Start-up and Ntificatin times, max run times, min run times, etc. PJM Dispatch cmmunicates whether fuel limited resurces are required t be placed int Maximum Emergency Categry. Revisin: 65, Effective Date: 01/01/2018 PJM

56 PJM Manual 13: Emergency Operatins Sectin 3: Weather/Envirnmental Emergencies PJM Dispatch recalls/cancels nn-critical Generatin & Transmissin maintenance utages. Nte: Generatr Maintenance Outages recalls will be perfrmed in accrdance with M-10 Sectin PJM Dispatch reviews the lad frecast, interchange frecast, the increased MW unavailability frm the tables belw and generatr Times t Start (Start-Up + Ntificatin in Markets Gateway) t cnfirm if the Day Ahead Market will be able t clear sufficient generatin that can be n-line t meet the reliability needs f the system fr the perating day. If sufficient generatin cannt be cleared in the Day Ahead market based the start-up + ntificatin time, the fllwing prcesses will be used t cmmit generatin in advance f the Day Ahead Market: Nte: Any discussins n unit cmmitment utside f the Day Ahead Market must be predicated n the unit parameters listed in Markets Gateway which include: ntificatin/start-up time, min run time, max run time, cst and price schedule. Natural gas generating units: PJM Dispatch will ntify the generatr wner that the unit is required t be nline and ready t fllw PJM Dispatch signals at XX:XXhrs n XX day fr reliability. The unit parameters and the ffer will then be cnfirmed and the unit will be ffer capped with the schedule being lcked in as indicated in PJM s Manual fr Energy & Ancillary Services Market Operatins (M-11). PJM Dispatch will infrm the gen wner t run fr the greater f: The unit s Min Run time OR The duratin that PJM requires the unit t run fr reliability reasns. Generatrs cmmitted under this prcedure will be run fr the hurs scheduled, assuming n reliability issues, and will be included in the DA Market as indicated in M-11. The PJM OATT des nt allw fr stranded fuel recvery fr any reasn t include frced utage, failure t meet start prfiles, r decmmited due t reliability issues. Nn-natural gas generating units: PJM Dispatch will ntify the generatr wner that the unit is required t be nline and ready t fllw PJM Dispatch signals at XX:XXhrs n XXday fr reliability. The unit parameters and the ffer will then be cnfirmed and the unit will be ffer capped. PJM Dispatch will NOT cmmit t run the unit lnger than its Min Run time. Generatrs cmmitted under this prcedure will be run fr the hurs scheduled and will be included in the DA Market as indicated in M-11. Revisin: 65, Effective Date: 01/01/2018 PJM

57 PJM Manual 13: Emergency Operatins Sectin 3: Weather/Envirnmental Emergencies Nte: The unit may als be cancelled at any time prir t cming n-line if system cnditins change. Csts will be recverable as indicated in M-11. Nte: Since a Cld Weather Alert may nly be issued n a prtin f the PJM ftprint, and since PJM schedules and perates the ftprint as a single Balancing Authrity, PJM may elect nt t autmatically place Fuel Limited Resurces int the Maximum Emergency Categry. There may be times when Gas-fired Fuel Limited Cmbustin Turbines are placed int the Maximum Emergency generatin categry with a daily availability < 8 hurs per day (i.e. 5 hurs f gas per day). Cnsidering the daily nature f gas limitatins, the PJM dispatcher has the ptin f requesting the generatr wner, with daily gas limitatins, t remve the fuel limited resurce frm the Maximum Emergency Categry t ensure PJM tls ecnmically schedule the gas fired CTs. PJM utilizes the fllwing weather lcatins and apprximate unavailability rates t declare Cld Weather Alerts n a PJM Cntrl Area r Cntrl Zne basis. Cntrl Zne Regin Weather Unavailability Mid Atlantic Mid-Atlantic Philadelphia MW FE-Suth/Duq Western Pittsburgh MW AEP Western Clumbus MW Daytn Western Daytn MW CmEd Western Chicag MW Dminin Suthern Richmnd MW FE-West Western Cleveland MW DEOK Western Cincinnati MW EKPC Western Winchester MW Nte: Unavailability numbers are cnservative estimates and are nt necessarily additive. During the start f extreme cld weather unavailability rates are typically higher. Values can be adjusted based n the duratin f cld weather, actual unity perfrmance during cld weather, the impact n fuel surces (i.e., frzen cal, gas interruptins, etc.), the prjected level f cmbined cycle/ cmbustin turbine usage, and level f scheduled lng-lead/seldm-run generatin. When scheduling fr a perid cvered by a Cld Weather Alert, PJM dispatcher may assume an unavailability factr fr scheduled interchange that culd range frm 25% t 75% f the pre-scheduled interchange. PJM Dispatch will make this decisin based Revisin: 65, Effective Date: 01/01/2018 PJM

58 PJM Manual 13: Emergency Operatins Sectin 3: Weather/Envirnmental Emergencies n the severity f the cnditins, recent interchange curtailment experience, and the current/prjected impact f the weather system n ther Cntrl Areas. This decrease may require the cmmitment f additinal steam units and/r the purchase f emergency pwer frm external systems. When in PJM s judgment cmbustin turbines in excess f 2000 MW are needed t perate within a cntrl zne, PJM will ntify the respective cmbustin turbine wners that PJM expects these units t be run. If the predicted minimum temperature is -5 degrees Fahrenheit r less r if recent unit perfrmance has shwn a significant increase in unit unavailability, an additinal level f unavailability is added t the amunt f CTs expected t perate. PJM will ntify these additinal cmbustin turbine wners that PJM expects these units t be run. PJM cnfers with generatr wners and if apprpriate, directs them t call in r schedule persnnel in sufficient time t ensure that all cmbustin turbines and diesel generatrs that are expected t perate are started and available fr lading when needed fr the mrning pick up. This includes peratins, maintenance, and technical persnnel that are necessary t gradually start all equipment during the midnight perid. Directins may als be given t bring units n at engine idle, r laded as necessary t maintain reliability. Once units are started, they remain n-line until PJM dispatcher requests the units be shut dwn. Running CTs t prvide fr Synchrnized Reserve is mnitred clsely fr units where fuel and delivery may be hampered. Mst trublesme r unreliable units shuld be started first. PJM Dispatch shuld make this ntificatin n afternn shift the day prir, paying particular attentin t weekend staffing levels. PJM Dispatch shuld pll large cmbined cycle units regarding prjected availability during reserve adequacy run. PJM Dispatch reprts significant changes in the estimated perating reserve capacity. PJM Dispatch cancels the alert if the weather frecast is changed r when the alert perid is ver. PJM Member Actins Transmissin/Generatin dispatchers ntify management f the alert. Generatin dispatchers update their unit parameters, including the Start-up and Ntificatin, Min Run Time, Max Run Time, Ec Min, Ec Max, etc. in Markets Gateway. Generatin dispatchers with dual fuel determine whether alternate fuel will be made available t PJM fr dispatch. If made available, any knwn alternate fuel restrictins will be cmmunicated via Markets Gateway in the perating restrictins field. If available but nly in an emergency, this will als be cmmunicated via Markets Gateway in the perating restrictins field. Generatin dispatchers, based n directin received frm PJM call in r schedule persnnel in sufficient time t ensure that all cmbustin turbines and diesel generatrs that are expected t perate are started and available fr lading when needed fr the mrning pick up. This includes peratins, maintenance, and technical persnnel that are necessary t gradually start all equipment during the midnight perid. The units are brught n at engine idle, where pssible, and laded as necessary t maintain Revisin: 65, Effective Date: 01/01/2018 PJM

59 PJM Manual 13: Emergency Operatins Sectin 3: Weather/Envirnmental Emergencies reliability. Once units are started, they remain n-line until PJM dispatcher requests the units be shut dwn. Running CTs t prvide fr Synchrnized Reserve is mnitred clsely fr units where fuel and delivery may be hampered. Each generatr wner attempts t start their mst trublesme r unreliable units first. Nte: When a unit that PJM alerted t be prepared t run is nt started, the wner f this unit can receive cmpensatin fr its csts. The Generatin Owner must submit a letter t the PJM Manager f Market Settlements within 45 days identifying the actual csts f staffing the unit. After such ntificatin, PJM will cmpensate the unit frm Operating Reserves fr these cancellatin csts up t the capped start-up csts (as per the PJM Operating Agreement, Sectin d Pl Scheduled Resurces and Sectin 2.3g Operating Reserves Credits; fr detailed prcess see PJM s Manual fr Operating Agreement Accunting (M-28), Sectin Operating Reserves Credits). Generatin dispatchers review their cmbustin turbine capacities, specifically units burning N. 2 fuel il that d nt have sufficient additive t prtect them frm the predicted lw temperature. Generatin dispatchers review fuel supply/delivery schedules in anticipatin f greater than nrmal peratin f units. Generatin dispatchers mnitr and reprt prjected fuel limitatins t PJM dispatcher and update the unit Max Run field in Markets Gateway. Generatin dispatcher cntact PJM Dispatch if it is anticipated that spt market gas is unavailable, resulting in unavailability f bid-in generatin. Generatin dispatchers cntact PJM Dispatch t infrm them f gas-fired CTs placed in Maximum Emergency generatin due t daily gas limitatins f less than 8 hurs (i.e. 5 hurs f gas per day). Transmissin/Generatin dispatchers review plans t determine if any maintenance r testing, scheduled r being perfrmed, n any mnitring, cntrl, transmissin, r generating equipment can be deferred r cancelled. Generatin dispatchers will update the early return time fr any Planned generatr utages as indicated in PJM Manual fr Pre-Scheduling Operatins (M-10), Sectin Ht Weather Alert Ht Weather Alert The purpse f the Ht Weather Alert is t prepare persnnel and facilities fr extreme ht and/ r humid weather cnditins which may cause capacity requirements/unit unavailability t be substantially higher than frecast are expected t persist fr an extended perid. In general, a Ht Weather alert can be issued n a Cntrl Zne basis, if prjected temperatures are t exceed 90 degrees with high humidity fr multiple days. A Ht Weather Alert will be issued fr the Dminin and EKPC Cntrl Znes when prjected temperatures are t exceed 93 Revisin: 65, Effective Date: 01/01/2018 PJM

60 PJM Manual 13: Emergency Operatins Sectin 3: Weather/Envirnmental Emergencies degrees with high humidity fr multiple days. PJM may als issue a Ht Weather Alert at lwer temperatures during the spring and fall perids if there are significant amunts f generatin and transmissin utages that reduce available generating capacity. PJM utilizes the fllwing weather lcatins and apprximate unavailability rates t declare Ht Weather Alerts n a PJM Cntrl Area r Cntrl Zne basis. Cntrl Zne Regin Weather Unavailability Mid-Atlantic Mid-Atlantic Philadelphia MW FE Suth/Duq Western Pittsburgh MW AEP Western Clumbus MW Daytn Western Daytn MW CmEd Western Chicag MW Dminin Suthern Richmnd MW FE West Western Cleveland MW DEOK Western Cincinnati MW EKPC Western Winchester MW Nte: Unavailability numbers are cnservative estimates and are nt necessarily additive. As extreme ht weather cntinues unavailability rates may begin t increase. Values can be adjusted based n the duratin f ht weather, actual unit perfrmance during ht weather, prjected envirnmental impacts (i.e. river water temperatures, hydr elevatin) and level f scheduled lng lead/seldm run generatin. PJM Actins: PJM Dispatch ntifies PJM management and member dispatchers. PJM Dispatch issues an Alert stating the amunt f estimated perating reserve capacity and the reserve requirement. PJM Dispatch recalls/cancels nn-critical Generatin & Transmissin maintenance utages. Nte: Generatr Maintenance Outages recalls will be perfrmed in accrdance with PJM Manual fr Pre-Scheduling Operatins (M-10), Sectin Reminder t Gen Owners t update their unit parameters in Markets Gateway t reflect revised Start-up and Ntificatin times, max run times, min run times, etc. Revisin: 65, Effective Date: 01/01/2018 PJM

61 PJM Manual 13: Emergency Operatins Sectin 3: Weather/Envirnmental Emergencies PJM Dispatch cmmunicates whether fuel limited resurces are required t be placed int Maximum Emergency Categry fr Ht Weather/Cld Weather Alerts. PJM Dispatch reviews the lad frecast, interchange frecast, the increased MW unavailability frm the tables belw and generatr Times t Start (Start-Up + Ntificatin in Markets Gateway) t cnfirm if the Day Ahead Market will be able t clear sufficient generatin that can be n-line t meet the reliability needs f the system fr the perating day. If sufficient generatin cannt be cleared in the Day Ahead market based the start-up + ntificatin time, the fllwing prcesses will be used t cmmit generatin in advance f the Day Ahead Market: Nte: Any discussins n unit cmmitment utside f the Day Ahead Market must be predicated n the unit parameters listed in Markets Gateway which include: ntificatin/start-up time, min run time, max run time, cst and price schedule. Natural gas generating units: PJM Dispatch will ntify the generatr wner that the unit is required t be nline and ready t fllw PJM Dispatch signals at XX:XXhrs n XX day fr reliability. The unit parameters and the ffer will then be cnfirmed and the unit will be ffer capped with the schedule being lcked in as indicated in M-11. PJM Dispatch will infrm the gen wner t run fr the greater f: The unit s Min Run time OR The duratin that PJM requires the unit t run fr reliability reasns. Generatrs cmmitted under this prcedure will be run fr the hurs scheduled, assuming n reliability issues, and will be included in the Day Ahead Market as indicated in PJM M-11. The PJM OATT des nt allw fr stranded fuel recvery fr any reasn t include frced utage, failure t meet start prfiles, r decmmited due t reliability issues. Nn-natural gas generating units: PJM Dispatch will ntify the generatr wner that the unit is required t be nline and ready t fllw PJM Dispatch signals at XX:XXhrs n XXday fr reliability. The unit parameters and the ffer will then be cnfirmed and the unit will be ffer capped. PJM Dispatch will NOT cmmit t run the unit lnger than its Min Run time. Generatrs cmmitted under this prcedure will be run fr the hurs scheduled and will be included in the Day Ahead Market as indicated in PJM M-11. Nte: The unit may als be cancelled at any time prir t cming n-line if system cnditins change. Csts will be recverable as indicated in PJM M-11. Revisin: 65, Effective Date: 01/01/2018 PJM

62 PJM Manual 13: Emergency Operatins Sectin 3: Weather/Envirnmental Emergencies Nte: Since a Ht Weather Alert may nly be issued n a prtin f the PJM ftprint, and since PJM schedules and perates the ftprint as a single Balancing Authrity, PJM may elect nt t autmatically place Fuel Limited Resurces int the Maximum Emergency Categry. There may be times when Gas-fired Fuel Limited Cmbustin Turbines are placed int the Maximum Emergency generatin categry with a daily availability < 8 hurs per day (i.e. 5 hurs f gas per day). Cnsidering the daily nature f gas limitatins, the PJM Dispatcher has the ptin f requesting the generatr wner, with daily gas limitatins, t remve the fuel limited resurce frm the Maximum Emergency Categry t ensure PJM tls ecnmically schedule the gas fired CTs. PJM Dispatch reprts significant changes in the estimated perating reserve capacity. PJM Dispatch cancels the alert, when apprpriate. PJM Member Actins: Transmissin/Generatin dispatchers ntify management f the alert. Generatin dispatchers update their unit parameters, including the Start-up and Ntificatin, Min Run Time, Max Run Time, Ec Min, Ec Max, etc. in Markets Gateway. Generatin dispatchers with dual fuel determine whether alternate fuel will be made available t PJM fr dispatch. If made available, any knwn alternate fuel restrictins will be cmmunicated via Markets Gateway in the perating restrictins field. If available but nly in an emergency, this will als be cmmunicated via Markets Gateway in the perating restrictins field. Generatin dispatchers advise all generating statins and key persnnel. Transmissin/Generatin dispatchers review plans t determine if any maintenance r testing, scheduled r being perfrmed, n any mnitring, cntrl, transmissin, r generating equipment can be deferred r cancelled. Generatin dispatchers reprt t PJM dispatcher all fuel / envirnmental limited facilities as they ccur and update PJM dispatcher as apprpriate and update the unit Max Run field in Markets Gateway. Generatin dispatchers cntact PJM Dispatch t infrm them f gas-fired CTs placed in Maximum Emergency generatin due t daily gas limitatins f less than 8 hurs (i.e. 5 hurs f gas per day). Generatin dispatchers will update the early return time fr any Planned generatr utages as indicated in PJM Manual fr Pre-Scheduling Operatins (M-10), Sectin Inter RTO Natural Gas Crdinatin Prcedure PJM, ISO New England, and New Yrk ISO rely n natural gas-fired generatin resurces fr a significant amunt f their capacity. During perids f extremely cld weather, the natural gas supply t gas-fired generatrs may becme impacted due t the varius demands placed n Revisin: 65, Effective Date: 01/01/2018 PJM

63 PJM Manual 13: Emergency Operatins Sectin 3: Weather/Envirnmental Emergencies the pipelines and the manner in which the generatin wners may have cntracted fr their gas transprtatin. During nrmal peratins, and when extremely cld weather is expected in any r all parts f the Nrtheast US, ISO New England, New Yrk ISO, and PJM (the RTOs) will jintly act t cmmunicate with the interstate natural gas pipelines, and crdinate actins t be taken t manage ptential gas supply inadequacy situatins as described in the Memrandum f Understanding n Natural Gas & Electric Interdependency. T facilitate this prcess, PJM has (1) develped a database f natural gas-fired generatin n its system, including its interstate pipeline supplier r LDC, cnnectin pint n the gas pipeline system, and cntract arrangements fr gas supply and transmissin; (2) a cmplete set f maps f the interstate gas pipelines serving units n its system; and (3) a cntact list fr peple at the gas pipelines r LDC. This infrmatin will be shared amng the RTOs and cmbined such that each RTO has a cmplete set f infrmatin fr facilities in the cmbined area. The fllwing actins are cnsidered a part f nrmal peratins; hwever, these prcedures are an essential step in cld weather peratins. PJM Actins PJM will mnitr weather cnditins in the PJM area and identify frecast cnditins which culd trigger the need fr a Cld Weather Alert (see Cld Weather Alert abve). PJM will analyze and frecast the need fr natural gas-fired resurces, given frecast weather cnditins, and determine the need fr invking this prcedure. PJM will request a cnference call with ISO New England and New Yrk ISO t request the invking f the prcedures. [The RTOs may decide t invke the prcedures acrss the cmbined area r prtins f the cmbined area.] Each RTO will share its assessment f the need fr its natural gas-fired resurces. The RTOs will jintly cmmunicate with the interstate pipelines. The cmmunicatin will include: High level summary f the expected electrical demand and capacity cnditins in the RTOs during the frecasted weather event. Expected need fr the natural gas-fired generatin. Cntact infrmatin in each RTO fr the interstate pipelines t btain additinal infrmatin. Each RTO will fllw up individually with each f its interstate pipeline suppliers in its respective area, requesting (1) the peratinal status f the pipeline, (2) the presence r anticipatin f any Operatinal Flw Orders (OFOs) r ther emergency prcedures, and (3) an assessment f the pipelines ability t serve cntracts fr gas-fired generatin thrugh the expected duratin f the weather event. After the data cllectin effrt with the pipelines, the RTOs will share the infrmatin with each ther, recnvene, and determine actins t be taken, based n the cllective assessment. Actins culd include: (1) mdificatin f the generatin dispatch dayahead t accunt fr expected unavailability f gas-fired generatin; (2) limitatin f the granting f utages t maximize availability f generatin resurces; (3) adptin f Revisin: 65, Effective Date: 01/01/2018 PJM

64 PJM Manual 13: Emergency Operatins Sectin 3: Weather/Envirnmental Emergencies cnservative peratins actins intended t mitigate risks assciated with gas system cntingencies r gas-fired generatin unavailability. After a curse f actin has been determined, it will be cmmunicated t the PJM System Operatins Subcmmittee. PJM Member Actins Prir t the winter seasn, the gas-fired generatin wners will be requested t prvide infrmatin n their facilities, abve that requested f ther generatin wners. That infrmatin will be cnsidered cnfidential and nly shared with the ther RTOs fr the purpse f facilitating this prcess and cmmunicatins with the pipeline cmpanies. The gas-fired generatin wners will be requested t prvide any infrmatin that they have relative t delivery limitatins t their gas supply that they may have received frm their gas supplier r gas transmissin prvider. The gas-fired generatin wners will be expected t cmply with any special instructins r emergency prcedures that may be requested by PJM either via an SOS cnference call r ALL-CALL message during a severe weather event. 3.6 Thunderstrms and Trnads If autmatic reclsing schemes are nt in service and a severe thunderstrm(s) exist in the vicinity f a critical bulk pwer transmissin facility, it is necessary t take actin. When thunderstrms are in the vicinity f the PJM RTO, autmatic reclsing capability shuld be in service fr all EHV and critical 230 kv and abve circuits. If trnades are reprted in an area, the failure f autmatic reclsing t restre a transmissin facility t service shuld be interpreted as a mre serius failure existing. The Transmissin Owner will generally dispatch a patrl f the line t ensure that the line can be safely returned t service r that additinal maintenance r repair activity needs t be dne. PJM Actins PJM Dispatch requests that autmatic reclsing capability be put in service n thse critical facilities. The Lcal Cntrl Center at either end f a tie line r PJM Dispatch can request that the reclsers be restred. Where practical, PJM Dispatch requests that any maintenance and testing being perfrmed n any critical transmissin generating, cntrl, r mnitring equipment be deferred r cancelled. PJM Dispatch infrms affected Members f any strms mving in their directin. PJM Member Actins Transmissin dispatchers infrm PJM dispatcher f any strms in their systems. Transmissin dispatchers determine when reclsers are t be restred t service and reprt this infrmatin t PJM dispatcher. Transmissin dispatchers place reclsers in service. Revisin: 65, Effective Date: 01/01/2018 PJM

65 PJM Manual 13: Emergency Operatins Sectin 3: Weather/Envirnmental Emergencies 3.7 Ge-Magnetic Disturbance (GMD) Operating Plan (EOP-010-1) Gemagnetically-induced currents (GIC) caused by ge-magnetic disturbances (GMD) that result frm slar strms flw thrugh the pwer system equipment and facilities may cause increases in system reactive requirements, equipment damage, vltage drps, and disruptin f intercnnected system peratin. Transmissin Owners are nt required t have GMD Operating Plans. Hwever, TOs that d have GMD Operating Plans are required t prvide cpies f thse Plans t PJM, as indicted in PJM s Manual fr Cntrl Center and Data Exchange Requirements (M-01), Attachment B, and are als required t crdinate any actins in their Plans with PJM prir t implementatin GMD Warning Gemagnetic Disturbance Warning If the Natinal Oceanic and Atmspheric Administratin (NOAA) issues a warning r an alert fr a ptential ge-magnetic strm f severity K7 r greater, PJM will prvide ntificatin via the ALL-CALL system and Emergency Prcedure applicatin. PJM Actins PJM Dispatch ntifies members (Generatin and Transmissin) via the PJM ALL-CALL f GMD warnings/alerts issued by the Natinal Oceanic and Atmspheric Administratin (NOAA) via the RCIS and/r the NERC Htline. If GIC measurements exceed the assciated GIC perating limit (in amperes) at ne and nly ne f the transfrmers mnitred fr GIC flw, PJM Dispatch cnfirms that this measurement is a result f a severe gemagnetic strm by cntacting the TO r GO in rder t verify that the readings are accurate. PJM Member Actins Transmissin/Generatin dispatchers prvide cnfirmatin f measurement values as requested by PJM Dispatch. Generatin dispatchers prvide as much advance ntificatin as pssible regarding details f mre restrictive plant prcedures that may result in plant reductins t prtect equipment GMD Actin Gemagnetic Disturbance Actin When cnditins warrant, the PJM dispatcher may take actin as sn as necessary fr a GMD disturbance but must take actin if cnditins persist fr 10 minutes. If GIC measurements exceed the assciated GIC perating limit (in amperes) at tw r mre transfrmers mnitred fr GIC flw, PJM Dispatch cntacts the TO(s) and GO(s) in rder t verify the readings are accurate and determine if excess MVAR exist at area transfrmers. PJM als checks the NOAA GMD ( t cnfirm if any strm warnings r alerts have been issued, but this cnfirmatin is nt required fr implementatin f prcedures if measurements are indicative f a gemagnetic disturbance. Upn identificatin f a gemagnetic disturbance, PJM Dispatch declares a Gemagnetic Disturbance Actin and perates the system t gemagnetic disturbance (GMD) transfer limits. Revisin: 65, Effective Date: 01/01/2018 PJM

66 PJM Manual 13: Emergency Operatins Sectin 3: Weather/Envirnmental Emergencies The gemagnetic disturbance transfer limits are determined frm studies mdeling varius scenaris, including: partial r cmplete lss f Hydr Quebec Phase 2 DC line t Sandy Pnd reductin r cmplete lss f generatin at Artificial Island tripping f certain EHV capacitrs These studies are perfrmed by PJM s Operatins Planning Divisin and Transmissin Planning department grup n a seasnal basis and are updated fr current cnditins, as required, when PJM Dispatch implements this prcedure. PJM Actins PJM Dispatch ntifies members (Generatin and Transmissin) and neighbrs via the PJM ALL-CALL, pstings n selected PJM web-sties and the NERC RCIS f a Gemagnetic Disturbance Actin t mitigate the effects f GMD events n the system. PJM dispatcher begins t perate the system t the gemagnetic disturbance transfer limits. T mitigate the effects f GMD events n the system, when the GMD transfer limit is apprached r exceeded, generatin re-dispatch assignments are made in the mst effective areas t cntrl this limit. PJM Dispatch als evaluates the impact f the existing inter-area transfers and mdifies the schedules that adversely affect the GMD transfer limit. If insufficient generatin is available t cntrl this limit, the emergency prcedures cntained in Sectin 2 f this Manual are implemented. If it appears that these emergency prcedures are required, an peratins engineer is requested t validate the GMD transfer limit and develp a vltage drp curve fr the GMD transfer limit cntingency. Pre-cntingency lad shed will nt be used t cntrl transfers t the GMD transfer limit. After GIC measurements at all mnitred transfrmers have fallen belw the assciated GIC perating limit, PJM Dispatch cntinues t perate the system t the gemagnetic disturbance transfer limits fr a perid f three hurs. PJM Dispatch must again cnfirm this measurement by cntacting TOs and GOs. If the measurement values are cnfirmed t remain belw the GIC perating limits fr three hurs, members are ntified that the Gemagnetic Disturbance Actin is cancelled. PJM Dispatch restres the apprpriate transfer limits fr peratin f the system. PJM Member Actins Transmissin/Generatin dispatchers prvide cnfirmatin f measurement values as requested by PJM Dispatch. Generatin dispatchers prvide as much advance ntificatin as pssible regarding details f mre restrictive plant prcedures that may result in plant reductins t prtect equipment. Upn ntificatin f the implementatin f this prcedure, members that perate facilities with instrumentatin installed t recrd GIC neutral measurements at remte lcatins dispatch persnnel t ensure that measurement equipment wrking prperly. Members emplying a MVAR summing algrithm methd als initiate data cllectin at this time. Revisin: 65, Effective Date: 01/01/2018 PJM

67 PJM Manual 13: Emergency Operatins Sectin 3: Weather/Envirnmental Emergencies It is requested that any data cllected during a gemagnetic strm be frwarded t PJM fr further analysis. The member dispatchers reprt all actins t PJM Dispatch. 3.8 Assessing Gas Infrastructure Cntingency Impacts n the Electric System Under certain system cnditins r events affecting either the electric r gas infrastructure, PJM will perate t reflect the impact f gas infrastructure cntingencies n the PJM RTO due t their ptential impact n natural gas generatrs within the PJM ftprint. Electric system cnditins that may result in the initiatin f the gas infrastructure cntingency assessment prcess are: Cld r Ht Weather Alerts Capacity Emergency prcedures Similarly, gas infrastructure events impacting PJM gas generatrs that may result in the initiatin f the gas infrastructure cntingency assessment prcess are: Pipeline Operatinal Flw Orders (OFOs) Significant pipeline maintenance utages Significant frce majeure events Credible cyber/physical threats t the gas infrastructure Resulting frm a crdinated effrt with gas pipeline peratrs t assess gas pipeline redundancy, a set f cntingencies have been defined, which simulate the impact f gas infrastructure cmpnent failures n PJM gas generatrs based n their pipeline cnnectivity. Examples f these gas infrastructure cntingencies are pipeline breaks r lss f critical pipeline cmpressr statins resulting in gas pressure degradatin, which wuld result in the lss f the gas generatrs within a shrt perid f time. PJM will initiate this prcedure under peak gas/ electric system cnditins that cincide with gas pipeline capacity limitatins when ptential impact t the gas generatrs is mst credible and severe. The gas infrastructure cntingency assessment invlves analyzing the initiating cnditins r events t determine the applicable set f pre-defined gas infrastructure cntingencies t be studied Day-ahead and/r Real-time in the PJM EMS and crdinating with gas pipelines and PJM Generatin Owners/Operatrs t refine the EMS cntingencies, accunting fr current fuel supply ptins fr impacted generatrs. These cntingencies will be refined t accunt fr the impact f firm service pipeline cntracts n the impacted generatrs under nn cyber/physical threat scenaris. The detailed cntingency assessment prcess and the pre-defined gas infrastructure cntingencies are dcumented in the CEII prtin f PJM Manual-03: Sectin 5. PJM Actins: Mnitr the electric and gas system cnditins fr initiating events. Revisin: 65, Effective Date: 01/01/2018 PJM

68 PJM Manual 13: Emergency Operatins Sectin 3: Weather/Envirnmental Emergencies Initiate the assessment prcess in the event f: PJM issued Cld/Ht Weather Alerts r Capacity Emergency prcedures. Pipeline issued Operatinal Flw Orders (OFOs), significant pipeline maintenance utages, r frce majeure events. E-ISAC r G-ISAC cmmunicated cyber/physical threats t gas infrastructure serving PJM generatrs. Study the impact f pre-defined gas infrastructure cntingencies. These cntingencies invlve the lss f gas pwer plants supplied by critical cmpressr statins, pipeline breaks, and lcal distributin centers (LDC). Determine whether cntingencies cause thermal r vltage cnstraints exceeding their Lad Dump (LD) limits. Crdinate with the impacted pipeline(s) t cnfirm prjected impact t affected PJM gas generatrs. Cnfirm status f critical cmpressr statins identified as limiting cntingencies in PJM analysis. Prvide current details n redundancy f pipeline infrastructure that may mitigate prjected impacts t PJM gas generatrs. Ntify PJM Members f credible gas pipeline cntingency(s) being mnitred by PJM via PJM Emergency Prcedures applicatin. Crdinate with impacted generatrs with alternate gas pipeline cnnectins r alternate fuel capability t mitigate prjected impact t the electric system. Request generatr(s) t be prepared t switch t their alternate pipeline r t alternate fuel n a pst-cntingency basis. Nte: 1- Under cyber/physical threat cnditins, PJM may need t direct that the generatr(s) switch t alternate pipeline r t alternate fuel n a pre-cntingency basis in rder t maintain reliable system peratins. 2 - PJM will use best peratr effrts t request r direct any resurces utilizing interruptible transprtatin t terminate their cnnectin t an affected pipeline befre requesting resurces utilizing firm transprtatin with an equivalent effect n the reliability issue t terminate their cnnectin t that pipeline. Mdify EMS cntingencies fr Real-time Operatins based n the assessment. Fr these cntingencies: Mnitr and cntrl thermal and vltage cnstraints t their Lad Dump limits using transmissin line and capacitr switching, and ecnmic generatin re-dispatch as needed Carry additinal reserves t mitigate deficit between 30 minute reserves and cntingency generatin lss as needed. Revisin: 65, Effective Date: 01/01/2018 PJM

69 PJM Manual 13: Emergency Operatins Sectin 3: Weather/Envirnmental Emergencies In day-ahead cmmitment, schedule additinal resurces t cver deficit in dayahead scheduled reserves. In real-time cnditins, clear additinal synchrnized resurces t cver deficit in real-time perating reserves. Nte: Given that generatin lss frm a gas infrastructure cntingency is seldm instantaneus, and that there will be sufficient time pst-cntingency t implement PJM Emergency Prcedures, PJM will nly re-dispatch ecnmic generatin, and nt implement PJM Emergency Prcedures t cntrl gas-pipeline cntingencies t within the transmissin facility lad dump limits. PJM Generatr Owner/Operatr Actins: Crdinate with PJM t cnfirm alternate gas pipeline supply ptins, and/r ability t perate n secndary fuel and transitin time in rder t mitigate prjected impact t the electric system. Prepare t switch t alternate pipeline n a pre r pst cntingency basis upn PJM s request. PJM Transmissin Owner Actins: Implement requested switching f transmissin lines r vltage cntrl devices upn PJM s request fr cnstraint cntrl. Revisin: 65, Effective Date: 01/01/2018 PJM

70 PJM Manual 13: Emergency Operatins Sectin 4: Sabtage/Terrrism Emergencies Sectin 4: Sabtage/Terrrism Emergencies This is the Sabtage/Terrrism Emergencies sectin. Sabtage reprting shuld be cnducted in accrdance with EOP-004. In this sectin, yu will find the fllwing infrmatin: A descriptin f the cnditins that warrant cnservative peratin (see "General Cnditins"). An understanding f actins that PJM may take in the event f these ptential and/r realized manmade threats. Centralize infrmatin related t preparing and respnding t man-made threats/attacks. This sectin is nt intended t be any f the fllwing: A fixed blueprint fr actin the very nature f a crisis requires a tailred slutin. Even if such a slutin existed, it wuld nt be printed in this public dcument. The definitive guide fr PJM s members t determine what physical r cyber security measures they shuld take t prtect their assets. The fcus f this sectin is upn pwer system peratins and cmmunicatins. PJM Sabtage Definitin: PJM defines sabtage as deliberate r planned disturbances and events that culd ptentially threaten the reliability f the Bulk Electric System (BES) r lead t cascading utages. Such disturbances and events include, but are nt limited t, the fllwing: Any physical threat that culd impact the perability f a set f electrical equipment that perate as a single BES element. Any unauthrized additin r mdificatin f sftware r data intended t disrupt the prper peratin f cyber assets. Sudden lss f BES situatin awareness. Suspected malicius cyber events that result in actual r ptential intrusin t a PJM critical cmputer r PJM telecm system. Suspected malicius physical events that cause damage t PJM facilities. Suspected malicius physical r cyber events that cause transmissin utages, lss f generatin, lss f lad, damage t facilities. Threats received t PJM and its members Facilities (e.g. bmb, mail, telephne). 4.1 General Cnditins As a result f man-made threats, the need may exist t perate the PJM RTO mre cnservatively (i.e., perate sme margin away frm the reactive transfer limit r sme margin away frm the pst-cntingency flw value) than in nrmal cnditins. Examples f cnditins warranting pssible cnservative peratins include: Revisin: 65, Effective Date: 01/01/2018 PJM

71 PJM Manual 13: Emergency Operatins Sectin 4: Sabtage/Terrrism Emergencies Terrrist threats and/r attacks upn the transmissin system and related infrastructures (i.e., Telecm, Fuel, Transprtatin) Intelligence frm the Federal Gvernment r ther credible surces (i.e., DOE, DHS, Reliability Authrity, PJM Member) Suspicius events n either PJM r neighbring systems Other system cnditins r utages with unknwn causes The significant triggers fr PJM actin during crisis will be the Hmeland Security Threat Levels and Threat Advisries. Hwever, if PJM becmes aware f a pssible threat befre any ne f these triggers (e.g., PJM sees a significant terrrist attack n CNN) PJM may decide t act befre any such alerts. Each f these alert is further explained in the attached appendices. PJM Actins This sectin f the manual will address pssible PJM cnservative peratins in the event f a man-made threat t the bulk pwer grid and/r ther significant infrastructures. The tailred respnse t any f these triggers will include a multi-faceted plan t safeguard persnnel and maintain reliable peratins. The facets f this respnse include pwer system peratins, cmmunicatins, cyber security, and physical security. The emphasis f this sectin is upn the Operatins and Cmmunicatins measures that may be taken based upn the threat and intelligence. As PJM prgresses int ever increasing alert levels the actins f the higher level include the actins f the lwer levels such that when the highest alert level is issued, PJM may have implemented all actins fr prir threat levels. Given the ability fr the Department f Hmeland Security (DHS) t issue alerts ut f sequence, the rder that the steps are presented des nt mandate a set implementatin plan. The DHS has revised the threat level system in rder t simplify the threat ntificatin prcess. The new system which is referred t as the Natinal Terrrism Advisry System (NTAS) cnsists f the fllwing tw alerts: Imminent Threat Alert: warns f a credible, specific, and impending terrrist threat against the United States. Elevated Threat Alert: warns f a credible terrrist threat against the United States. NTAS alerts als include a sunset prvisin which prvides a specific end date fr each alert while als allwing fr extensins when new infrmatin r threats ccur. NTAS and ther alerts and ptential PJM and Member actins include: NTAS Alert: N Alert Issued Actins Operatins N NTAS Alert Issued Additinal Threat Alert Surces Cnditins Nrmal Rutine Operatins and Cmmunicatins Actins Revisin: 65, Effective Date: 01/01/2018 PJM

72 PJM Manual 13: Emergency Operatins Sectin 4: Sabtage/Terrrism Emergencies Operatins Suspicius activity reprted by Adjacent Systems 1. Reminders t all peratrs fr increased Vigilance 2. PJM Operatins Management review and discuss this sectin f the emergency peratins manual 3. Increased Vigilance and Reprting Cmmunicatins 4. PJM passes alng credible/actinable intelligence 5. All peratins centers shuld review reprting requirements/prcess NTAS Alert: ELEVATED THREAT LEVEL Actins Operatins Additinal Threat Alert Surces DHS/FBI issued a Threat Advisry Suspicius activity reprted by Adjacent Systems 1. Maintenance Outages Analyzed additinal crdinatin with TO/GO t cnfirm emergency return times, if necessary 2. Maximum Credible Cntingencies analyzed by PJM Reliability Engineer 3. Increased Vigilance/Reprting 4. Analyze Hydr Schedules fr pssible interruptin t increase Black Start capability 5. Initiate Black Start Assessment (SSR) t determine fuel limitatins Cmmunicatins 6. Cmmunicate threat ver ALL-CALL 7. Satellite Phne Checks (daily upn initiatin and weekly thereafter) 8. Enhance Vice Cmmunicatins Security (Operatrs wh d nt recgnize anther peratr, shuld call back t the entity r rganizatins shuld have a passwrd t validate directives) 9. Enhance Cyber Security Scanning Revisin: 65, Effective Date: 01/01/2018 PJM

73 PJM Manual 13: Emergency Operatins Sectin 4: Sabtage/Terrrism Emergencies 10. As needed PJM cnducts Cnference Calls with GO and TO n exchange f market sensitive data permitted 11. PJM cnducts SOS meetings and cnference calls, as needed, t review crisis respnse psture 12. PJM staffs an Incident Respnse Team [t crdinate physical security measures, media respnses, and cmmunicatins t PJM staff nt n site] 13. If an attack ccurs, immediately ntify members via the ALL-CALL (identify any immediate actins and a cnference call time) NTAS Alert: IMMINENT THREAT LEVEL Actins Operatins Cyber event has shut dwn cntrl center EMS capability, OR physical attack at multiple sites (cntrl center r grid assets-lines, substatins, generatrs) 1. Operate t mre cnservative mdeling measures which may include duble cntingencies, maximum credible disturbances, r lwer reactive transfer limits 2. Increase Available Operating Reserve 3. Cancel selected Maintenance Outages attempt t return selected utaged equipment t service. [Cnsider invking a n tuch maintenance stance] 4. Cnsider staffing selected substatins fr cmmunicatins Intelligence f an impending attack n a PJM facility. Cyber event has shut dwn cntrl center EMS capability, OR physical attack at multiple sites (cntrl center r grid assets-lines, substatins, generatrs). Significant terrrist activity beynd the East Cast (situatinal dependent) 5. Cnsider staffing critical cmbustin turbine sites (Seek TO s recmmendatins) 6. Increase Synchrnized Reserve 7. Obtain emergency energy bids as a precautin 8. Initiate Black Start Assessment (SSR) t determine fuel limitatins 9. Cnsider staffing Critical Black Start Units 10. PJM recmmends enhanced physical security at critical substatins. Cmmunicatins Revisin: 65, Effective Date: 01/01/2018 PJM

74 PJM Manual 13: Emergency Operatins Sectin 4: Sabtage/Terrrism Emergencies 11. Cmmunicate threat ver ALL-CALL 12. Institute Daily Cnference Call, as necessary, with GOs and TOs t assess psture 13. If cyber-attack is ccurring, cnsider limiting internet accessibility (Appendix 1) 14. PJM maintains 24 hur Operatins Management Presence 15. Cnsider prviding instructins t units t perate within a given set f parameters if cmmunicatin is lst 16. PJM and TOs Back-Up Cntrl Centers (BUCC), as necessary 17. PJM will nt pst emergency actins n its Emergency Prcedures website 18. PJM will reassess the level f allwable cmmunicatins that is acceptable between generatrs and transmissin peratrs in rder t facilitate necessary cmmunicatins 4.2 Cmmunicatins Plan Exhibit 4: PJM Security Alert Levels The fllwing utlines the manner in which cmmunicatins will flw frm the Federal Gvernment t PJM and ther Reliability Crdinatrs as well as between PJM and its members. Timely and clear cmmunicatins between PJM and its Members, in bth directins, is a key t the successful management f any suspected r actual crisis. The Electric Sectr Infrmatin Sharing and Analysis Center (ES-ISAC) receives infrmatin frm a US r Canadian Federal Agency, a Reliability Crdinatr, an ES Entity (e.g. Regin, Cntrl Area, Purchasing Selling Entity, ther), anther Sectr ISAC, r ptentially - utside the Sectr. The ES-ISAC will review the infrmatin (which may be classified). If the infrmatin is specific and has any credibility at all, the ES-ISAC will cntact the invlved Entity directly (this may be the Reliability Crdinatr f the Entity, depending upn cntact infrmatin. If any PJM member cmpany peratr has been cntacted by ES-ISAC r the infrmatin is releasable immediately, cntact apprpriate parties in the Intercnnectin in the event f sabtage t include the PJM Shift Supervisr at In the event a PJM member cmpany peratr has received r bserved a sabtage event, cntact the PJM Shift Supervisr at Revisin: 65, Effective Date: 01/01/2018 PJM

75 PJM Manual 13: Emergency Operatins Sectin 4: Sabtage/Terrrism Emergencies PJM will cmmunicate the infrmatin t ther Reliability Crdinatrs, via RCIS as apprpriate. If the infrmatin is urgent r time sensitive, the infrmatin will be passed t the persnnel n the call, and a Reliability Crdinatr cnference call will be requested (the n-duty persnnel will alert the call participants). PJM will rapidly assess the infrmatin and pass the infrmatin t its members via the ALL-CALL fr urgent/time sensitive infrmatin r via SOS cnference calls r if the infrmatin is f a general/nnactinable nature. The ES-ISAC will ntify ther Electricity Sectr Entities (including the EEI Security Cmmittee, APPA, EEI, EPSA, NEI, NRECA, and CEA) as apprpriate; n infrmatin shared by Reliability Crdinatrs will be passed n withut apprval. Any infrmatin shared in this manner will be nted as t any restrictins n further distributin. N infrmatin shared is t be delivered t the public media. Revisin: 65, Effective Date: 01/01/2018 PJM

76 PJM Manual 13: Emergency Operatins Sectin 5: Transmissin Security Emergencies Sectin 5: Transmissin Security Emergencies Welcme t the Transmissin Security Emergencies sectin f the PJM Manual fr Emergency Operatins. In this sectin, yu will find the fllwing infrmatin: Hw PJM anticipates/respnds t ptential Heavy Lad/Lw Vltage cnditins Hw PJM implements Capacity Related Emergency Prcedures t cntrl Transmissin Cnstraints. An explanatin f the use f the Pst Cntingency Lcal Lad Relief Warning t alert lcal cntrl center peratrs f the ptential need t perfrm lcal lad shedding due t the lack f any ther available lad relief ptins. Hw PJM uses the NERC Transmissin Lading Relief prcedure t reduce ladings. PJM is respnsible fr determining and declaring that an Emergency is expected t exist, exists r has ceased t exist in any part f the PJM RTO r in any ther Cntrl Area that is intercnnected directly r indirectly with PJM RTO. PJM directs the peratins f the PJM Members as necessary t manage, allcate, r alleviate an emergency. These actins are cnsistent with NERC and RFC EOP standards. In accrdance with EOP-011 R5, if PJM receives an Emergency ntificatin frm a Transmissin Operatr within the RTO, PJM will ntify within 30-minutes ther Transmissin Operatrs within the RTO and neighbring Reliability Crdinatrs via All- Call and RCIS pstings. Nte: This sectin f the manual is intended t supplement PJM s Transmissin Operatins Manual (M-03), Sectin 2: Thermal Operatin Guidelines and Sectin 3: Vltage and Stability Operating Guidelines. M-03 specifies crrective actins fr actual and pst-cntingency simulated ladings and assciates targeted time t crrect. Sectin 5 f this manual specifies in which emergency prcedures wuld be issued. 5.1 Heavy Lad, Lw Vltage Cnditins The fllwing may be used t supplement ther existing prcedures when system lads are heavy and bulk pwer vltage levels are, n an anticipated r actual basis, at r appraching vltage limits. These prcedures cnsist f the fllwing: Lw Vltage Alert Heavy Lad Vltage Schedule Warning Heavy Lad Vltage Schedule Actin Lw Vltage Alert The purpse f the Lw Vltage Alert is t heighten awareness, increase planning, analysis, and preparatin effrts when heavy lads and lw vltages are anticipated in upcming perating perids. PJM will issue this alert t members (Generatin and Transmissin) when prjectins shw these cnditins are expected. This Alert can be issued fr the entire PJM RTO, specific Cntrl Zne(s) r a subset f Cntrl Zne(s). Revisin: 65, Effective Date: 01/01/2018 PJM

77 PJM Manual 13: Emergency Operatins Sectin 5: Transmissin Security Emergencies PJM Actins PJM will cnduct pwer flw analysis f the impact f future lad and transfer increases upn the PJM system. Using this frward analysis, evaluatin and planning will take place; including ensuring any reasnable necessary ff-cst generatin is ready t respnd t anticipated transfer cnstraints. In this evaluatin, cnsideratin will als be given t changing the Reactive Transfer back-ff limit frm its nrmal value f 50 MW t 300 MW (interface dependent). If the decisin is made t implement this measure, PJM will cntinually reassess the impact f this change n peratins. PJM will review generatin and transmissin utages (internal and external) and their impact n prjected vltage prblems. PJM will assess the impact f transfers and be prepared t rapidly identify any curtailable transactins that are adversely impacting reactive transfer limits. Using the NERC Interchange Distributin Calculatr (IDC), PJM will assess the impact f parallel flws n its wn facilities and transfer limits. If these flws are seen t be significant, PJM will be prepared, prir t shedding lad, t invke the NERC Transmissin Lading Relief (TLR) prcess t prvide relief frm these parallel flws. PJM will mnitr veruse f the 5018 line between NYISO and PJM. PJM will enhance reactive reprting frm members by requesting a Reactive Reserve Check. (Als see the PJM Manual fr Generatr Operatinal Requirements (M14D), Attachment D: PJM Generating Unit Reactive Capability Curve Specificatin and Reprting Prcedures.) PJM will enhance cmmunicatins amng SOS Transmissin members via SOS cnference calls t discuss the status f critical equipment, vltage trends, and pssible crrective actins. PJM Dispatch cancels the alert, when apprpriate. PJM Member Actins Transmissin/Generatin dispatchers ntify their management and advise all statins and key persnnel. Transmissin/Generatin dispatchers ensure that all deferrable maintenance r testing affecting capacity r critical transmissin is halted. Any mnitring r cntrl maintenance wrk that may impact peratin f the system is halted. Transmissin/Generatin dispatchers t respnd t Reactive SSR by checking status and availability f all critical reactive resurces. This includes plling generating statins f their reactive capabilities and the status f autmatic vltage regulatrs. Any deviatins r deficiencies f any equipment s reactive capabilities frm what is mdeled in the PJM EMS must be reprted t PJM Pwer Dispatch. (Als see Attachment D, PJM Generating Unit Reactive Capability Curve Specificatin and Reprting Prcedures in PJM s Manual fr Generatr Operatinal Requirements (M-14D) Heavy Lad Vltage Schedule Warning A Heavy Lad Vltage Schedule Warning is issued t members via the ALL-CALL system (Generatin and Transmissin) t request members t prepare fr maximum supprt f vltages Revisin: 65, Effective Date: 01/01/2018 PJM

78 PJM Manual 13: Emergency Operatins Sectin 5: Transmissin Security Emergencies n the bulk pwer system. This Warning can be issued fr entire PJM RTO, specific Cntrl Zne(s) r a subset f Cntrl Zne(s). PJM Actins Fur hurs prir t requesting the actual implementatin f the Heavy Lad Vltage Schedule, PJM may give advance ntice t members f the upcming need fr this schedule. At that time, impacted members will be requested t verify that all actins have been taken n the distributin and sub-transmissin systems t supprt the vltage at the EHV level. PJM dispatcher cancels the Heavy Lad Vltage Schedule Warning, when apprpriate. PJM Member Actins While bserving established limits, impacted transmissin dispatchers shuld ensure that where pssible, all underlying reactrs are ut f service, all capacitrs n the underlying system are in service, and transfrmer taps are adjusted t ensure distributin capacitrs are in-service. Generatin dispatchers shuld ensure all unit vltage regulatrs are in service Heavy Lad Vltage Schedule Actin A Heavy Lad Vltage Schedule is issued t members (Generatin and Transmissin) at peak lad perids via the ALL-CALL system t request maximum supprt f vltages n the bulk pwer system and increase reactive reserves at the EHV level. This Actin can be issued fr entire PJM RTO, specific Cntrl Zne(s) r a subset f Cntrl Zne(s). PJM Actins At peak lad perid, request all cmpanies implement the Heavy Lad Vltage Schedule via the ALL-CALL system. PJM Dispatch cancels the Heavy Lad Vltage Schedule, when apprpriate. PJM Member Actins While bserving established limits, impacted transmissin dispatchers shuld ensure that where pssible, all reactrs are ut f service, all capacitrs n the underlying system are in service, capacitrs at the EHV level with PLC s are in service where required. Generatin dispatchers shuld ensure all unit vltage regulatrs are in service. Impacted Transmissin/Generatin dispatchers shuld ensure all units n the 230kV system and belw shuld increase MVAR utput as necessary t maintain designated bus vltage schedules r nminal vltage, whichever is greater. Vltage levels shuld be maintained within predetermined limits at all times. Results f real-time mnitring tls shall be used by PJM and the LCC s, t maintain sufficient reactive reserves n these systems t ensure peratins within established perating criteria. When Real-time mnitring tls are unavailable, PJM in crdinatin with LCC s, may need t cmmit additinal lcal resurces t ensure sufficient lcal reactive reserves are available fr cntingency respnse. Revisin: 65, Effective Date: 01/01/2018 PJM

79 PJM Manual 13: Emergency Operatins Sectin 5: Transmissin Security Emergencies Impacted Transmissin / Generatin dispatchers shuld ensure all units cnnected at the EHV level are perated s that reasnable MVAR reserve is maintained as determined by real-time mnitring tls r gd engineering judgment. Reactive mves n these units shuld be crdinated thrugh the PJM Pwer Dispatcher. Transmissin / Generatin dispatchers shuld keep the PJM Pwer Dispatcher infrmed f any units appraching maximum MVAR utput, any abnrmal unit MVAR restrictins, and any vltage regulatrs that are ut f service. 5.2 Transmissin Security Emergency Prcedures PJM is respnsible fr implementing selected Emergency Prcedures identified in Sectin 2 in rder t cntrl transmissin lading t ensure cntinued reliable peratins. These Emergency Prcedures are separated int Alerts, Warnings, Actins and are called n a prtin f the PJM RTO (Cntrl Zne, Transmissin Zne(s) r prtin f a Transmissin Zne). Alerts are issued day-ahead. Warnings and Actins are implemented real-time. PJM and PJM Member Actins in respnse t the Emergency Prcedure shuld be implemented cnsistent with Sectin 2 f this manual. Unit Startup Ntificatin Alert The purpse f the Unit Startup Ntificatin Alert is t alert members t place units in state f readiness s they can be brught nline within 48 hurs fr an anticipated shrtage f perating capacity, stability issues r cnstrained peratins fr future perids. It is implemented when a reliability assessment determines that lng lead time generatin is needed fr future perids and can be issued fr the RTO, specific Cntrl Zne(s) r individual unit basis. The Unit Startup Ntificatin Alert is issued s that units can be ready t cme nline in 48 hurs r less, based n the lesser f submitted ntificatin time + startup time r 6 days. After reaching the state f readiness, if a unit fails t cme nline within 48 hurs when called by PJM, the unit will be cnsidered as frced utage until it can be nline r PJM cancels the unit. PJM Actins PJM Dispatch ntifies PJM management and members. PJM Dispatch issues the Alert t members, stating the Alert perid(s) and the affected areas. An Alert can be issued fr the RTO, specific Cntrl Zne(s) r individual unit basis n the prjected lcatin f transmissin cnstraints and shuld be issued as sn as practicable (typically 6 days r less) prir t the anticipated need fr lng time t start generatin. PJM will schedule an amunt f lng lead time generatin anticipated t be needed fr the perating day(s) in ecnmic rder respecting unit perating parameters. Once a generatr is scheduled its ffer price is lcked fr the perating day. PJM Dispatch will evaluate system cnditins daily t determine whether t release units frm the Alert, t keep the units in the state f readiness r t call the units nline. PJM Dispatch cancels the Alert, when apprpriate. PJM Member Actins Transmissin / Generatin dispatchers ntify management f the Alert. Revisin: 65, Effective Date: 01/01/2018 PJM

80 PJM Manual 13: Emergency Operatins Sectin 5: Transmissin Security Emergencies Transmissin / Generatin dispatchers advise all statins and key persnnel. Generatin dispatchers rders unit(s) t be in the state f readiness (i.e. able t be nline within 48 hurs) in the lesser f (submitted ntificatin time + startup time r 6 days) minus 48 hurs. Day-Ahead Transmissin Security Emergency Prcedures Maximum Generatin Emergency/ Lad Management Alert (fr Transmissin Security) The purpse f the Maximum Generatin Emergency / Lad Management Alert fr Transmissin Security is t prvide an early alert that Security Analysis prjectins indicate the need fr generatin in excess f ecnmics t ensure Transmissin Reliability. It is implemented when Maximum Emergency generatin is called int the perating capacity n a prtin f the PJM System r if Demand Respnse is prjected t be implemented t ensure Transmissin Reliability. Triggers: PJM Day-ahead Study analysis identifies Transmissin Reliability issues that cannt be reslved via ecnmic generatin adjustments. PJM Actins PJM Dispatch ntifies PJM management and members. PJM Dispatch issues the Alert t members, stating the Alert perid(s) and the affected areas. An Alert can be issued fr the RTO r specific Cntrl Zne(s). PJM Member Actins Transmissin / Generatin dispatchers ntify management f the Alert. Transmissin / Generatin dispatchers advise all statins and key persnnel. Curtailment Service Prviders ntify key persnnel Vltage Reductin Alert (fr Transmissin Security) The purpse f the Vltage Reductin Alert fr Transmissin Security is t alert members that a vltage reductin may be required during a future critical perid t ensure Transmissin Revisin: 65, Effective Date: 01/01/2018 PJM

81 PJM Manual 13: Emergency Operatins Sectin 5: Transmissin Security Emergencies Reliability. It is implemented when the prjected lading f Maximum Emergency generatin is insufficient t ensure Transmissin Reliability. Triggers: PJM Day-ahead Study analysis identifies Transmissin Reliability issues that cannt be reslved via ecnmic generatin adjustments and lading f Maximum Emergency generatin. Nte: Substatins withut SCADA cntrl will be expected t be staffed in rder t implement a Vltage Reductin Actin, if needed. PJM Actins PJM Dispatch ntifies PJM management and members. PJM Dispatch issues the Alert t members, stating the Alert perid(s) and the affected areas. An Alert can be issued fr the RTO r specific Cntrl Zne(s). PJM Member Actins Transmissin / Generatin dispatchers ntify management f the Alert. Transmissin / Generatin dispatchers advise all statins and key persnnel. Real-Time Transmissin Security Emergency Prcedures All warning and actins are issued in real-time. Warnings are issued during present peratins t infrm members f actual capacity shrtages r cntingencies that may jepardize the reliable peratin f the PJM RTO. Generally, a warning precedes an assciated actin. The intent f warnings is t keep all affected system persnnel aware f the frecast and/r actual status f the PJM RTO. Nte: All Warnings and Actins listed in Steps 1 t 10 belw will trigger a capacity Perfrmance Assessment Interval (PAI) as detailed in PJM Manual 18, PJM Capacity Market. The PJM RTO is nrmally laded accrding t bid prices; hwever, during perids f reserve deficiencies, ther measures must be taken t maintain system reliability. These measures invlve: lading generatin that is restricted fr reasns ther than cst. recalling nn-capacity backed ff-system sales and issue an EEA1, as required by EOP-011 Attachment 1, via the RCIS and Emergency Prcedures webpage. purchasing emergency energy frm participants / surrunding pls. lad relief measures. Due t system cnditins and the time required t btain results, PJM Dispatch may find it necessary t vary the rder f applicatin t achieve the best verall system reliability. Issuance and cancellatin f emergency prcedures are bradcast ver the ALL-CALL and psted t Revisin: 65, Effective Date: 01/01/2018 PJM

82 PJM Manual 13: Emergency Operatins Sectin 5: Transmissin Security Emergencies selected PJM web-sites. Only affected systems take actin. PJM Dispatch bradcasts the current and prjected PJM RTO status peridically using the ALL-CALL during the extent f the implementatin f the emergency prcedures. Nte: The Real-Time Emergency Prcedures sectin cmbines Warnings and Actins in their mst prbable sequence based n ntificatin requirements during extreme peak cnditins. Depending n the severity f the capacity deficiency, it is unlikely that sme Steps wuld be implemented. Step 1: Pre-Emergency Lad Management Reductin Actin (30, 60 r 120-minute) Nte: Issuance f this prcedure will trigger a capacity Perfrmance Assessment Interval (PAI) as detailed in PJM Manual 18, PJM Capacity Market. Applicability: Any site registered in the PJM Demand Respnse prgram as a demand resurce (a.k.a. DR) type that needs 30, 60 r 120 minute lead time t make its reductins. These reductins are mandatry when dispatched during the prduct availability windw. Nte: The minimum dispatch duratin is 1-hr. PJM Actins PJM dispatcher ntifies PJM management, PJM public infrmatin persnnel, and members. PJM dispatcher advises members t cnsider the use f public appeals t cnserve electricity usage. PJM dispatcher ntifies ther Cntrl Areas thrugh the RCIS. PJM dispatcher, via the DR Hub System and Emergency Prcedures website, will pst detailed instructins t the Curtailment Service Prviders (CSP) t dispatch 30, 60 and/ r 120 minute Pre-Emergency Lad Management Reductins. An Actin can be issued fr the entire PJM RTO, specific Transmissin Zne(s) r a Transmissin Sub-zne(s) if transmissin limitatins exist. PJM dispatcher will als issue an ALL-CALL infrming the Members and CSPs t check the DR Hub and Emergency Prcedures pstings fr the detailed infrmatin pertaining t the Pre-Emergency Lad Management that has been called. PJM dispatcher cancels the Actin, when apprpriate. PJM Member Actins Member Curtailment Service Prviders implement lad management reductins as requested by PJM dispatchers. Step 2: Emergency Lad Management Reductin Actin ( 30, 60 r 120-minute) Revisin: 65, Effective Date: 01/01/2018 PJM

83 PJM Manual 13: Emergency Operatins Sectin 5: Transmissin Security Emergencies Nte: Issuance f this prcedure will trigger a capacity Perfrmance Assessment Interval (PAI) as detailed in PJM Manual 18, PJM Capacity Market. Applicability: Any site registered in the PJM Demand Respnse prgram as a demand resurce (a.k.a. DR) type that needs 30, 60 r 120 minute lead time t make its reductins. These reductins are mandatry when dispatched during the prduct availability windw. Nte: The minimum dispatch duratin is 1-hr. The purpse f the Lad Management Reductin Actin is t prvide additinal lad relief by using PJM cntrllable lad management prgrams. Lad relief is expected t be required after initiating Maximum Emergency generatin. PJM Actins PJM dispatcher ntifies PJM management, PJM public infrmatin persnnel, and members. PJM dispatcher advises members t cnsider the use f public appeals t cnserve electricity usage. PJM dispatcher ntifies ther Cntrl Areas thrugh the RCIS. PJM dispatcher, via the DR Hub System and Emergency Prcedures website, will pst detailed instructins t the Curtailment Service Prviders (CSP) t implement dispatch 30, 60 and/r 120 minute Emergency Lad Management Reductins. An Actin can be issued fr the entire PJM RTO, specific Transmissin Zne(s) r a Transmissin Subzne(s) if transmissin limitatins exist. PJM dispatcher will als issue an ALL-CALL infrming the Members and CSPs t check the DR Hub and Emergency Prcedures pstings fr the detailed infrmatin pertaining t the Emergency Lad Management that has been called. PJM dispatcher issues a NERC Energy Emergency Alert Level 2 (EEA2 = ALERT LEVEL 2) via the RCIS t ensure all Reliability Authrities clearly understand ptential and actual PJM system emergencies if ne has nt already been issued cncurrent with the issuance f Emergency Lad Management Reductins. NERC EEA2 is issued when the fllwing has ccurred: Public appeals t reduce demand, vltage reductin, and interruptin f nn-firm lad in accrdance with applicable cntracts, demand side management, r utility lad cnservatin measures. PJM dispatcher cancels the Actin, when apprpriate. Revisin: 65, Effective Date: 01/01/2018 PJM

84 PJM Manual 13: Emergency Operatins Sectin 5: Transmissin Security Emergencies Nte: 1: Lad management prgrams, whether under PJM cntrl and directed by PJM dispatcher r slely under the Lcal Cntrl Center s directin, have varius names including, but nt limited t Active Lad Management, interruptibles, curtailables, r lad management. T simplify peratins during these emergency situatins, all PJM issued reductins are referred t as Pre- Emergency r Emergency Lad Management Reductins. Nte 2: PJM RTO Lad Management Reductins are nt t be used t prvide assistance t adjacent Cntrl Areas beynd PJM. Restratin f Lad Management Reductins is undertaken in a stepped apprach, as necessary. PJM Cntrl Znes implement Emergency Prcedures cncurrently until a Manual Lad Dump Actin, which will nly ccur in the deficient Cntrl Area. Nte 3: Pre-Emergency and Emergency Lad Management Reductins are available fr Limited, Extended Summer and Annual Demand Resurces as defined in the Reliability Assurance Agreement (RAA). Nte 4, EEA Levels: PJM dispatcher issue a NERC Energy Emergency Alert Level 2 (EEA2 = ALERT LEVEL 2) via the Reliability Crdinatr Infrmatin System (RCIS) t ensure all Reliability Authrities clearly understand ptential and actual PJM system emergencies if ne has nt already been issued cncurrent with the issuance f Emergency Lad Management Reductins. A NERC EEA2 may be issued when the fllwing has ccurred: Public appeals t reduce demand, vltage reductin, and interruptin f nn-firm lad in accrdance with applicable cntracts, demand side management/active lad management, r utility lad cnservatin measures. Nte 5, Demand Resurce Curtailment: If PJM needs t dispatch Demand Resurces (DR) during the Limited DR availability Perid then PJM will dispatch all DR prducts simultaneusly unless all prducts have been dispatched frequently during the current delivery year. Frequent dispatch f DR during the delivery year is defined as: - 2 times prir t July 1 st, - 4 times prir t August 1 st, r, - 7 times prir t September 1 st. Shuld PJM frequently dispatch DR during a delivery based n the criteria abve PJM may elect t dispatch nly the Extended Summer and Annual DR, t preserve Limited DR fr the remainder f the delivery year. Nte 6, Capacity Benefit Margin (CBM): Under NERC Energy Emergency Alert Level 2, the PJM dispatcher may request imprt energy ver firm transfer capability set aside as CBM. If s, dispatch will waive any real-time perating timing and ramp requirements and dcument such actins in cmpliance with MOD Step 3 (Real-time): Primary Reserve Warning Nte: Issuance f this prcedure will trigger a capacity Perfrmance Assessment Interval (PAI) as detailed in PJM Manual 18, PJM Capacity Market. Revisin: 65, Effective Date: 01/01/2018 PJM

85 PJM Manual 13: Emergency Operatins Sectin 5: Transmissin Security Emergencies The purpse f the Primary Reserve Warning is t warn members that the available primary reserve is less than required and present peratins are becming critical. It is implemented when available primary reserve capacity is less than the primary reserve requirement, but greater than the synchrnized reserve requirement. PJM Actins PJM Dispatch issues a warning t members and PJM management stating the amunt f adjusted primary reserve capacity and the requirement. A Warning can be issued fr the entire PJM RTO r fr specific Cntrl Zne(s) based n the prjected lcatin f transmissin cnstraints. PJM Dispatch ntifies PJM public infrmatin persnnel. PJM Dispatch rechecks with members t assure that all available equipment is scheduled and that requested secndary reserve is brught t primary reserve status. PJM Dispatch ensures that all deferrable maintenance r testing n the cntrl and cmmunicatins systems has halted at PJM Cntrl Center. PJM Dispatch shuld prvide as much advance ntificatin as pssible t ensure maintenance/testing des nt impact peratins. This ntificatin may ccur prir t declaratin f Primary Reserve Warning. PJM Dispatch cancels the Warning, when apprpriate. PJM Member Actins Transmissin/Generatin dispatchers ntify management f the warning. Transmissin/Generatin dispatchers advise all statins and key persnnel. Generatin dispatchers prepare t lad all available primary reserve, if requested. Transmissin/Generatin dispatchers ensure that all deferrable maintenance r testing affecting capacity r critical transmissin is halted. Any mnitring r cntrl maintenance wrk that may impact peratin f the system is halted. Generatin Dispatchers are t infrm PJM f any envirnmentally restricted units and may cnsider the need t btain a temprary variance frm envirnmental regulatrs fr specific generatrs in accrdance with Attachment M t assist in preventing lad shed. PJM is nt respnsible fr btaining a temprary variance frm envirnmental regulatins but will assist the member cmpany if requested. PJM marketers remain n heightened awareness regarding PJM system cnditins and the ptential need fr Emergency Energy Purchases. Step 4 A (Real-time): Maximum Generatin Emergency Actin Nte: Issuance f this prcedure will trigger a capacity Perfrmance Assessment Interval (PAI) as detailed in PJM Manual 18, PJM Capacity Market. Revisin: 65, Effective Date: 01/01/2018 PJM

86 PJM Manual 13: Emergency Operatins Sectin 5: Transmissin Security Emergencies The purpse f the Maximum Generatin Emergency Actin is t increase the PJM RTO generatin abve the maximum ecnmic level. It is implemented whenever generatin is needed that is greater than the highest incremental cst level. Nte: Maximum Emergency generatin can nly be included in the daily perating capacity when requested by PJM Dispatch. PJM Actins PJM Dispatch issues a Maximum Generatin Emergency Actin. An Actin can be issued fr the entire PJM RTO, specific Cntrl Zne(s) r a subset f a Cntrl Zne if transmissin limitatins exist. PJM Dispatch ntifies PJM management, PJM public infrmatin persnnel, and member dispatchers. PJM Dispatch implements the Emergency Bid-Prcess, requesting Emergency bids by psting messages t selected PJM web-sites, RCIS, and cntacting the neighbring cntrl areas. PJM Dispatch instructs members t suspend Regulatin n all resurces, except hydr generatin. PJM Dispatch determines the feasibility recalling ff-system capacity sales that are recallable (netwrk resurces). PJM Dispatch will determine any limiting transmissin cnstraints internal t PJM that wuld impact the ability t cut transactins t a specific interface. PJM Dispatch will identify ff-system capacity sales assciated with the identified interfaces. PJM Dispatch will cntact the sink Balancing Authrity t determine the impact f transactin curtailment. If the net result f cutting ff-system capacity sales wuld put the sink Balancing Authrity int lad shed then PJM will nt curtail the transactins unless it wuld prevent lad shedding within PJM. If the net result f cutting ff-system capacity sales wuld put PJM in a mre severe capacity emergency than it is in currently in due t reciprcal transactin curtailments frm the sink Balancing Authrity, PJM will nt initiate curtailing the transactins. PJM Dispatch declares a Maximum Generatin Emergency Actin and begins t lad Maximum Emergency generatin r purchase available emergency energy frm PJM Members (Emergency Bid Prcess) and frm neighbring Cntrl Areas based n ecnmics and availability. PJM Dispatch lads Maximum Emergency generatin incrementally as required, if the entire amunt f Maximum Emergency generatin is nt needed. PJM dispatchers generally lad Maximum Emergency CTs prir t lading Maximum Emergency Steam in rder t preserve synchrnized reserve. Revisin: 65, Effective Date: 01/01/2018 PJM

87 PJM Manual 13: Emergency Operatins Sectin 5: Transmissin Security Emergencies PJM Dispatch cancels, when apprpriate. Nte: 1: Emergency Bid-Prcess: Fllwing issuance f a Maximum Generatin Emergency Actin, PJM may purchase available energy frm any PJM Member (as emergency) that is available up t the amunt required r until there is n mre available, recgnizing the impact n transmissin cnstraints. The fllwing rules are used t prvide an rderly peratin. Nte 2: PJM shuld cnsider lading f shared reserves with neighbring systems prir t implementing vltage reductin, while recgnizing the impact n transmissin limits. The PJM Member is respnsible fr delivering (i.e., securing all transmissin service) f the energy t ne f PJM s brders with a neighbring cntrl area. T ensure deliverability, firm transmissin service may be required if external Reliability Authrities have issued TLRs. PJM attempts t prvide 60-minutes ntice befre the energy is required by psting n selected PJM web-sites an emergency prcedure message stating that PJM anticipates requiring emergency energy purchases beginning at a specific time. Once PJM psts the request fr emergency purchases all PJM Members can submit bids t make emergency energy sales t PJM. PJM Members shuld submit bids via . If is unavailable PJM Members can fax in their bids. PJM Members then call PJM Dispatch t cnfirm receipt. The Emergency Bid frm is fund in Attachment D alng with the rules fr submitting. Bids may als be called int a pre-assigned, recrded vice line. They shuld be structured as fllws: Time f energy available Amunt f energy available Price f energy Duratin (hurs) energy is available and limits n minimum time required t take Ntificatin time t cancel/accept PJM Member identificatin Interface and cntract path PJM accepts the ffers and schedules the energy using the fllwing guidelines: Energy is accepted based n ecnmics (least cst ffers will be accepted first based n energy price and minimum hurs) if mre energy is ffered than required. Energy is accepted as required based n ecnmics frm the available bids (i.e., if PJM requires 500 MW immediately it takes the cheapest 500 MW bid at the time). PJM adjusts current schedules t crrect ecnmics if time permits (i.e., if a cheaper scheduled is bid after a mre expensive schedule is laded PJM nly cancels the first if reasnable time exists t cancel ne and lad the ther). Similarly priced ffers are selected based n timestamps (i.e., first in first selected). Revisin: 65, Effective Date: 01/01/2018 PJM

88 PJM Manual 13: Emergency Operatins Sectin 5: Transmissin Security Emergencies Bids accepted by PJM are Emergency Purchases by PJM and are eligible t set the Lcatinal Marginal Price. The energy received is accunted fr accrding t the current Emergency Energy accunting prcedures. See the PJM Manual fr Operating Agreement Accunting (M-28) fr mre details. PJM reserves the right t lad maximum emergency equipment as required t cntrl the system regardless f whether any bids were/were nt accepted (i.e., sudden unit lss may nt allw time t accept bids). PJM implements and curtails emergency purchase transactins with as much ntice as practical t allw fr a reliable transitin int and ut f emergency cnditins. PJM requests emergency energy frm neighbring Cntrl Areas (under current Cntrl Area agreements) after all energy ffered by the PJM Members is accepted, unless there is an immediate need fr the energy. PJM can deviate frm r change the rder f the abve actins as/if necessary. PJM Dispatch cancels the Actin, when apprpriate. PJM Member Actins Transmissin/Generatin dispatchers ntify management f the emergency prcedure. PJM Marketers recall ff-system capacity sales that are recallable as directed by PJM dispatchers. Generatin dispatchers suspend regulatin, as requested, and lad all units t the Maximum Emergency generatin level, as required. Generatin dispatchers ntify PJM dispatching f any Maximum Emergency (ME) generatin laded prir t PJM requesting ME generatin is laded. Step 4 B (Real-time): Emergency Vluntary Energy Only Demand Respnse reductin Actin Issuance f this prcedure will trigger a capacity Perfrmance Assessment Interval (PAI) as detailed in PJM Manual 18, PJM Capacity Market. Applicability: Any site registered in the PJM Demand Respnse prgram as an emergency energy nly resurce. These reductins are vluntary. The purpse f this Lad Reductin Actin is t request end-use custmers, wh participate in the Emergency Vluntary Energy Only Demand Respnse Prgram, t reduce lad during emergency cnditins. PJM Actins PJM Dispatch issues Actin via the PJM ALL-CALL and pst message t selected PJM Web-sites and the NERC RCIS. An Actin can be issued fr the entire PJM RTO, specific Cntrl Zne(s) r a subset f a Cntrl Zne if transmissin limitatins exist. PJM Dispatch ntifies PJM management, PJM public infrmatin persnnel, and PJM Markets persnnel. Revisin: 65, Effective Date: 01/01/2018 PJM

89 PJM Manual 13: Emergency Operatins Sectin 5: Transmissin Security Emergencies PJM Dispatch cancels the Actin, when apprpriate. PJM Member Actins Curtailment Service Prviders with Demand Resurce(s) registered in the Energy Only Optin f Emergency Lad Respnse reduce lad. Transmissin / Generatin dispatchers ntify management f the emergency prcedure. Step 5 (Real-time): Vltage Reductin Warning & Reductin f Nn-Critical Plant Lad The purpse f the Vltage Reductin Warning & Reductin f Nn-Critical Plant Lad is t warn members that the available synchrnized reserve is less than the Synchrnized Reserve Requirement and that present peratins have deterirated such that a vltage reductin may be required. It is implemented when the available synchrnized reserve capacity is less than the synchrnized reserve requirement, after all available secndary and primary reserve capacity (except restricted maximum emergency capacity) is brught t a synchrnized reserve status and emergency perating capacity is scheduled frm adjacent systems. PJM Actins PJM Dispatch issues a warning t members and PJM management, stating the amunt f adjusted synchrnized reserve capacity and the requirement. A Warning can be issued fr the entire PJM RTO r fr specific Cntrl Zne(s) based n the prjected lcatin f transmissin cnstraints. PJM Dispatch ntifies PJM public infrmatin persnnel. PJM ntifies the Department f Energy (DOE). PJM Dispatch cancels the Warning, when apprpriate. PJM Member Actins Transmissin / Generatin dispatchers ntify management f the warning. Transmissin / Generatin dispatchers ntify gvernmental agencies, as applicable. Transmissin / Generatin dispatchers advise all statins and key persnnel. Generatin dispatchers rder all generating statins t curtail nn-critical statin light and pwer. Transmissin dispatchers / DPs prepare t reduce vltage, if requested. Transmissin dispatchers / DPs and Curtailment Service Prviders ntify apprpriate persnnel that there is a ptential need t implement lad management prgrams, in additin t interrupting their interruptible/curtailable custmers in the manner prescribed by each plicy, if it has nt already been implemented previusly. PJM marketers remain n heightened awareness regarding PJM system cnditins and the ptential need fr Emergency Energy Purchases. Step 6 (Real-time): Curtailment f Nn-Essential Building Lad Revisin: 65, Effective Date: 01/01/2018 PJM

90 PJM Manual 13: Emergency Operatins Sectin 5: Transmissin Security Emergencies Issuance f this prcedure will trigger a capacity Perfrmance Assessment Interval (PAI) as detailed in PJM Manual 18, PJM Capacity Market. The purpse f the Curtailment f Nn-Essential Building Lad is t prvide additinal lad relief, t be expedited prir t, but n later than the issuance f a Vltage Reductin Actin. PJM Actins PJM Dispatch ntifies PJM management, PJM public infrmatin persnnel, and members. PJM dispatcher advises members t cnsider the use f public appeals t cnserve electricity usage. PJM dispatcher ntifies utside systems thrugh the RCIS. PJM Dispatch issues a request t curtail nn-essential building lad. An Actin can be issued fr the entire PJM RTO, specific Cntrl Zne(s) r a subset f a Cntrl Zne if transmissin limitatins exist. PJM Dispatch cancels the Actin, when apprpriate. PJM Member Actins Transmissin/Generatin dispatchers ntify management f the emergency prcedure and t cnsider the use f public appeals t cnserve electricity usage. Transmissin dispatchers ntify gvernmental agencies, as applicable. Transmissin/Generatin dispatchers/dps switch ff all nn-essential light and pwer in DP-wned cmmercial, peratins, and administratin ffices. Step 7 (Real-time): Deply All Resurces Actin Issuance f this prcedure will trigger a capacity Perfrmance Assessment Interval (PAI) as detailed in PJM Manual 18, PJM Capacity Market. Fr emergency events that evlve ver time, PJM will dispatch generatin and Lad Management resurces via the nrmal mechanisms f SCED, DR Hub and direct phne calls. Hwever, fr emergency events that develp rapidly and withut prir warning, PJM may need t dispatch all resurces in a large area very quickly. The purpse f the Deply All Resurces Actin, during such emergency cnditins, is t instruct PJM Members that all generatin resurces are needed nline immediately and that all Lad Management resurces dispatched need t reduce lad immediately. This step is issued when unplanned events such as the lss f a transmissin r generating facility(s) have resulted in reliable peratins being jepardized such that a Vltage Reductin Actin r a Manual Lad Dump Actin may be required. PJM Actins PJM Dispatch issues the Deply All Resurces Actin. This Actin can be issued fr the entire PJM RTO, specific Cntrl Zne(s) r a subset f a Cntrl Zne if transmissin limitatins exist and the sub-zne was previusly defined. PJM Dispatch will suspend all reserve assignments and regulatin assignments PJM dispatches Lad Management via DR Hub. PJM recalls any external capacity Revisin: 65, Effective Date: 01/01/2018 PJM

91 PJM Manual 13: Emergency Operatins Sectin 5: Transmissin Security Emergencies PJM Dispatch issues a NERC Energy Emergency Alert Level 2 (EEA2 = ALERT LEVEL 2) via the RCIS t ensure all Reliability Authrities clearly understand ptential and actual PJM system emergencies if ne has nt already been issued cncurrent with the issuance f Emergency Lad Management Reductins. NERC EEA2 is issued when the fllwing has ccurred: Public appeals t reduce demand, vltage reductin, and interruptin f nn-firm lad in accrdance with applicable cntracts, demand side management, r utility lad cnservatin measures. PJM Dispatch ntifies PJM management, PJM public infrmatin persnnel, and member dispatchers. PJM Dispatch cancels the Actin when apprpriate. PJM Member Actins Member Generatin Dispatchers raise all available nline generating units t full utput (Emergency Maximum). Member Generatin Dispatchers start up all ffline generatin and ramp t full utput (Emergency Maximum), utilizing the cmmunicatin methds belw: Generatrs that can be nline in less than 30-minutes shuld start immediately upn receipt f the ALL-CALL and then ntify PJM Dispatch when they are n-line. Generatrs that require mre than 30-minutes t be n-line shuld call the PJM dispatcher prir t initiating the start sequence. Member Curtailment Service Prviders with Lad Management (Pre-Emergency and/r Emergency) reduce lad immediately when dispatched. Transmissin/Generatin Dispatchers ntify management f the emergency prcedure and that they shuld cnsider the use f public appeals t cnserve electricity usage. Member dispatchers ntify gvernmental agencies, as applicable. Upn cancellatin f this prcedure: Units that have nt started shuld abrt their start if pssible. Online units shuld return t fllwing SCED basepints as well as any regulatin r reserve assignments. Step 8 (Real-time): Manual Lad Dump Warning Issuance f this prcedure will trigger a capacity Perfrmance Assessment Interval (PAI) as detailed in PJM Manual 18, PJM Capacity Market. The purpse f the Manual Lad Dump Warning is t warn members f the increasingly critical cnditin f present peratins that may require manually shedding lad. It is issued when available primary reserve capacity is less than the largest perating generatr r the lss f a transmissin facility jepardizes reliable peratins after all ther pssible measures are taken t increase reserve. The amunt f lad and the lcatin f areas(s) are specified. Revisin: 65, Effective Date: 01/01/2018 PJM

92 PJM Manual 13: Emergency Operatins Sectin 5: Transmissin Security Emergencies PJM Actins PJM Dispatch issues the warning t members and PJM management, stating the estimated amunt f lad relief that is required (if applicable). A Warning can be issued fr the entire PJM RTO r fr specific Cntrl Zne(s) based n the prjected lcatin f transmissin cnstraints. PJM Dispatch ntifies PJM public infrmatin persnnel. PJM Dispatch issues a NERC Energy Emergency Alert Level 3 (EEA3 = ALERT LEVEL 3) via the RCIS t ensure all Reliability Authrities clearly understand ptential and actual level f PJM System Emergencies. An EEA 3 is issued when the BA is unable t meet minimum Cntingency Reserve Requirements. PJM Dispatch ntifies FERC via the FERC Divisin f Reliability s emergency@ferc.gv, cnsistent with FERC Order N PJM Dispatch establishes a mutual awareness with the apprpriate member dispatchers f the need t address the ccurrence f a serius cntingency with minimum delay. PJM Dispatch examines bulk pwer bus vltages and alerts the apprpriate member dispatchers f the situatin. PJM Dispatch cancels the Warning, when apprpriate. PJM Member Actins Transmissin/Generatin dispatchers ntify management f the warning. Transmissin dispatchers ntify gvernmental agencies, as applicable. Transmissin/Generatin dispatchers advise all statin and key persnnel. Transmissin dispatchers/dps review lcal prcedures and prepare t shed lad in the amunt requested. Transmissin dispatchers/dps reinfrce internal cmmunicatins s lad shed can ccur with minimum delay. PJM marketers remain n heightened awareness regarding PJM system cnditins and the ptential need fr Emergency Energy Purchases. Step 9 (Real-time): Vltage Reductin actin Issuance f this prcedure will trigger a capacity Perfrmance Assessment Interval (PAI) as detailed in PJM Manual 18, PJM Capacity Market. The purpse f Vltage Reductin during capacity deficient cnditins is t reduce vltage n the distributin system in rder t reduce demand and prvide a sufficient amunt f reserve t maintain tie flw schedules and preserve limited energy surces.. It is implemented when lad relief is still needed t maintain tie schedules. Nte: Vltage reductins can als be implemented t increase transmissin system vltages. Revisin: 65, Effective Date: 01/01/2018 PJM

93 PJM Manual 13: Emergency Operatins Sectin 5: Transmissin Security Emergencies PJM Actins PJM Dispatch ntifies PJM management, PJM public infrmatin persnnel, and members. PJM Dispatch advises members t cnsider the use f public appeals t cnserve electricity usage. PJM Dispatch ntifies utside systems thrugh the RCIS. PJM Dispatch ntifies DOE. An Actin can be issued fr the entire PJM RTO, specific Cntrl Zne(s) r a subset f a Cntrl Zne if transmissin limitatins exist. PJM Management may issue system-wide r Cntrl Zne-specific Public/Media Ntificatin Message W2. See Attachment A. PJM Dispatch investigates lading f shared reserves with neighbring systems prir t implementatin f a vltage reductin, recgnizing the impact n transmissin limits. PJM Dispatch issues the rder fr a 5% Vltage Reductin Actin. Nte: See Vltage Reductin Summary Table abve fr knwn exceptins t the 5% Vltage Reductin Actin. PJM Dispatch issues a NERC Energy Emergency Alert Level 2 r Level 3 via the RCIS t ensure all Reliability Authrities clearly understand ptential and actual PJM system emergencies if ne has nt already been issued cncurrent with the issuance f Active Lad Management Curtailables/Full Emergency Lad Respnse (frmerly knwn as ALM). NERC EEA2 is issued when the fllwing has ccurred: Public appeals t reduce demand, vltage reductin, and interruptin f nn-firm lad in accrdance with applicable cntracts, demand side management/active lad management, r utility lad cnservatin measures. NERC EEA3 is issued when the BA is unable t meet minimum Cntingency Reserve Requirements. If it has nt already begun, the PJM Dispatch will initiate Shrtage Pricing if the regin where the vltage reductin actin has been initiated crrespnds with an entire Synchrnized Reserve Zne r Sub-Zne. PJM Dispatch cancels the Actin, when apprpriate. PJM Member Actins Transmissin/Generatin dispatchers ntify management f the emergency prcedure and t cnsider the use f public appeals t cnserve electricity usage. Member Transmissin dispatchers ntify gvernmental agencies, as applicable. Member Transmissin dispatchers/dps take steps t implement the vltage reductin. Step 10 (Real-time): Manual Lad Dump Actin Issuance f this prcedure will trigger a capacity Perfrmance Assessment Interval (PAI) as detailed in PJM Manual 18, PJM Capacity Market. Revisin: 65, Effective Date: 01/01/2018 PJM

94 PJM Manual 13: Emergency Operatins Sectin 5: Transmissin Security Emergencies The Manual Lad Dump Actin is an Operating Instructin frm PJM t shed firm lad when the PJM RTO cannt prvide adequate capacity t meet the PJM RTO s lad and tie schedules, r critically verladed transmissin lines r equipment cannt be relieved in any ther way. Under capacity deficient cnditins, the PJM EMS lad dump allcatin calculatr was mdified t institute changes t the PJM Operating Agreement set frth in Schedule 1, Sectin that states that the Office f Intercnnectin may nt rder a manual lad dump in a Cntrl Zne slely t address capacity deficiencies in anther Cntrl Zne. The lad shed calculatin determines which Cntrl Zne(s) is shrt based n real-time lad and energy values frm EMS and capacity values received daily frm the Capacity Adequacy Planning Department. Real-time energy values are used as a surrgate fr available capacity, because in a capacity shrtage situatin all available generatin shuld be laded t full capacity. Since mst f the values used in the lad shed calculatin are real-time dynamic numbers, the calculatin is perfrmed in the PJM EMS. Lad Serving Entities will be able t designate within ecapacity that capacity resurces are being used t serve lad in a specific Cntrl Zne. Similarly ExSchedule users will be able t specify that an external energy schedule is designated fr a specific Cntrl Zne. Resurces that are nt designated fr a specific Cntrl Zne will be cnsidered an RTO resurce fr lad shed calculatin purpses and allcated acrss all Cntrl Znes accrding t lad rati share. Only Cntrl Znes that are determined t be deficient will be assigned a share f a lad shed request initiated due t RTO capacity deficiencies. If the PJM Mid-Atlantic Regin is determined t be deficient, its share will be further allcated accrding t Attachment E. PJM Actins PJM Dispatch verifies separatins have nt ccurred and lad shed is desirable n the system being cntrlled (i.e., make sure lad shed will help, nt aggravate the cnditin). PJM Dispatch instructs members t suspend all remaining regulatin, if nt already suspended previusly. PJM Dispatch determines which Cntrl Zne (s) are capacity deficient and the relative prprtin f deficiency. PJM Dispatch estimates the ttal amunt f lad t be shed and utilizes the PJM EMS t determine deficient Cntrl Znes and their share f lad shed required. PJM Dispatch rders the apprpriate member dispatchers t shed lad accrding t PJM EMS calculatins. The PJM Mid-Atlantic Regin share will be further allcated accrding t Attachment E. PJM Dispatch will implement lad shedding, while minimizing verlap with autmatic lad shedding, in cntrlled step sizes t minimize system impact and further uncntrlled separatin. PJM Dispatch ntifies PJM management, PJM public infrmatin persnnel, and members. PJM Dispatch advises members t cnsider the use f public appeals t cnserve electricity usage and public annuncements f the emergency. PJM Dispatch ntifies ther Cntrl Areas thrugh the RCIS, and ntifies DOE, FEMA, and NERC ffices, using established prcedures. Revisin: 65, Effective Date: 01/01/2018 PJM

95 PJM Manual 13: Emergency Operatins Sectin 5: Transmissin Security Emergencies PJM Dispatch ntifies FERC via the FERC Divisin f Reliability s emergency@ferc.gv, cnsistent with FERC Order N PJM Dispatch issues a NERC Energy Emergency Alert Level 3 (EEA3 = ALERT LEVEL 3) via the RCIS t ensure all Reliability Authrities clearly understand ptential and actual level f PJM System Emergencies. PJM Management issues a system-wide r Cntrl Zne specific Public/Media Ntificatin MessageW3. Typically, this wuld be issued prir t a Manual Lad Dump. See Attachment A. If it has nt already begun, the PJM Dispatch will initiate Shrtage Pricing if the regin where the manual lad shed actin has been initiated crrespnds with an entire Synchrnized Reserve Zne r Sub-Zne. PJM Dispatch cancels the lad shed rder and restres required regulatin, when apprpriate. Nte: 1: If partial restratin f the lad shed is requested by PJM Dispatch, cnfirmatin f the lad restred by each member must be made prir t further restratin requests by PJM dispatcher. Nte 2: If step 1 f UFLS is insufficient t return frequency t acceptable ranges and if emergency prcedures cannt be implemented in a timely fashin then PJM Dispatch shall shed sufficient lad t restre system frequency. PJM Member Actins Generatin dispatchers suspend remaining regulatin, when directed by PJM prir t shedding lad. Transmissin dispatchers/dps prmptly shed an amunt f lad equal t r in excess f the amunt requested by PJM dispatcher (Mid-Atlantic Regin peratrs refer t Attachment E fr specific allcatin). The lad shed plan shuld cnsider/recgnize pririty/critical lad. Transmissin/Generatin dispatchers ntify management f the emergency prcedure. Transmissin dispatchers/dps cnsider the use (r cntinued use) f public appeals t cnserve electricity usage and cnsider the use f public annuncements f the emergency. Transmissin dispatchers ntify gvernmental agencies, as applicable. Transmissin dispatchers/dps maintain the requested amunt f lad relief until the lad shed rder is cancelled by PJM dispatcher. Transmissin dispatchers reprt the amunt f lad curtailed/restred upn implementatin t the PJM Pwer Dispatcher. Revisin: 65, Effective Date: 01/01/2018 PJM

96 PJM Manual 13: Emergency Operatins Sectin 5: Transmissin Security Emergencies Nte: PJM Dispatch shuld take necessary actins t supprt system frequency, cnsistent with gd utility practices. These actins may include emergency prcedures t arrest frequency decline, but PJM will nt vilate BAAL (Balancing Authrity ACE Limit) limits by ver-generating t crrect fr a lw frequency. In general, emergency prcedures are preserved t ensure PJM net tie deviatin is nt adversely impacting system frequency after all ecnmic ptins have been exhausted. Hwever, Emergency Prcedures shuld be exhausted, including Manual Lad Dump, t arrest frequency decline nce Under Frequency Lad Shedding Schemes (UFLS) have triggered but prir t generating statins tripping ff-line (57.5 Hz). Under-frequency Lad Shedding Plan settings are defined in Attachment F, PJM Manual Lad Dump Capacity. 5.3 Shrtage Pricing Cnditins and Prcedures Shrtage pricing cnditins are triggered based n the existence f a Primary r Synchrnized Reserve shrtage in a Synchrnized Reserve Zne r Sub-Zne. The intent f the Shrtage Pricing design is t prvide a seamless transitin frm nrmal peratins int shrtage cnditins. As such, Primary and Synchrnized Reserve shrtages are intended t be detected by PJM s dispatch sftware withut the need fr manual peratr interventin. Hwever, PJM dispatchers have the ability t verride the system state frm a nn-shrtage cnditin t a shrtage cnditin if current peratins dictate the need t d s. Additinally, the initiatin f either a Vltage Reductin Actin r Manual Lad Dump Actin in an entire Synchrnized Reserve Zne r Sub-Zne will als autmatically trigger shrtage pricing if a shrtage des nt currently exist. Fr purpses f defining shrtage cnditins, PJM will cnsider generatrs that have been classified as Maximum Emergency nly if they fall in ne f the fllwing categries: Envirnmental limits. If the unit has a hard cap n its run hurs impsed by an envirnmental regulatr that will temprarily significantly limit its availability. Fuel limits. If physical events beynd the cntrl f the unit wner result in the temprary interruptin f fuel supply and there is limited n-site fuel strage. A fuel supplier's exercise f a cntractual right t interrupt supply r delivery under an interruptible service agreement shall nt qualify as an event beynd the cntrl f the unit wner. Temprary emergency cnditins at the unit. If temprary emergency physical cnditins at the unit significantly limit its availability. Temprary megawatt additins. If a unit can prvide additinal megawatts n a temprary basis by il tpping, biler verpressure, r similar techniques and such megawatts are nt rdinarily therwise available. On days when PJM has declared, prir t 1800 hurs n the day prir t the perating day, a Maximum Generatin Emergency Alert, Primary Reserve Alert r Vltage Reductin Alert fr the entire PJM Cntrl Area, specific Cntrl Znes, Synchrnized Reserve Znes r Sub- Znes, the nly units fr which all f part f their capability may be designated as Maximum Emergency are thse that meet the criteria described abve. Shuld PJM declare a Maximum Generatin Warning during the perating day fr which the alert is effective, generatin wners will be respnsible fr remving any unit availability frm the Maximum Generatin categry Revisin: 65, Effective Date: 01/01/2018 PJM

97 PJM Manual 13: Emergency Operatins Sectin 5: Transmissin Security Emergencies that des nt meet the abve criteria within 4 hurs f the issuance f the alert. PJM will make a mechanism available t participants s they may infrm PJM f their generating capability that meets the abve criteria and indicate which f the criteria it meets. Terminatin f Shrtage Cnditins Shrtage Pricing will be terminated in a Synchrnized Reserve Zne r Sub-Zne when demand and reserves can be fully satisfied withut the use f a Vltage Reductin Actin r Manual Lad Dump Actin. 5.4 Pst Cntingency Lcal Lad Relief Warning Pst Cntingency Lcal Lad Relief Warning Nn-Market Pst Cntingency Lcal Lad Relief Warning The purpse f the Pst Cntingency Lcal Lad Relief Warning (PCLLRW) is t prvide advance ntice t a Transmissin Owner(s) (TOs) f the ptential fr lad shed in their area(s). It is issued after all ther means f transmissin cnstraint cntrl have been exhausted r until sufficient generatin is n-line t cntrl the cnstraint within designated limits and timelines as identified in the PJM Manual fr Transmissin Operatins (M-03), Sectin 2 Thermal Operating Guidelines. Fr facilities which are nt Mnitred Pririty 1 Reliability and Markets facilities, PJM will issue a crrespnding Nn-Market Pst Cntingency Lcal Lad Relief Warning. Fr the purpses f this prcedure, the steps and actins listed in this sectin apply t bth Market and Nn-Market PCLLRWs. A Pst Cntingency Lcal Lad Relief Warning is t be cmmunicated t the applicable TO(s) and psted via the Emergency Prcedures Psting Applicatin and is nt cmmunicated via the PJM ALL-CALL). The PCLLRW is nt cnsidered a standing Directive t the TO fr lad shed. If the cntingency fr which the PCLLRW was issued ccurs, PJM will evaluate the system cnditins and then, if needed, issue a Lad Shed Directive. The Lad Shed Directive will be psted via the Emergency Prcedures Psting Applicatin. This prcedure is distinct and separate frm the MANUAL LOAD DUMP WARNING (Use ALL-CALL ). Refer t Manual Lad Dump Warning prcedure fr Capacity Shrtages, Interface Reactive Cnstraint Management r Multi Area Transmissin Cnstraint Management. Revisin: 65, Effective Date: 01/01/2018 PJM

98 PJM Manual 13: Emergency Operatins Sectin 5: Transmissin Security Emergencies Nte: Except fr the single area Pst Cntingency Lcal Lad Relief Warning, the Manual Lad Dump Warning is unchanged. This change shuld preserve the sense f urgency apprpriate fr bth. Pst-Cntingency Lcal Lad Relief Warnings are intended t relieve lcalized cnstraints, generally 230kV and belw. A Manual Lad Dump Warning shuld still be used fr Capacity Shrtage cnditins which result in Interface Reactive Cnstraint r Multi Area Transmissin Cnstraint Management. Attachment I, Lcal Pst-Cntingency Operating Guide, cntains planning guidelines t identify and dcument knwn cntingency pairs where pst-cntingency lad shed wuld be acceptable in lieu f transmissin reinfrcements. These guidelines d nt impact hw PJM Dispatch implements Pst-Cntingency Lcal Lad Relief Warnings. PJM Dispatch perates mre cnservative fr designated Intercnnectin Reliability Operating Limits (IROL). PCLLRW shuld be implemented as pst-cntingency vilatins apprach 60 minutes in duratin. PCLLRW can be issued sner at the request f the Transmissin Owner r at the discretin f the PJM dispatcher if it is anticipates that generatr startup + ntificatin exceed 60 minutes. PJM Actins PJM and TO dispatcher(s) review cntingency flws / limits and discuss ff-cst peratins/switching slutins prir t implementatin f a Pst-Cntingency Lcal Lad Relief Warning, system cnditins and time permitting. PJM and TO dispatcher(s) review and implement acceptable pre-cntingency switching, lad transfer, and generatin redispatch ptins. If pst-cntingency actins are required, PJM will issue a Pst-Cntingency Lcal Lad Relief Warning. Nte: If pst cntingency flws exceed the Lad Dump rating, PJM will direct the Transmissin Owner t implement any available switching slutins, prvided they d nt create any additinal actual verlads in exceedance f their nrmal rating r pst-cntingency verlads. PJM Dispatch cmmits/de-cmmits effective generatin cnsistent with Manual 12 Dispatch Operatins, Attachment B Transmissin Cnstraint Cntrl Guidelines, including adjusting hydr/pumping schedules, curtailing interchange transactins, and/r cmmitting quick-start generatin t cntrl flws within acceptable limits, as apprpriate. The market t market redispatch must be implemented where applicable. Revisin: 65, Effective Date: 01/01/2018 PJM

99 PJM Manual 13: Emergency Operatins Sectin 5: Transmissin Security Emergencies Nte: As indicated in M-12, fr Reliability Only facilities (i.e. facilities nt under PJM Cngestin Management) the Transmissin Owners have the ptin t pay fr generatin redispatch n a pre-cntingency basis r accept a PCLLRW. Hwever, if a Reliability Only facility exceeds its Lad Dump rating, PJM will manually dispatch generatin t maintain flws belw the Lad Dump rating. Transmissin Owners will be respnsible fr financial impacts f generatin that is redispatched t alleviate an verladed facility abve it Lad Dump Rating. PJM Dispatch implements 100% Synchrnized Reserves (refer t PJM Manual M-12: Sectin Lading Reserves fr member actins) and/r declares a Lcal Maximum Generatin Emergency Event, as apprpriate. PJM Dispatch issues the Pst-Cntingency Lcal Lad Relief Warning t the TO dispatcher f the verladed equipment, stating that enugh lad must be shed t maintain flws n the mnitred facility belw the Emergency Rating r an agreed upn level. If the TO des nt have sufficient lad t shed r sufficient time t shed the lad t cmply, the TO will infrm PJM. PJM will then review the PCLLRW t include neighbring TO lads if applicable r develp an alternative plan t cntrl. Nte: If all f the lad t be shed is in the nn-wning Transmissin Owner s territry, PJM may issue the PCLLRW t the Transmissin Owner with the lad and nt the Transmissin Owner f the limiting equipment. Hwever, PJM will infrm/crdinate the pst cntingency lad shed plan with the Transmissin Owner f the equipment. PJM Dispatch prvides the lad distributin factr reprt t the impacted TO dispatcher(s) via the PCLLRW etl applicatin and via . Lad Distributin Factr reprts shuld be redistributed as changes t system recnfiguratin warrant. Any pst cntingency switching slutins r pst cntingency generatin redispatch will be dcumented in the PCLLRW applicatin. PCLLRW etl applicatin link: PJM Dispatch issues a Pst-Cntingency Lcal Lad Relief Warning via Emergency Prcedure Psting Applicatin t the PJM web-site, detailing any pst-cntingency switching, quantity f generatin reductin, prcedure r lad-transfer slutin, prviding additinal infrmatin regarding the firmness f anticipated pst-cntingency lad shed. PJM and TO dispatcher (s) peridically review and mnitr apprved pst-cntingency switching ptins. PJM Dispatch reviews acceptable pst-cntingency switching ptins. Pst-cntingency switching, generatr reductin, r lad transfer ptins shuld be implemented prir t implementing a Lad Shed Directive. PJM and TO Dispatcher(s) shuld review ptential pst-cntingency manual generatin trip schemes. Manual generatin trip schemes shuld be identified and agreed t in advance. Revisin: 65, Effective Date: 01/01/2018 PJM

100 PJM Manual 13: Emergency Operatins Sectin 5: Transmissin Security Emergencies PJM and TO dispatch (s) shuld agree upn pst-cntingency lad transfer ptins. Transmissin wner dispatch(s) wuld need t peridically re-evaluate the lad transfer slutin. PJM Dispatch establishes a mutual awareness with the apprpriate TO dispatcher(s) f the need t address the ccurrence f a serius cntingency with minimum delay. PJM Dispatch examines area bulk pwer bus vltages and alerts the apprpriate TO dispatcher(s) f the situatin. PJM Dispatch shall be prepared t implement a Lad Shed Directive if pst-cntingency switching, generatr reductin, r lad transfer ptins fail and the cntingency ccurs. The Lad Shed Directive will be psted via the Emergency Prcedures Psting Applicatin. PJM Dispatch cancels the warning, when apprpriate. Nte: A Lad Shed Directive will be issued in accrdance with the Lad Shed Directive Operating Prcedure as utlined in the Sectin 5.7 PJM Member Actins PJM and the TO dispatcher(s) discuss the amunt f lad t be curtailed t return flws belw emergency ratings and the effective lcatin(s). The TO dispatcher(s) shall utilize the PCLLRW etl applicatin t ntify PJM when the lad t shed has been identified. The TO dispatcher(s) will als ntify PJM if there is nt sufficient lad t shed, r sufficient time t implement the lad shed, t reduce the pst cntingency flws belw the emergency rating. TO dispatcher(s) shall identify facility lading cncerns which wuld necessitate additinal lad shed t reduce pst-cntingency flws belw emergency rating. TO dispatcher(s) cntinues t mnitr expected pst-cntingency flws and adjusts their lad shed strategy as apprpriate in the PCLLRW etl applicatin. TO dispatcher(s) advise apprpriate statin/statins and key persnnel. TO dispatcher(s)/dps review lcal prcedures and prepare t shed lad in the amunt requested. TO dispatcher(s)/dps reinfrce internal cmmunicatins s lad shed can ccur with minimum delay. TO dispatcher(s) shall be prepared t implement pst-cntingency switching ptins, manual generatin trip schemes r lad transfer via SCADA with minimum delay. TO dispatcher(s) shall be prepared t implement a Lad Shed Directive if pstcntingency switching, generatr reductin, r lad transfer ptins fail. TO dispatcher(s) man substatins as necessary if SCADA cntrl is unavailable r insufficient. Revisin: 65, Effective Date: 01/01/2018 PJM

101 PJM Manual 13: Emergency Operatins Sectin 5: Transmissin Security Emergencies TO dispatcher (s) shall ntify PJM Dispatch if pst-cntingency flws fall belw Emergency Ratings and the PCLLRW has nt been canceled. Generatr Operatrs t reduce/trip generatin if instructed by PJM Pst-Cntingency Lad Dump Limit Exceedance Analysis As indicated in sectin 5.4, a PCLLRW is issued after all ther means f transmissin cnstraint cntrl have been exhausted r until sufficient generatin is n-line t cntrl the cnstraint within designated limits and timelines as identified in PJM Manual 03, Transmissin Operatins, Sectin 2 Thermal Operating Guidelines. Hwever, if pst-cntingency flw were t exceed the 15-minute Lad Dump rating, there is a cncern that the facility may trip befre actins culd be implemented t reduce the flw within limits. T prepare fr this ptential N-2 (initial cntingency plus the verladed facility) and prevent a cascade, PJM will perfrm up t an N-5 analysis n facilities ver 115% f their 15-minute Lad Dump rating. As indicated in PRC-023 R1.2 and R1.11, transmissin line relays and transfrmer verlad prtectin relays are set s they d nt perate at r belw 115% f the facility s highest emergency rating. Fr PJM facilities, the highest rating is the Lad Dump rating. Therefre, PJM will perfrm the fllwing analysis fr any facility that reaches r exceeds 115% f its Lad Dump limit: Nte: In the event the pst cntingency lad dump exceedance was caused by the sudden lss f a generating resurce r transmissin element, the PJM dispatcher will immediately take actin t mitigate the verlad. The cascade analysis will be perfrmed if it is determined there is nt sufficient cntrlling actins t mitigate the initial verlad belw 115% f the lad dump rating within 30-minutes f its identificatin. PJM Actins If a facility appraches 115% f its Lad Dump limit, the PJM Operatr will study the lss f the cntingency element and the verladed facility. If the study results indicate n additinal facilities will be verladed ver 115% f their Lad Dump limit, this is determined t be a lcalized event and n additinal pre-cntingency actins will be taken. If the study results in an additinal facility(s) ver 115% f its Lad Dump rating, the peratr will cntinue the analysis t als trip the additinal circuits. This analysis will be perfrmed tripping a maximum f 5 facilities. If the study indicates either a nn-cnverged case OR cntinues t shw facilities exceeding 115% f their Lad Dump limits, this will be cnsidered a ptential cascade situatin. The PJM peratr will review the results with the Transmissin Owner and direct pre-cntingency Lad Shed. Nte: If bth PJM and the impacted TO(s) peratrs agree the nn-cnvergence is the result f an unsupprtable radial lad pcket (i.e. lcal vltage cllapse) r the verladed facility is serving radial lad, this will be cnsidered a lcal event and pre-cntingency lad shed will NOT be instructed by PJM. Revisin: 65, Effective Date: 01/01/2018 PJM

102 PJM Manual 13: Emergency Operatins Sectin 5: Transmissin Security Emergencies Nte: Lad Shed will be directed in the amunt needed t maintain the pst cntingency flw belw 115% f the Lad Dump limit n the riginal cntingency within 30-minutes f detectin f the ptential cascade situatin. 5.5 Intercnnectin Reliability Operating Limits (IROL) Manual Lad Dump Warning/Actin IROL: Manual Lad Dump Warning / Manual Lad Dump Actin PJM identifies specific facilities that if laded abve a designated limit culd significantly impact system reliability. Such facilities are nt lcalized cnstraint, rather wide-area limits that are a result f excessive transfers r an indicatin f wide-area capacity deficiencies. PJM Dispatch must quickly act t mitigate IROL facilities in accrdance with perating prcedures identified in PJM s Manual fr Transmissin Operatins (M-03), Sectin 2: Thermal Operating Guidelines and Sectin 3: Vltage & Stability Operating Guidelines, and the PJM s Manual fr Emergency Operatins (M-13) Sectin 5: Transmissin Security Emergencies. Identified IROL facilities are as fllws (PJM s Manual fr Reliability Crdinatin (M37), Sectin 3.1): Eastern Reactive Transfer Interface Central Reactive Transfer Interface 5004/5005 Reactive Transfer Interface Western Reactive Transfer Interface AP Suth Reactive Transfer Interface Bedingtn Black Oak Reactive Transfer Interface AEP-DOM Reactive Transfer Limit Cleveland Reactive Transfer Interface CE-East Reactive Transfer Interface The purpse f the IROL Manual Lad Dump Actin is t prvide lading relief n IROL facilities as a last step t prevent exceeding an IROL Limit fr 30 minutes (IROL Vilatin). Nte: As part f nrmal peratins, PJM Dispatch perates mre cnservative limits (Reactive Transfer Limit / LTE rating) fr designated IROL facilities. The IROL Limit is the limit at the last cnvergent Reactive Transfer case r transmissin facility Lad Dump Limit. Pst-Cntingency Lcal Lad Relief Warnings are intended t relieve lcalized cnstraints, generally 230kV and belw. IROL facilities are an indicatin f Capacity Shrtage/Heavy Transfer cnditins which result in IROL Limit Vilatins. The IROL Manual Lad Dump allcatin results in individual Transmissin Owner multipliers t determine the amunt f lad that needs t be curtailed t relieve IROL facility lading. The IROL Manual Lad Dump allcatin factrs are develped by dividing the Lad Rati Share f Revisin: 65, Effective Date: 01/01/2018 PJM

103 PJM Manual 13: Emergency Operatins Sectin 5: Transmissin Security Emergencies effective lad, based n typical distributin factr effects as peridically develped by the PJM EMS, which ccurs annually r upn majr transmissin system enhancements. PJM Actins Implement perating strategy cnsistent with PJM s Manual fr Transmissin Operatins (M-03) and PJM s Emergency Operatins Manual (M-13). PJM issues an IROL Manual Lad Dump Warning via the PJM ALL-CALL System when the IROL Limit has been exceeded fr 5 minutes r lnger in rder t prepare Transmissin dispatchers / DPs t curtail lad. PJM issues an IROL Manual Lad Dump Actin via the PJM ALL-CALL System when the IROL Limit has been exceeded fr 25 minutes, allwing Transmissin dispatchers / DPs t curtail lad within 5 minutes t return flws belw the IROL Limit. PJM shuld curtail sufficient lad t return flws within Reactive Transfer r LTE limits indicating the IROL facility and the amunt f transmissin lad relief required. PJM Dispatch ntifies PJM management, PJM public infrmatin persnnel, and members. PJM dispatcher ntifies ther Cntrl Areas thrugh the RCIS, and ntifies DOE, FEMA, and NERC ffices, using established prcedures. PJM Dispatch ntifies FERC via the FERC Divisin f Reliability s emergency@ferc.gv, cnsistent with FERC Order N If shrtage pricing is nt already in effect, the PJM dispatcher initiates it based n the issuance f an IROL Manual Lad Dump Actin. PJM Dispatch cancels the lad shed rder and restres required regulatin, when apprpriate. PJM Member Actins Transmissin dispatchers / DPs immediately review IROL Manual Lad Dump Allcatin Table (Attachment N) in preparatin f Manual Lad Dump nce an IROL Manual Lad Dump Warning has been implemented. After 25 minutes Transmissin dispatchers / DPs shed an amunt f lad equal t r in excess f the amunt requested by PJM dispatcher in accrdance with Attachment N The lad shed plan shuld cnsider/recgnize pririty/critical lad. This step will be implemented within 5 minutes. Transmissin / Generatin dispatchers ntify management f the emergency prcedure. Transmissin dispatchers ntify gvernmental agencies, as applicable. Transmissin dispatchers / DPs maintain the requested amunt f lad relief until the lad shed rder is cancelled by PJM dispatcher. Transmissin dispatchers reprt the amunt f lad curtailed / restred upn implementatin t the PJM Pwer Dispatcher. Revisin: 65, Effective Date: 01/01/2018 PJM

104 PJM Manual 13: Emergency Operatins Sectin 5: Transmissin Security Emergencies Nte: Example: If PJM issues an IROL Manual Lad Dump Actin fr 300 MW f relief n the Eastern Reactive Transfer IROL Limit Vilatin. PJM transmissin dispatchers / DPs shall refer t the IROL Lad Dump Table (Attachment N) and multiply the lad shed request (300 MW) by the IROL Manual Lad Dump allcatin factrs in Attachment N. Fr example the PS Operatr wuld multiple (300 MW Lad * XX Eastern Reactive Transfer IROL Manual Lad Dump Allcatin Factr) = XX MW Lad. 5.6 Transmissin Lading Relief (TLR) TLR PJM mnitrs designated transmissin facilities within the PJM RTO as well as tie-lines with adjacent intercnnected cntrl areas. When PJM determines verlad cnditins exist n any designated facility, r wuld exist fr the first cntingency lss f anther facility, PJM will take all reasnable necessary actin(s) t restre transmissin facilities within perating security limits. During perids f excessive circulatin, PJM will issue a TLR and curtail transactins that are nt willing t pay cngestin n the PJM system. Hwever, under nrmal system cnditins, PJM will redispatch internal generatin t the extent pssible and if mre relief is needed, PJM will perfrm the fllwing actins: Implement the NERC Transmissin Lading Relief Prcedure. Curtail external transactins and/r charge external custmers fr the cst f cngestin as specified in the PJM Open Access Transmissin Tariff. If all transactins fr which transmissin custmers have elected nt t pay thrugh cngestin have been curtailed and further relief is still required n the transmissin facility, PJM will begin t curtail all transactins (internal and external) fr which transmissin custmers have elected t pay thrugh cngestin, in pririty rder. The exhibit belw presents the general sequence f events leading t the initiatin f the NERC TLR Prcess. Revisin: 65, Effective Date: 01/01/2018 PJM

105 PJM Manual 13: Emergency Operatins Sectin 5: Transmissin Security Emergencies Exhibit 5: Initiatin f NERC TLR Prcess *See NERC Standard IRO-006-EAST fr details n the NERC TLR Prcedure PJM Actins PJM implements all nn-cst measures t cntrl transmissin flws. PJM curtails transactins with transmissin service in PJM that are nt willing t pay thrugh cngestin. PJM adjusts utput f generatrs ff-cst t alleviate verlads. PJM redispatches t the fullest extent pssible, excluding Maximum Emergency generatin, and then initiates the NERC TLR prcedure. PJM curtails external transmissin custmers nt willing t pay thrugh cngestin and charges ther external custmers willing t pay fr the cst f cngestin, as set frth in the PJM Open Access Transmissin Tariff (OATT). Revisin: 65, Effective Date: 01/01/2018 PJM

106 PJM Manual 13: Emergency Operatins Sectin 5: Transmissin Security Emergencies PJM curtails transmissin custmers willing t pay thrugh cngestin (and n lnger charges thse curtailed fr cngestin) in pririty rder. PJM Transmissin Custmer Actins External transmissin custmers may elect, in accrdance with Sectin A f the Open Access Transmissin Tariff, t pay cngestin charges during Transmissin Lading Relief in the PJM RTO. PJM transmissin custmers may elect t curtail their wn transactins at any time if cngestin charges have becme t great. 5.7 Lad Shed Directive Prcedure Lad Shed Directive Nte: Issuance f this prcedure will trigger a capacity Perfrmance Assessment Interval (PAI) as detailed in PJM Manual 18, PJM Capacity Market. Fr a facility exceeding its LTE, STE r LD thermal rating, PJM and TO Operatrs shuld utilize the fllwing steps t determine when t Shed Lad: STEP 1: Cntact between the PJM and TO shuld be made immediately. In particular fr a facility exceeding its LD rating, there is minimal time fr delay utside f the initial recgnitin f the event. STEP 2: Cmpare real-time (RT) flws t state estimatr (SE) flws. If there are n discrepancies, mve n t STEP 3. Fr any discrepancies: If the reasn fr the discrepancies is NOT immediately bvius, PJM and TO shall agree upn the mst-cnservative values. If the reasn fr the discrepancies is immediately bvius, and the facility is determined nt t be in an LTE, STE r LD verlad: PJM and TO shuld wrk tgether as needed t reslve the discrepancy. PJM and TO peratrs shuld lg the discrepancy. Cease Lad Shed Determinatin Prcedure if it is determined that the facility is nt in an verlad situatin. Otherwise, g t next step. STEP 3: Cmpare LD and Emergency (LTE and STE, if bth are prvided) ratings between PJM and TO. If there are n ratings discrepancies, mve n t STEP 4. Fr any discrepancies: Revisin: 65, Effective Date: 01/01/2018 PJM

107 PJM Manual 13: Emergency Operatins Sectin 5: Transmissin Security Emergencies If the reasn fr the discrepancies is NOT immediately bvius, PJM and TO shall agree upn the mst-cnservative/lwest values. If the reasn fr the discrepancies is immediately bvius, and the facility is determined nt t be in an LTE, STE r LD verlad: PJM and TO shuld wrk tgether as needed t reslve the discrepancy. PJM and TO peratrs shuld lg the discrepancy. Cease Lad Shed Determinatin Prcedure if it is determined that the facility is nt in an verlad situatin. Otherwise, g t next step. STEP 4: Switching and r Generatin Optin Step 4A: Flw exceeds LD There are nly 3 ptins available t alleviate t ensure flw is brught belw limits within 5 minutes: A reclse attempt n a facility that just tripped and caused the present Lad Dump verlad; and/r A Pre-Studied Switching Slutin; and/r ONLINE Generatin Redispatch; Prvided the generatin has significant enugh ramprate and relief ptential t alleviate the verlad within the given time cnstraints (5 minutes fr a LD verlad frm the time Flw exceeded the LD rating). If reducing generatin r shedding lad are bth ptins, generatin shuld be reduced r tripped ffline befre shedding lad. If a Pre-Studied Switching Slutin r ONLINE Generatin Redispatch is nt immediately implemented G t STEP 5. Step 4B: Flw exceeds STE but nt LD (including if STE = LTE) Operatrs have sme time t study Switching Slutins and/r Generatin Redispatch. If n cntrlling actins are identified r if the actins will nt alleviate the verlad within 15 minutes frm identificatin f the verlad G t STEP 5. Step 4C: Flw exceeds LTE but nt STE Operatrs may have additinal time t study Switching Slutins and/r Generatin Redispatch. The additinal time is dependent upn the STE time based rating fr the facility as dcumented in Manual M-03 Attachment F and psted n at this OASIS site (typically 30 mins 2hurs). Hwever, if flw is abve the LTE rating and 5 minutes away frm becming a Vilatin f the STE time based rating AND if a Switching Slutin and/r Generatin Redispatch is nt expected t alleviate the verlad G t STEP 5. Revisin: 65, Effective Date: 01/01/2018 PJM

108 PJM Manual 13: Emergency Operatins Sectin 5: Transmissin Security Emergencies STEP 5: PJM will initiate a Lad Shed Directive t the Transmissin Owner(s) immediately and withut delay. Lad Shed Determinatin Flw Chart Fr a Facility Exceeding Rating Revisin: 65, Effective Date: 01/01/2018 PJM

109 PJM Manual 13: Emergency Operatins Sectin 6: Reprting Emergencies Sectin 6: Reprting Emergencies Welcme t the Reprting Emergencies sectin f the PJM Manual fr Emergency Operatins. In this sectin, yu will find the fllwing infrmatin: Reprting System Disturbances t the Department f Energy Reprting System Disturbances t NERC Reprting Capacity r Energy Shrtages t FERC Hw PJM respnds t fuel limitatins (see Fuel Limitatin Reprting ) Analysis prcess fr System Events and Disturbances 6.1 Reprting System Disturbances t the Department f Energy Under certain defined cnditins, PJM and/r its members are required t reprt the details f system disturbances t NERC and/r the Department f Energy. Per Attachment J, the reprting criteria and respnsible entity fr writing and submitting event reprts are identified in the PJM Operating Plan. 6.2 Reprting System Disturbances t NERC, SERC r RFC Under certain defined cnditins, PJM is required t reprt the details f system disturbances t NERC. Attachment J cntains the PJM Operating Plan that utlines the reprting criteria and respnsible entity fr writing and submitting the event reprts. 6.3 Reprting Capacity r Energy Shrtages t FERC Whenever PJM anticipates a shrtage f capacity r energy which culd affect deliveries t members whlesale custmers within the PJM Cntrl Area, PJM is required t reprt such shrtages t FERC. The reprt is t be submitted electrnically t FERC via the FERC Divisin f Reliability s emergency@ferc.gv. The reprt is t include the fllwing infrmatin, at a minimum: Nature and prjected duratin f the anticipated shrtage List f firm whlesale custmers likely t be affected by the shrtage Prcedures fr respnding t the shrtage Cntact persn at PJM fr further infrmatin [Shift Supervisr and the Chief System Operatr(s)] The trigger fr the reprt t FERC is the initiatin f a Manual Lad Dump Warning r Actin in accrdance with this Manual. 6.4 Fuel Limitatin Reprting Backgrund and Intent Revisin: 65, Effective Date: 01/01/2018 PJM

110 PJM Manual 13: Emergency Operatins Sectin 6: Reprting Emergencies PJM needs data cncerning unit fuel reserves fr it t reliably perate the PJM RTO and its assciated markets. This is especially true during perids f severe weather and/r times when there are external fuel cnstraints (i.e., cal strike, il embarg). During PJM s last capacity driven lad shed situatin (Winter Freeze, 1994) the fuels data prvided by PJM s members reduced the severity and duratin f actual lad curtailments. It is the intent f this prcedure t require all capacity resurces t reprt fuel data s that in severe situatins, PJM can cntinue t make the calls that are in the best interest f all its members. In cntrast with past prcedures, where PJM culd have used this data t restrict the utput f varius generatrs based upn their fuel limitatins withut financial cmpensatin, PJM will nw use the infrmatin t assist the market in prviding slutins t emergency situatins. PJM s authrity t require all capacity resurce wners t prvide these reliability based reprts is fund in the PJM Operating Agreement (Sectin 11.3 Member Respnsibilities; Sectin General; Sectin 1.10 Emergency, line ii) and in NERC EOP Standards. Seasnal and Peridic Reprting Prir t entering int the winter seasn, PJM will ntify and request frm all members with capacity resurces, a by unit reprt f fuel infrmatin via an edart based survey. Additinally, this infrmatin may be requested at ther intervals as deemed necessary such as a fuel crisis (i.e., embarg, strike) r frecasted perid f severe cld weather. Refer t PJM M-14D, Sectin fr additinal details. Real-Time Reprting When PJM receives a severe cld weather frecast r fresees a ptential fuel crisis (i.e. embarg, strike), real-time updates f fuel limited units will be requested f members via Part G f the Supplementary Status Reprt (Attachment C). This data will als be reprted in ther situatins when a Supplementary Status Reprts is requested, such as Capacity Shrtage emergencies. PJM members can cntact the PJM Master Crdinatr ( ) with questins r cncerns. Real-time reprting f fuel deficiencies (utside f a SSR request) can be reprted directly t the PJM Master Crdinatr. A unit is cnsidered fuel limited when it is nt capable at running at its maximum capacity fr the next 72 hurs. If a unit has an alternate fuel which wuld allw it t run at its maximum capacity fr mre than 72 hurs, it des nt need t be reprted. Hwever, if switching fuels invlves a shut dwn and intrduces the risk f the unit nt being able t re-start after the switch, the unit shuld be reprted if its primary fuel supply wuld prduce less than 72 hurs f runtime at maximum capacity. Besides fuel, the limitatin f ther resurces, such as water, may als restrict the amunt f time a unit will be able t perate. If a unit has less than 72 hurs f run time at maximum capacity due t any resurce limitatin, it alng with any fuel limited units shuld be reprted in Part G, Resurce Limited Units, f the Supplementary Status Reprt (See Attachment C). The fllwing infrmatin shuld be included: Unit Name The name f the unit(s) (units with shared resurce supplies shuld be listed tgether) that are cnsidered resurce limited. Fuel type Maximum Capacity The current maximum capacity f the unit(s). Revisin: 65, Effective Date: 01/01/2018 PJM

111 PJM Manual 13: Emergency Operatins Sectin 6: Reprting Emergencies Emergency Minimum If a unit cannt cycle due t uncertainty f starting up again, Emergency Minimum must be included with a nte in the Cmments sectin. Current Energy Current MW utput. Ttal Burn Hurs Remaining Ttal burn hurs remaining with unit at max capacity. Cmments If a unit is limited fr a resurce ther the fuel, this shuld be nted in this clumn as well as any ther pertinent infrmatin n the unit. In additin t unit infrmatin submitted t PJM via Part G f the SSR, members shuld als mnitr fuel inventries fr the fllwing minimum levels: Oil, Kersene, r Diesel CT s Less than r equal t 16 hurs at maximum capacity Gas CT s Less than r equal t 8 hurs at maximum capacity. Generatin dispatchers shuld infrm PJM Dispatch if the gas limitatin is daily. Steam Less than r equal t 32 hurs at maximum capacity In the event the abve levels are reached, generatin wners must immediately reprt this t the PJM Master Crdinatr (610) During thse ccasins where fuel supply emergencies have the ptential t impact bulk electric system reliability r capacity adequacy, PJM will submit an OE-417 reprt t DOE, NERC, and RFC and/r SERC n behalf f the apprpriate PJM Member. PJM s Use f Fuels Data PJM uses the fuel data in cnjunctin with the ther data reprted in the SSR t evaluate system cnditins. Reprts are then cmpiled. Sme prtins f the reprts are psted electrnically via the internet r ed/faxed t members s all members can assess the severity f the impending weather and available generatin capacity. Additinally reprts derived frm this infrmatin are used t lead strategy discussins amng SOS members abut the criticality f the situatin and t determine the timing f varius emergency prcedures that may be used. An invitatin may als be psted t ther members t attend a PJM SOS cnference call t discuss the meaning f this data and hw it may result in varius emergency prcedures. PJM will treat as cnfidential the infrmatin n individual units r cmpany data in accrdance with PJM s OATT and PJM Operating Agreement. Discussins n individual units r cmpany s fuel status will nly ccur between PJM and the generatin wners wh prvided the data. During grup discussins, PJM will nly discuss what pssible emergency actins are freseen r what aggregate fuel crisis exists. Unit specific Fuel Limitatin Infrmatin is cnsidered prprietary and cnfidential, and will nt be distributed amngst participants. Only aggregate infrmatin will be discussed fr the sle purpse f develping reliable perating strategies during prjected capacity deficient cnditins. Operatin f Fuel Limited Units PJM requests cmpanies that have units classified as fuel r resurce limited units t bid these units in the Max Emergency categry. This will serve t preserve these resurces Revisin: 65, Effective Date: 01/01/2018 PJM

112 PJM Manual 13: Emergency Operatins Sectin 6: Reprting Emergencies fr the times when they are needed mst. If a unit bid int PJM has resurces f less than 32 hurs (at maximum capacity) fr a steam unit, 16 hurs (at maximum capacity) fr a Oil, Kersene, r Diesel CT, r 8 hurs (at maximum capacity) fr a gas fired CT, and PJM has issued Cnservative Operatins, a Cld r Ht Weather Alert, then the unit must be bid in the Max Emergency categry, unless directed nt t d s by PJM Dispatch. Nte: Since a Cld Weather/Ht Weather Alert may nly be issued n a prtin f the PJM ftprint, and since PJM schedules and perates the ftprint as a single Balancing Authrity, PJM may elect nt t autmatically place Fuel Limited Resurces int the Maximum Emergency Categry. There may be times when Gas-fired Fuel Limited Cmbustin Turbines are placed int the Maximum Emergency generatin categry with a daily availability < 8 hurs per day (i.e. 5 hurs f gas per day). Cnsidering the daily nature f gas limitatins, the PJM dispatcher has the ptin f requesting the generatr wner, with daily gas limitatins, t remve the fuel limited resurce frm the Maximum Emergency Categry t ensure PJM tls ecnmically schedule the gas fired CTs. PJM will cntinue t schedule system generatin based upn the Tw Pass methdlgy and generatr wner s individual bids. If PJM has particular cncerns ver units deemed critical t current r future system cnditins, then PJM will initiate individual cmmunicatins with the members respnsible fr thse units. If PJM asks a unit t perate differently then what was accepted in the day ahead market (in rder t cnserve the unit s current fuel), then this unit wuld be paid its lst pprtunity cst fr the accepted hurs that it was nt run. (Reference PJM Operating Agreement, Sectin 3.2.3, (e), (f)). 6.5 Analysis f System Events and Disturbances The Transmissin Owning members f PJM and PJM are cmmitted t preserving the reliability f PJM mnitred transmissin facilities. Part f that cmmitment is t analyze system events r prblems fr the purpse f implementing crrective actins and sharing knwledge t imprving peratins at PJM and Transmissin Owning cmpanies. [See Attachment K.] Revisin: 65, Effective Date: 01/01/2018 PJM

113 PJM Manual 13: Emergency Operatins Sectin 7: TOP Operating Plan Submissin and Review (EOP-011) Sectin 7: TOP Operating Plan Submissin and Review (EOP-011) Welcme t the TOP Operating Plan Submissin and Review (EOP-011) sectin f the PJM Manual fr Emergency Operatins. In this sectin, yu will find the fllwing infrmatin: A descriptin f the prcess fr TOPs t submit Emergency Operating Plans A descriptin f the prcess fr PJM t review the TOPs submitted Emergency Operating Plans 7.1 TOP EOP-011 Operating Plan Submissin Prcess As indicated in EOP-011 R1, all TOPs must have an RC reviewed Operating Plan t mitigate Emergencies in its TOP area. TOPs within the PJM ftprint shall submit, via , their Operating Plans t PJM fr review and apprval using the address: dispsup@pjm.cm 7.2 TOP EOP-011 Operating Plan Review Prcess In accrdance with EOP-011 R3, when PJM receives an Operating Plan submitted by a TOP t mitigate Emergencies, PJM shall review the Operating Plan regarding any reliability risks that are identified between Operating Plans. Within 30 calendar days f receipt, PJM shall: Review each submitted Operating Plan n the basis f cmpatibility and interdependency with the PJM (as the BA and TOP) Operating Plan. Review each submitted Operating Plan fr crdinatin t avid risk t Wide Area reliability; and Ntify each Transmissin Operatr via r phne f the results f its review, specifying any time frame fr resubmittal f its Operating Plan if revisins are identified. Revisin: 65, Effective Date: 01/01/2018 PJM

114 PJM Manual 13: Emergency Operatins Attachment A: Public Ntificatin Statements Attachment A: Public Ntificatin Statements This attachment identifies the steps PJM s Crprate Cmmunicatins will take, when PJM System Operatins authrizes use f the identified weather-related capacity emergency messages, t infrm member cmmunicatins department staffs, the news media and the public and t crdinate emergency messages amng the cmmunicatins departments f members. The attachment includes ntices t member cmmunicatrs and prepared draft PJM news releases. The attachment cntains baseline cmmunicatins that represent the minimum that shuld be cmmunicated t the public. PJM and its members shuld and will expand and adapt cmmunicatins as they deem apprpriate under the circumstances. Members will tailr their public statements and cmmunicatins tactics t suit their individual needs and based upn their prcedures. Each member s cmmunicatins department will determine hw best t respnd t each emergency level. W1 Statement Call fr Cnservatin Purpse and Prcedures: This statement instructs affected transmissin wners t request the public t cnserve electricity because f develping pwer supply prblems. The W1 statement may be issued subsequent t a Vltage Reductin Alert and shuld be issued 12 t 15 hurs befre the effective perid. When PJM System Operatins rders a W1 statement, it will specify the hurs and days t which the call fr cnservatin applies. PJM issues the W1 ntice t member cmmunicatins departments by and alerts cmmunicatins staff f SOS-T members via an ALL-CALL system indicating in bth cases whether the ntice applies t all f PJM r a specific transmissin zne(s). Then, PJM issues a news release t the news media. W1 Ntice t Member Cmmunicatrs: Electricity supplies are tight. PJM System Operatins is calling fr public vluntary cnservatin f electricity because f the cntinuing (ht / frigid) weather. The call fr cnservatin applies t (all f PJM / names f PJM transmissin znes) during the hurs f (start and end times) n (date). Cmmunicatins departments at affected PJM members shuld implement their prcedures fr cmmunicating the call fr vluntary cnservatin t their custmers. PJM will issue a news release shrtly. W1 DRAFT News Release Call fr Cnservatin PJM ASKS CONSUMERS TO CONSERVE ELECTRICITY (Cld / Ht) Weather Cntinues t Push Electricity Use Higher (Valley Frge, Pa. DATE) PJM Intercnnectin, the electricity grid peratr fr mre than 61 millin peple in 13 states and the District f Clumbia, has requested the public in its regin t cnserve electricity. The call fr cnservatin was prmpted by cntinuing (ht / frigid) weather. The request is being made (thrughut PJM / in names f transmissin znes). Revisin: 65, Effective Date: 01/01/2018 PJM

115 PJM Manual 13: Emergency Operatins Attachment A: Public Ntificatin Statements PJM is asking cnsumers t reduce their use f electricity, if health permits, during the hurs f (times as specified by System Operatins) n (date). (Cld Weather) Demand fr electricity is expected t increase because f the extremely cld weather. Electricity custmers can take simple electricity cnservatin steps such as: Setting thermstats lwer than usual, if health permits, Pstpning use f majr electric appliances such as stves, dishwashers and clthes dryers until ther times, and Turning ff nn-essential electric lights, equipment and appliances. <end cld weather ptin> (Ht Weather ptin) Demand fr electricity is expected t increase as the excessive heat and humidity cntinue. Electricity custmers can take simple electricity cnservatin steps such as: Clsing curtains and blinds t keep ut the sun and retain cler air inside, Pstpning use f majr electric husehld appliances such as stves, dishwashers and clthes dryers until the cler evening hurs, If health permits, setting air cnditiner thermstats higher than usual, and Turning ff nn-essential electric appliances, equipment and lights. <end ht weather ptin> Cnserving electricity during (times as specified by System Operatins) n (date) will help ensure adequate pwer supplies. PJM cntinues t carefully mnitr the pwer supply cnditins. It will d everything pssible t keep pwer flwing in the regin. If necessary, PJM may take additinal steps, such as reducing vltage. PJM is crdinating effrts amng generatrs, pwer suppliers and lcal utilities. PJM is cmmunicating abut the situatin with state gvernment fficials thrughut the regin. PJM Intercnnectin, funded in 1927, ensures the reliability f the high-vltage electric pwer system serving 61 millin peple in all r parts f Delaware, Illinis, Indiana, Kentucky, Maryland, Michigan, New Jersey, Nrth Carlina, Ohi, Pennsylvania, Tennessee, Virginia, West Virginia and the District f Clumbia. PJM crdinates and directs the peratin f the regin s transmissin grid, which includes 62,556 miles f transmissin lines; administers a cmpetitive whlesale electricity market; and plans reginal transmissin expansin imprvements t maintain grid reliability and relieve cngestin. Visit PJM at ### W2 Statement Vltage Reductin Purpse and Prcedures: This ntice is issued when a vltage reductin has been rdered. Additinal, immediate electricity reductins may be needed. Revisin: 65, Effective Date: 01/01/2018 PJM

116 PJM Manual 13: Emergency Operatins Attachment A: Public Ntificatin Statements PJM issues the ntice t member cmmunicatins departments by and alerts cmmunicatins staff f SOS-T members via an ALL-CALL system indicating in bth cases whether the ntice applies t all f PJM r a specific transmissin zne(s). Then, PJM issues a news release t the news media. W2 Ntice t Member Cmmunicatrs: Because f extremely high demand fr electricity, a temprary vltage reductin is in effect fr (all f PJM / names f PJM transmissin znes). Cmmunicatins departments at affected PJM members shuld implement their prcedures fr cmmunicating abut the vltage reductin t their custmers. PJM will issue a news release shrtly. W2 DRAFT News Release Vltage Reductin PJM ORDERS VOLTAGE REDUCTIONS AS EXTREMELY (HOT / COLD) WEATHER CONTINUES Public Requested t Cnserve Electricity (Valley Frge, Pa. DATE) PJM Intercnnectin, the electricity grid peratr fr mre than 61 millin peple in 13 states and the District f Clumbia, has rdered a temprary vltage reductin t help meet the extremely high demand fr electricity. The high electricity use results frm the (frigid / extremely ht) weather cnditins. The vltage reductin and a request fr cnsumers t reduce use f electricity are being made (thrughut PJM / in names f transmissin znes). PJM and its members are wrking t ensure the area has enugh electricity t meet demand as pwer supplies grw tight during the (cld / ht) weather. A vltage reductin lwers the demand fr electricity. It helps t cnserve generating r transmissin line capacity. Mst custmers generally d nt ntice vltage reductins. (Cld Weather ptin) PJM is asking cnsumers t reduce their use f electricity, if health permits, during the hurs f (times as specified by System Operatins) n (date). Electricity custmers can take simple electricity cnservatin steps such as: Setting thermstats lwer than usual, if health permits, Pstpning use f majr electric appliances such as stves, dishwashers and clthes dryers until ther times, and Turning ff nn-essential electric lights, equipment and appliances. <end cld weather ptin> (Ht Weather ptin) PJM is asking cnsumers t reduce their use f electricity, if health permits, during the hurs f (times as specified by System Operatins) n (date). Electricity custmers can take simple electricity cnservatin steps such as: Clsing curtains and blinds t keep ut the sun and retain cler air inside, Revisin: 65, Effective Date: 01/01/2018 PJM

117 PJM Manual 13: Emergency Operatins Attachment A: Public Ntificatin Statements Pstpning use f majr electric husehld appliances such as stves, dishwashers and clthes dryers until the cler evening hurs, If health permits, setting air cnditiner thermstats higher than usual, and Turning ff nn-essential electric appliances, equipment and lights. <end ht weather ptin> PJM always takes steps first that have the least effect n mst electricity custmers. The steps include calling n demand respnse resurces. These utility custmers agreed in advance t eliminate r significantly reduce their use f electricity when tld t d s and are paid fr cutting back their electricity use. PJM will cntinue t mnitr cnditins and will request the public s assistance as necessary. PJM is cmmunicating abut the situatin with state gvernment fficials thrughut the regin. PJM Intercnnectin, funded in 1927, ensures the reliability f the high-vltage electric pwer system serving 61 millin peple in all r parts f Delaware, Illinis, Indiana, Kentucky, Maryland, Michigan, New Jersey, Nrth Carlina, Ohi, Pennsylvania, Tennessee, Virginia, West Virginia and the District f Clumbia. PJM crdinates and directs the peratin f the regin s transmissin grid, which includes 62,556 miles f transmissin lines; administers a cmpetitive whlesale electricity market; and plans reginal transmissin expansin imprvements t maintain grid reliability and relieve cngestin. Visit PJM at ### W3 Statement Rtating Outages Purpse and Prcedures: This emergency ntice is issued when rtating pwer utages are rdered. Additinal, immediate lad reductins are needed. PJM issues the ntice t member cmmunicatins departments by and alerts cmmunicatins staff f SOS-T members via an ALL-CALL system indicating in bth cases whether the ntice applies t all f PJM r a specific transmissin zne(s). Then, PJM issues a news release t the news media. W3 Ntice t Member Cmmunicatrs: Temprary rtating pwer utages are in effect. The brief rtating pwer utages affect (the entire PJM regin / names f transmissin znes). PJM System Operatins rdered the pwer utages because f extremely high demand fr electricity t avid widespread prblems. Cmmunicatins departments at affected PJM members shuld implement their prcedures fr cmmunicating t custmers abut the rtating utages. PJM will issue a news release shrtly. W3 DRAFT News Release Rtating Outages EXTREME ELECTRICITY DEMAND FORCES ROTATING POWER OUTAGES IN PJM Grid Operatr Says Vluntary Reductins in Electricity Use Urgently Needed Because f (Cld / Ht) Weather (Valley Frge, Pa. DATE) PJM Intercnnectin, the electric grid peratr fr mre than 61 millin peple in 13 states and the District f Clumbia, has directed utilities t temprarily Revisin: 65, Effective Date: 01/01/2018 PJM

118 PJM Manual 13: Emergency Operatins Attachment A: Public Ntificatin Statements interrupt electricity service t sme custmers. PJM said substantial cutbacks in electricity use are urgently needed. The brief, temprary pwer utages and request fr cnsumers t reduce use f electricity affect (the entire PJM regin / names f transmissin znes). The extremely (cld / ht) weather has pushed demand fr electricity in the area beynd available supplies. The cntrlled pwer utages help prevent the failure f the entire electric pwer supply system in the affected areas. (Cld Weather ptin) We understand the difficulty f being withut electricity fr any perid f time during the cld weather, said Terry Bstn, PJM president and chief executive fficer. That s why we first take steps that have the least effect n electric custmers. Hwever, given tday s situatin, we had t tell utilities t cnduct cntrlled electricity interruptins fr sme custmers. These shrt utages assist us in preserving cntinued peratin f the pwer supply system. PJM is asking cnsumers t reduce their use f electricity, if health permits, during the hurs f (times as specified by System Operatins) n (date). Electricity custmers can take simple electricity cnservatin steps such as: Setting thermstats lwer than usual, if health permits, Pstpning use f majr electric appliances such as stves, dishwashers and clthes dryers until ther times, and Turning ff nn-essential electric lights, equipment and appliances. <end cld weather ptin> (Ht Weather ptin) We understand the difficulty f being withut electricity fr any perid f time during this ht weather, said Terry Bstn, PJM president and chief executive fficer. That s why we first take steps that have the least effect n electric custmers. Hwever, given tday s situatin, we had t tell utilities t cnduct cntrlled electricity interruptins fr sme custmers. These shrt utages assist us in preserving cntinued peratin f the pwer supply system. PJM is asking cnsumers t reduce their use f electricity, if health permits, during the hurs f (times as specified by System Operatins) n (date). Electricity custmers can take simple electricity cnservatin steps such as: Clsing curtains and blinds t keep ut the sun and retain cler air inside, Pstpning use f majr electric husehld appliances such as stves, dishwashers and clthes dryers until the cler evening hurs, If health permits, setting air cnditiner thermstats higher than usual, and Turning ff nn-essential electric appliances, equipment and lights <end ht weather ptin> During a rtating pwer utage, electric service is interrupted t sme custmers fr a relatively shrt time. The utage can last 15 minutes t ne hur depending n the requirements f the lcal utility s system. At the end f that time, service is restred t the affected custmers. It is Revisin: 65, Effective Date: 01/01/2018 PJM

119 PJM Manual 13: Emergency Operatins Attachment A: Public Ntificatin Statements then interrupted t a different grup f custmers. In effect, the cntrlled pwer interruptins share limited pwer supplies amng all custmers. The prcedure prevents the failure f the entire electric pwer supply system. PJM will cntinue t mnitr cnditins and request the public s assistance as necessary. PJM is cmmunicating abut the situatin with state gvernment fficials thrughut the regin. PJM Intercnnectin, funded in 1927, ensures the reliability f the high-vltage electric pwer system serving 61 millin peple in all r parts f Delaware, Illinis, Indiana, Kentucky, Maryland, Michigan, New Jersey, Nrth Carlina, Ohi, Pennsylvania, Tennessee, Virginia, West Virginia and the District f Clumbia. PJM crdinates and directs the peratin f the regin s transmissin grid, which includes 62,556 miles f transmissin lines; administers a cmpetitive whlesale electricity market; and plans reginal transmissin expansin imprvements t maintain grid reliability and relieve cngestin. Visit PJM at ### Statements fr Exiting Emergency Cnditins Purpse and Prcedures: These ntices infrm member cmmunicatins departments that system cnditins have imprved and that an emergency actin has been canceled. Member cmmunicatrs can apprpriately shape their messages t the public and their custmers. PJM wuld issue news releases t annunce the end f these emergency prcedures. PJM issues the pst-level ntices first t member cmmunicatins departments by and alerts cmmunicatins staff f SOST members via an ALL-CALL system indicating in bth cases whether the message applies t all f PJM r a specific transmissin zne(s). Then, PJM issues a news release. Pst-W1 Ntice t Member Cmmunicatrs: As f (time), PJM Intercnnectin canceled the call fr cnservatin. PJM is n lnger requesting the public t reduce electricity use because f pwer supply cnditins. This message applies t (all f PJM / names f PJM transmissin znes). Pst-W2 Ntice t Member Cmmunicatrs: PJM Intercnnectin has canceled the vltage reductin. PJM instructed utilities t return vltages t nrmal levels at (time). This message applies t (all f PJM / names f PJM transmissin znes). Pst-W3 Ntice t Member Cmmunicatrs: PJM Intercnnectin has canceled the rtating utages. PJM instructed utilities t end rtating pwer utages at (time). This message applies t (all f PJM / names f PJM transmissin znes). Pst-W1 DRAFT News Release fr Exiting Call fr Cnservatin PJM ENDS SPECIAL CALL TO CONSUMERS TO CONSERVE ELECTRICITY Revisin: 65, Effective Date: 01/01/2018 PJM

120 PJM Manual 13: Emergency Operatins Attachment A: Public Ntificatin Statements (Valley Frge, Pa. DATE) PJM Intercnnectin, the electric grid peratr fr mre than 61 millin peple in 13 states and the District f Clumbia, has ended its special request fr the public t cnserve electricity. The call t reduce electricity use was prmpted by the (intenseheat wave/extremely cld weather). The request t reduce electricity use had applied (thrughut PJM / in names f transmissin znes). PJM thanked cnsumers fr their cnservatin f electricity and added that wise use f energy is always prudent. PJM said cnservatin had been imprtant in meeting pwer supply needs. PJM Intercnnectin, funded in 1927, ensures the reliability f the high-vltage electric pwer system serving 61 millin peple in all r parts f Delaware, Illinis, Indiana, Kentucky, Maryland, Michigan, New Jersey, Nrth Carlina, Ohi, Pennsylvania, Tennessee, Virginia, West Virginia and the District f Clumbia. PJM crdinates and directs the peratin f the regin s transmissin grid, which includes 62,556 miles f transmissin lines; administers a cmpetitive whlesale electricity market; and plans reginal transmissin expansin imprvements t maintain grid reliability and relieve cngestin. Visit PJM at ### Pst-W2 DRAFT News Release fr Exiting Vltage Reductin PJM ENDS VOLTAGE REDUCTION (Valley Frge, Pa. DATE) PJM Intercnnectin, the electricity grid peratr fr mre than 61 millin peple in 13 states and the District f Clumbia, has canceled the vltage reductin it rdered. PJM had rdered utilities t reduce vltage t meet the extremely high demand fr electricity during (intense heat/frigid temperatures). PJM als has canceled its request t cnsumers t reduce their use f electricity. The vltage reductin and request fr special cnservatin had applied t (the entire PJM regin / in names f transmissin znes). The vltage reductin ended at (time) (EDT/EST). The request t reduce the use f electricity ended at (time) (EDT/EST). In additin, PJM thanked cnsumers fr their vluntary cnservatin f electricity and added that wise use f energy is always prudent. PJM said cnservatin had been imprtant in meeting pwer PJM Intercnnectin, funded in 1927, ensures the reliability f the highvltage electric pwer system serving 61 millin peple in all r parts f Delaware, Illinis, Indiana, Kentucky, Maryland, Michigan, New Jersey, Nrth Carlina, Ohi, Pennsylvania, Tennessee, Virginia, West Virginia and the District f Clumbia. PJM crdinates and directs the peratin f the regin s transmissin grid, which includes 62,556 miles f transmissin lines; administers a cmpetitive whlesale electricity market; and plans reginal transmissin expansin imprvements t maintain grid reliability and relieve cngestin. Visit PJM at ### Pst-W3 DRAFT News Release fr Exiting Rtating Outages PJM ENDS ROTATING POWER OUTAGES Revisin: 65, Effective Date: 01/01/2018 PJM

121 PJM Manual 13: Emergency Operatins Attachment A: Public Ntificatin Statements (Valley Frge, Pa. DATE) PJM Intercnnectin, the electric grid peratr fr mre than 61 millin peple in 13 states and the District f Clumbia, has ended its rder t utilities t temprarily interrupt electricity service t custmers. Their electricity service shuld resume t nrmal. Substantial cutbacks in electricity were required because extremely (ht/cld) weather had pushed demand fr electricity beynd available supplies. The brief rtating pwer utages helped prevent the failure f the regin s entire electric pwer supply system. The rtating pwer utages had ccurred in (the entire PJM regin / names f transmissin znes). We appreciate electricity custmers patience during the rtating utages, said Terry Bstn, PJM president and chief executive fficer. We understand the difficulty f being withut electricity fr any perid f time, especially with current temperatures. These shrt utages helped us keep the reginal pwer supply system in peratin. During a rtating pwer utage, electric service is interrupted t sme custmers fr a relatively shrt time. The utage can last 15 minutes t ne hur depending n the requirements f the lcal utility s system. At the end f that time, service is restred t the affected custmers. It is then interrupted t a different grup f custmers. In effect, the cntrlled pwer interruptins share limited pwer supplies amng all custmers. The prcedure prevents the failure f the entire electric pwer supply system. The rtating pwer utages were rdered at (time) (EDT/EST) and ended at (time) (EDT/EST). PJM Intercnnectin, funded in 1927, ensures the reliability f the high-vltage electric pwer system serving 61 millin peple in all r parts f Delaware, Illinis, Indiana, Kentucky, Maryland, Michigan, New Jersey, Nrth Carlina, Ohi, Pennsylvania, Tennessee, Virginia, West Virginia and the District f Clumbia. PJM crdinates and directs the peratin f the regin s transmissin grid, which includes 62,556 miles f transmissin lines; administers a cmpetitive whlesale electricity market; and plans reginal transmissin expansin imprvements t maintain grid reliability and relieve cngestin. Visit PJM at ### Revisin: 65, Effective Date: 01/01/2018 PJM

122 PJM Manual 13: Emergency Operatins Attachment B: Telecnference Prtcl Guidelines Attachment B: Telecnference Prtcl Guidelines Cnference calls shuld be as brief as pssible with nly issues requiring immediate attentin being discussed. Each cmmittee shuld designate an fficial leader fr all cnference calls, typically the chairman f the cmmittee. Cnference calls shuld be cnducted frm a quiet lcatin. Side cnversatins shuld be prhibited t prevent distractins during calls. Cnference call participants shuld utilize phne muting capabilities, avid the use f cell phnes whenever pssible, and avid placing the cnference call n hld. When cnference calls are cnducted as jint calls between cmmittees, there shuld be a clear understanding f wh the spkespersn is fr each cmpany. The leader shuld cmmunicate an Agenda t the members prir t the call if time permits. Otherwise, at the start f the meeting, the leader shuld annunce the Agenda and ask fr additinal Agenda items. It shuld be made clear that nce the Agenda is finalized, nly items n the Agenda will be discussed. Status infrmatin, spreadsheets, r ther text t be discussed during the cnference call shuld be ed r faxed t participants prir t the call with sufficient lead time t allw fr delivery and review. Issues nt relating t the grup as a whle shuld be handled by a separate cmmunicatin between the invlved parties. Cmmittee members shuld make every attempt t enter the cnference call by r prir t the specified time f the call. The start f the call shuld nt be delayed waiting fr participants t jin. At the start f the call, the leader will initiate a rll call. At this time, it is the respnsibility f the individual cmmittee members t annunce and intrduce any guests that will be n the call. Guests shuld channel all cmments thrugh the cmmittee members unless asked t address a certain issue. All speakers shuld identify themselves when speaking. It is the leader s respnsibility t encurage participatin by all, while at the same time keeping the meeting n track. Silence des nt necessarily indicate agreement. When vting n issues, the leader shuld pll each cmmittee member. It shuld be predetermined hw much agreement is needed n an issue fr its apprval. The meeting shuld be summarized by the leader highlighting all decisins, actin items and pririties. The next cnference, if needed, shuld be set up at this time. In crisis situatins, actin items resulting frm the cnference call shuld be sent t all cmmittee members as sn as pssible fllwing the end f the call. In rutine situatins, minutes shuld be sent ut by the end f the fllwing day. Revisin: 65, Effective Date: 01/01/2018 PJM

123 PJM Manual 13: Emergency Operatins Attachment B: Telecnference Prtcl Guidelines Use muting capability when nt speaking. Avid cell phnes, if pssible. D nt place call n hld. Draft Agenda Template fr Transmissin calls Rll Call: Slicit additins t Peak Lad Cnference Call Agenda during rle call Summary f System Cnditins: Summary f Previus Days peratins (ptinal) Prblem areas Emergency Prcedures Current Day Operatins Weather Prjectins / frnts SSR Infrmatin (Lad/Capacity/Reserves) Interchange prjectins Transmissin Cnstraints Vltage Prfile Current Emergency Prcedures Prjected Emergency Prcedures External System Cnditins Future Day (s) Operatin Prjectins Weather Prjectins / frnts SSR Infrmatin (Lad/Capacity/Reserves) Transmissin Cnstraints Prjected Emergency Prcedures Summary f PJM Operating Strategy As needed additinal tasks t be crdinated between PJM Transmissin Owners and neighbrs t facilitate emergency peratins t include: Public appeals Fuel supply and restrictins (envirnmental, etc.) Lad management Gvernment requests and ntificatins Cmmunicatins with ther PJM perating entities, members and neighbrs Revisin: 65, Effective Date: 01/01/2018 PJM

124 PJM Manual 13: Emergency Operatins Attachment B: Telecnference Prtcl Guidelines Future Cnference Call Times Additinal agenda Items Rll Call: Additinal Cmpany Cncerns Agreement with PJM Operating Strategy Agreement n future Cnference Calls Revisin: 65, Effective Date: 01/01/2018 PJM

125 PJM Manual 13: Emergency Operatins Attachment C: Supplementary Status Reprt PJM SUPPLEMENTARY STATUS REPORT Attachment C: Supplementary Status Reprt INFORMATION FOR: (CONTROL CENTER NAME) Date: / / Time: : Cmpleted By: Phne #: Values are t be cmpleted fr the time requested by PJM Dispatcher PART A: Instantaneus Capacity Check NOTE: Only generatin that is synchrnized, Hydr and CTs less than 10 minutes, and applicable Resurce limited units reprted in Part G shuld be included in this sectin. Nuclear Fssil Hydr CT/Diesel On Cst Capacity A C E F Maximum Emergency Capacity B D G PART B: Energy Laded Nuclear Fssil Hydr CT/Diesel PJM Phne Number: PJM Fax Number: Exhibit 6: Supplementary Status Reprt Infrmatin Reprted by PJM Members PJM SUPPLEMENTARY STATUS REPORT INFORMATION FOR: (CONTROL CENTER NAME) Date: / / Time: : Cmpleted By: Phne #: Values are t be cmpleted fr the time requested by PJM Dispatcher Revisin: 65, Effective Date: 01/01/2018 PJM

126 PJM Manual 13: Emergency Operatins Attachment C: Supplementary Status Reprt PART E: Changes t Capacity Reprted in PART A (Example: Unit t start utage, Unit reduced due t utage, etc.) ANY CHANGE IN NEXT 24 HOURS (N Minimum MW) ANY CHANGES > 300 MW WITHIN 72 HOURS Unit Name Old Capacity New Capacity Expected Date Expected Time f Change PART F: Additinal Capacity Expected and CT s > 10 minutes (Example: Unit scheduled t synchrnize later in the day, CT s that were NOT included in Part A) NOTE: Please identify ME Units in the Expected Time t Synchrnize clumn EXPECTED GENERATION THAT WAS NOT REPORTED IN PART A Unit Name Capacity Date Expected Time t Synchrnize PJM SUPPLEMENTARY STATUS REPORT INFORMATION FOR: (CONTROL CENTER NAME) Date: / / Time: : Cmpleted By: Phne #: Values are t be cmpleted fr the time requested by PJM Dispatcher PART G: Resurce Limited Unit (Any unit with less than 72 hurs at maximum capacity) NOTE: Resurce limited units shuld be placed under the apprpriate categry in PART A, if applicable. Revisin: 65, Effective Date: 01/01/2018 PJM

127 PJM Manual 13: Emergency Operatins Attachment C: Supplementary Status Reprt PJM SUPPLEMENTARY STATUS REPORT INFORMATION FOR: (CONTROL CENTER NAME) Ntify the Master Crdinatr immediately if a Steam unit has < 32 hurs r Oil, Kersene, r Diesel CT s has < 16 hurs available r Gas CT s has < 8 hurs Unit Name Fuel Type Maximum Capacity Emergency Minimum Current Energy Ttal Burn Hurs Remaining Cmments PJM SUPPLEMENTARY STATUS REPORT INFORMATION FOR: (CONTROL CENTER NAME) Date: / / Time: : Cmpleted By: Phne #: Values are t be cmpleted fr the time requested by PJM Dispatcher COMMENTS: Revisin: 65, Effective Date: 01/01/2018 PJM

128 PJM Manual 13: Emergency Operatins Attachment C: Supplementary Status Reprt Supplementary Status Reprt Terminlgy The bjective f the Supplementary Status Reprt (SSR) is t get an instantaneus snapsht f the PJM RTO generating capacity and fuel limitatins. Each PJM Member is bligated t prvide infrmatin fr all requested sectins that apply t them. This infrmatin can be frwarded t PJM either by facsimile t PJM Cntrl Rm r by telephne t PJM Master Crdinatr. The Supplementary Status Reprt will be used by PJM t perfrm an analysis and prepare a capacity/lad/reserve prjectin when the ptential exists fr a serius PJM bulk pwer emergency. This dcument is designed t prvide members with a cmmn reference fr defining terms used n the PJM Supplementary Status Reprt. The definitins belw are rganized in the same rder as the terms are listed n the Supplementary Status Reprt. Part A: Instantaneus Capacity Check When PJM Dispatch requests a Supplementary Status Reprt, a time will be specified fr prviding the infrmatin n the reprt. In Part A, the synchrnized capacity fr all units shuld be brken dwn by the specified categries f n cst and maximum emergency. Hydr and CT/Diesel Units that can be started and synchrnized within ten minutes f the time specified are t be cnsidered instantaneus capacity. The intent f Part A is t prvide PJM with an accurate real-time picture f the actual available capacity. Part A shuld nly include the actual available capacity at the specified time. If any part f the capacity is unavailable fr any reasn, (i.e. start failure, partial de-rating, etc.) that capacity shuld nt be included in Part A but reprted in Part E: Capacity Changes. The categries f capacity are defined as fllws: Nuclear Capacity: Any nuclear unit synchrnized at the time f the Supplementary Status Reprt. The net capacity f all nuclear units shuld be brken dwn by: Line A - On cst: All capacity that will be laded fllwing ecnmic dispatch. Line B - Max Emergency: The ttal amunt f capacity classified as Maximum Emergency generatin. This is the amunt abve ecnmic (n cst) generatin that will lad if PJM declares a Maximum Generatin Emergency. Fssil Capacity: Any unit synchrnized that is classified as a fssil unit (including cmbined cycles) at the time f the Supplementary Status Reprt. The net capacity f all fssil units shuld be brken dwn by: Line C - On-cst: All capacity that will be laded fllwing ecnmic dispatch. Line D - Max Emergency: The ttal amunt f capacity classified as Maximum Emergency generatin. This is the amunt abve ecnmic (n cst) generatin that will lad if PJM declares a Maximum Generatin Emergency. Hydr Capacity: Any unit that is classified as a Hydr unit (including pumped strage and run f river) at the time f the Supplementary Status Reprt. The net capacity f all hydr units shuld be brken dwn by: Line E - On-cst: All capacity that will be laded fllwing ecnmic dispatch. Revisin: 65, Effective Date: 01/01/2018 PJM

129 PJM Manual 13: Emergency Operatins Attachment C: Supplementary Status Reprt CT/Diesels Capacity: Any unit synchrnized that is classified as a CT r diesel unit at the time f the Supplementary Status Reprt. The net capacity f all CT/Diesel units shuld be brken dwn by: Nte: Hydr and CT/Diesel Units that can be started and synchrnized within ten minutes f the time specified are t be cnsidered n cst. Line F - On-cst: All capacity that will be laded fllwing ecnmic dispatch. Line G - Max Emergency: The ttal amunt f capacity classified as Maximum Emergency generatin. This is the amunt abve ecnmic (n cst) generatin that will lad if PJM declares a Maximum Generatin Emergency. Part B: Energy Laded Part B allws members t infrm PJM f the ttal amunt f energy already laded at the time f the Supplementary Status Reprt. This includes all energy classified as On-cst and Max Emergency. Part E: Capacity Changes t Part A Capacities Part E f the Supplementary Status Reprt allws members t infrm PJM f any capacity changes t thse units that were included in Part A. Any change in actual available capacity reprted in Part A (n minimum MW limit) in the fllwing 24-hurs and any change larger than 300 MW fr the next 72-hurs shuld be reprted. The reprted changes will allw PJM dispatcher t determine accurate frecast f expected capacity in the specified Operating Day(s). The headings are as fllws: Name: The name f the unit(s) that are expected t change available capacity. Old Capacity: Capacity as reprted in Part A. New Capacity: The expected capacity f the unit(s). Date: The date the change is expected t be cmpleted. Time: The time the change is expected t be cmpleted. Part F: Expected Additinal Capacity: Part F f the Supplementary Status Reprt allws members t update PJM n units that are expected t synchrnize t the system t prvide additinal capacity fr the specified Operating Day. Expected time t synchrnize is in reference t the actual clck time that the unit is expected t synchrnize. Please indicate ME fr Max Emergency units in the Expected Time t Synchrnize clumn. Changes t thse units whse capacities were reprted in Part A, shuld nt be included in this sectin, but rather in Part E. Part F shuld als include CT s that take lnger than 10 minutes t synchrnize. If there are numerus CT s in this categry (nn-quick start), they may be ttaled and reprted tgether as a single entry. Part G: Resurce Limited Units Part G f the Supplementary Status Reprt allws members t update PJM n units that currently have a limited resurce (fuel, water, etc.) amunt. The definitin fr determining if a unit is resurce limited is when it is nt capable f running at its rated capacity fr mre than 72 Revisin: 65, Effective Date: 01/01/2018 PJM

130 PJM Manual 13: Emergency Operatins Attachment C: Supplementary Status Reprt hurs. Resurce Limited Units shuld als be placed in Part A under their apprpriate categry, if applicable. Generally, resurce limited units shuld be placed in Max Emergency t preserve them fr the time they will be mst needed. Unless directed therwise by PJM, the fllwing units that are bid in and r running fr PJM must be placed int Max Emergency fllwing cmpletin f the SSR Part G if a Cld Weather r Ht Weather Alert has been issued: steam units with less than 32 hurs (at maximum capacity) f resurces in current inventry, Oil, Kersene, r Diesel cmbustin turbines with less than 16 hurs (at maximum capacity), and gas fired cmbustin turbines with less than 8 hurs f resurces The PJM Master Crdinatr shuld als be ntified by phne ( ) when a unit has reached this status. Additinal infrmatin n the peratin f fuel limited units is fund in Sectin 5 f this Manual. The headings fr Part G are as fllws: Unit Name: The name f the unit(s) (units with shared resurce supplies shuld be listed tgether) that are cnsidered resurce limited. Fuel Type Maximum Capacity: The current maximum capacity f the unit(s). Emergency Minimum: If a unit cannt cycle due t uncertainty f starting up again, Emergency Minimum must be included with a nte in the Cmments sectin. Current Energy: Current MW utput. Ttal Burn Hurs Remaining: Ttal burn hurs remaining with unit at max capacity frm the time the SSR was called. Cmments: If a unit is limited fr a resurce ther the fuel, this shuld be nted in this clumn as well as any ther pertinent infrmatin n the unit. PJM MAXIMUM GENERATION REPORT FOR: Date: Time: RSC Capacity SSR Capacity Capacity Changes Bias Adjusted Capacity Nuclear Capacity A.) On Cst B.) Maximum Emergency Fssil Capacity C.) On Cst D.) Maximum Emergency Revisin: 65, Effective Date: 01/01/2018 PJM

131 PJM Manual 13: Emergency Operatins Attachment C: Supplementary Status Reprt PJM MAXIMUM GENERATION REPORT FOR: Hydr Capacity E.) On Cst Date: Time: C.T. / Diesel Capacity F.) On Cst G.) Maximum Emergency TOTALS EXPECTED CAPACITY PURCHASES RESOURCE LIMITED MW SALES LOAD ESTIMATE ESTIMATED RESERVE NET SUMMER INSTALLED CAPACITY = RESERVE REQUIREMENT UNSCHEDULED AVAILABLE CAPACITY ADDITIONAL COMMENTS: Exhibit 7: PJM Maximum Generatin Reprt Revisin: 65, Effective Date: 01/01/2018 PJM

132 PJM Manual 13: Emergency Operatins Attachment D: Emergency Bid Frm Attachment D: Emergency Bid Frm Emergency Bid Frm Emergency Energy Bid Frm Vice: (610) Fax: (610) Fr Internal Use Phne: ID: Date: Cmpany: Representative: Phne: ( ) -, Ext: Cntrl Area/Interface thrugh which the pwer is being delivered: NYPP Identifier (if applicable): Full Path (including supplier, wheelers, marketers, brkers, receiver) 1 Ntificatin time t accept: Minimum Run Time: Frm T HHMM-HHMM Emergency Energy Available t Deliver (MW) Bid Price f Energy ($/MWh) Fr Capacity Backed nly: ExSchedule ID Frm T HHMM-HHMM Capacity Backed Available t Cut (MW) Bid Price f Energy ($/MWh) Minimum time required t start the energy flwing int PJM. Exhibit 8: Emergency Bid Frm Revisin: 65, Effective Date: 01/01/2018 PJM

133 PJM Manual 13: Emergency Operatins Attachment D: Emergency Bid Frm Rules fr submitting an Emergency Energy Bid Frm: Submitter must verify, by telephne, that the bid was received by PJM, therwise the bid is invalid. Frm must be cmpleted fully with valid and cmplete path. N transmissin is required frm the PJM prvider. Only ne price per bid. Only ne MW value per bid. PJM will evaluate bids based n bid price, ntificatin time, and minimum run time. There are n price caps n emergency bids and they are eligible t set LMP. The Cmpleted Emergency Energy Bid Frm is t be submitted via as the primary means t emergencybid@pjm.cm. If is nt available, Emergency Energy Bid Frms may be faxed as a secndary means f submittal. The fax number is (610) Revisin: 65, Effective Date: 01/01/2018 PJM

134 PJM Manual 13: Emergency Operatins Attachment E: Manual Lad Dump Allcatin Tables Attachment E: Manual Lad Dump Allcatin Tables Exhibit 9: Manual Lad Dump Allcatin Tables Under capacity deficient cnditins, the PJM Operating Agreement set frth in Schedule 1, Sectin that states that: (b) T the extent lad must be shed t alleviate an Emergency in a Cntrl Zne, the Office f the Intercnnectin shall, t the maximum extent practicable, direct the shedding f lad within such Cntrl Zne. The Office f the Intercnnectin may shed lad in ne Cntrl Zne t alleviate an Emergency in anther Cntrl Zne under its cntrl nly as necessary after having first shed lad t the maximum extent practical in the Cntrl Zne experiencing the Emergency and nly t the extent that PJM supprts ther cntrl areas (nt under its cntrl) in thse situatins where lad shedding wuld be necessary, such as t prevent islatin f facilities within the Eastern Intercnnectin, t prevent vltage cllapse r t restre system frequency fllwing a system cllapse; prvided, hwever, that the Office f the Intercnnectin may nt rder a manual lad dump in a Cntrl Zne slely t address capacity deficiencies in anther Cntrl Zne. This paragraph shall be implemented cnsistent with Nrth American Electric Reliability Cuncil and applicable Reliability Cuncil Standards. The PJM EMS lad dump calculatr determines which Cntrl Zne(s) is shrt based n realtime. Lad, energy values frm EMS and capacity values received daily frm Capacity Market Operatins (Net Zne Capacity Psitin). Real-time energy values are used as a surrgate fr available capacity because in a capacity shrtage situatin all available generatin shuld be laded t full capacity. Since mst f the values used in the lad shed calculatin are realtime dynamic numbers, the calculatin is perfrmed in the PJM EMS. Fr lad shed calculatin purpses, cmmitted Capacity Resurces lcated in a specific Cntrl Zne are cnsidered t serve lad in that Cntrl Zne. ExSchedule users are able t specify that an external energy schedule is designated fr a specific Cntrl Zne. Resurces that are nt designated fr a specific Cntrl Zne are cnsidered an RTO resurce fr lad shed calculatin purpses and allcated acrss all Cntrl Znes accrding t lad rati share. External generatin perating in PJM Markets via a Dynamic Transfer (Dynamic Schedule r Pseud-Tie) is Revisin: 65, Effective Date: 01/01/2018 PJM

135 PJM Manual 13: Emergency Operatins Attachment E: Manual Lad Dump Allcatin Tables cnsidered an RTO resurce and allcated acrss all Cntrl Znes accrding t lad rati share. Further, during Reserve Sharing events, assistance received r prvided t utside Balancing Authrities is allcated acrss all Cntrl Znes accrding t lad rati share. Only Cntrl Znes that are determined t be deficient are assigned a share f a lad shed request initiated due t RTO capacity deficiencies. If the PJM Mid-Atlantic Regin is determined t be deficient, its share is further allcated accrding t PJM M-13, Attachment E. The NetZneCapacityPsitin RPM is determined frm infrmatin in the Reliability Pricing Mdel (RPM). NetZneCapacityPsitinRPM = (Final Znal UCAP ObligatinCntrl Zne + Final Znal FRR ObligatinCntrl Zne) (RPM Cmmitted CapacityCntrl Zne + FRR Cmmitted CapacityCntrl Zne) Where, RPM Cmmitted CapacityCntrl Zne = Sum f RPM cmmitments n all capacity resurces within the cntrl zne. Generatin resurce cmmitments are valued at the delivery year EFORd. FRR Cmmitted CapacityCntrl Zne = Sum f FRR cmmitments n all capacity resurces within the cntrl zne. Generatin resurce cmmitments are valued at the delivery year EFORd. Revisin: 65, Effective Date: 01/01/2018 PJM

136 PJM Manual 13: Emergency Operatins Attachment F: PJM Manual Lad Dump Capability Attachment F: PJM Manual Lad Dump Capability Exhibit 10: PJM Manual Lad Dump Capability (Manual Lad Shed Capability, excluding UFLS, refers t lad that can be curtailed via SCADA within 5 minutes) Revisin: 65, Effective Date: 01/01/2018 PJM

137 PJM Manual 13: Emergency Operatins Attachment F: PJM Manual Lad Dump Capability Nte: Cntrl Zne Under Frequency Lad Shed (UFLS) Settings as fllws: Mid-Atlantic: 59.3, 58.9, % increments Western Cntrl Zne: 59.5, 59.3, 59.1, 58.9, and 58.7 increments CmEd: 59.3, 59.0 and % increments Dminin: 59.3, 59.0 and % increments. Revisin: 65, Effective Date: 01/01/2018 PJM

138 PJM Manual 13: Emergency Operatins Attachment G: Deleted Attachment G: Deleted Revisin: 65, Effective Date: 01/01/2018 PJM

139 PJM Manual 13: Emergency Operatins Attachment H: Minimum Generatin Calculatin Midnight Perid Attachment H: Minimum Generatin Calculatin Midnight Perid Minimum Generatin Infrmatin Fr: Date: Perid: Minimum Generatin Alert Issued Hurs Cancelled Hurs Minimum Declaratin Declared Hurs Cancelled Hurs Regulatin remved frm Units Hurs Cancelled Hurs Lambda Signal t Zer Hurs Cancelled Hurs Reduce Emergency Reducible Generatin Hurs Cancelled Hurs CO Western Mid Atl Suthern NI TOTAL REDUCIBLE ON DECLARATION Emergency Reducible Generatin Time Issued % Reduced MW Reduced Key/Cn MW Time Cancelled MWs Reduced n Declaratin and Event CO Declaratin Event CO Declaratin Event Exhibit 11: Minimum Generatin Infrmatin Revisin: 65, Effective Date: 01/01/2018 PJM

140 PJM Manual 13: Emergency Operatins Attachment H: Minimum Generatin Calculatin Midnight Perid Minimum Generatin Wrksheet Midnight Perid Day f Week: Date: Date Time Initials Nrmal Min Generatin # Pumping Lad - Hydr + Net Interchange + Dispatchable Cntracts - Spt Market - R.E.C. s + Adjusted Min Generatin Valley Lad Estimate # Margin NO Minimum Generatin Alert needed Exhibit 12: Minimum Generatin Calculatin Revisin: 65, Effective Date: 01/01/2018 PJM

141 PJM Manual 13: Emergency Operatins Attachment H: Minimum Generatin Calculatin Midnight Perid Exhibit 13: edart Min Gen Calculatin Wrksheet Revisin: 65, Effective Date: 01/01/2018 PJM

142 PJM Manual 13: Emergency Operatins Attachment H: Minimum Generatin Calculatin Midnight Perid Exhibit 14: edart ERG Reprting Frm Revisin: 65, Effective Date: 01/01/2018 PJM

143 PJM Manual 13: Emergency Operatins Attachment I: Lcal Pst Cntingency Operatins Guide Intrductin and Backgrund Attachment I: Lcal Pst Cntingency Operatins Guide Each PJM Transmissin Owner has established lcal planning criteria fr its system that apply t the lwer vltage facilities and its assciated distributin facilities. Thse criteria may vary frm the planning criteria that are embdied in the PJM Reginal Transmissin Planning Prcess. Part f thse criteria may be t assume a level f risk f lad shedding in lcal areas fr cntingencies that the Transmissin Owner has determined has a lw prbability f ccurrence. PJM s peratinal practice is t respect all limits n mnitred facilities ver which PJM has peratinal cntrl. In lcal cntingency situatins, it is cmmn t reach a pint where there are n generatin redispatch ptins that can be emplyed t mitigate the cntingency verlads. In thse situatins, PJM issues a Pst-cntingency Lcal Lad Relief Warning (PCLLRW) t alert the Transmissin Owner in that area that it may be necessary t shed lad if the cntingency ccurs. In many areas, the PCLLRWs are issued n a frequent basis when the intentin f the Transmissin Owner s planning criteria is t accept the risk f lad shedding. Therefre, this guide is being implemented t establish a prcess fr identifying thse areas where the lcal planning criteria assume the lad shedding risk and dcument thse areas in this guide. Prcedure The Transmissin Owner will review their system and lcal planning criteria and identify lcal areas where lcal planning criteria accept sme level f risk, and thse areas meet the fllwing criteria: Lad area at risk will nt exceed 100 MW. Lad area at risk is nt served by three r mre transmissin lines at 345 kv r higher. Fr the areas identified in Step 1, the Transmissin Owner will identify the cntingency pairs that wuld place the area at risk, and thse cntingency pairs meet the fllwing criteria: The mnitred element cannt be a transmissin line at 230 kv r higher, unless the line is a radial feed. PJM Planning will review the submitted infrmatin t verify its cnfrmance with the requirements f this guide. Planning will reprt its results t Operatins and the Transmissin Owner. If the facilities are acceptable, the cntingency pairs will be entered int the table in this guide and psted as part f PJM M-3, Transmissin Operatins. Revisin: 65, Effective Date: 01/01/2018 PJM

144 PJM Manual 13: Emergency Operatins Attachment J: Disturbance Reprting US Department f Energy Attachment J: Disturbance Reprting US Department f Energy Electric Emergency Incident and Disturbance Reprt (United States Department f Energy, Frm OE-417) and EOP-004 Event Reprting Backgrund Emergency electric incidents and disturbances leading t interruptins f pwer culd lead t disruptins f critical infrastructures such as natural gas r petrleum prduct pipelines, water supplies, and telecmmunicatins systems. The natinal security, ecnmic prsperity, and scial well-being f the natin depends n the cntinuing reliability f ur increasingly cmplex and interdependent infrastructures. In additin t these interdependencies, the rapid evlutin f infrmatin technlgy in the electric pwer industry has natinal security implicatins due t the interdependent netwrks f physical and infrmatin infrastructures. Infrmatin technlgy has changed the way the Natin s business is transacted, the way gvernment perates, and the way gvernment addresses natinal security. EOP-004 cvers the critical reprting f electrical emergency incidents, disturbances r destructin that disrupts the peratin f critical infrastructure in the electric pwer industry. DOE frm OE-417 cvers additinal reprting requirements such as cyber-attacks and lss f custmers. Under R2 f EOP-004, Respnsible Entities may submit either the Attachment 2 frm included in EOP-004 r a DOE-OE-417 frm. Reprting Requirements EOP-004 requirements may result in several Respnsible Entities submitting a reprt fr the same event. Specific t the PJM Operating Plan, if an event requires a reprt t be submitted, PJM will submit an event reprt. Member cmpanies are required t prvide the event infrmatin t PJM via either the Attachment 2 in EOP-004 r the OE-417 frm. Cpies f the reprts required fr EOP-004 are t be prvided t PJM six hurs prir t the 24 submittal deadline t allw time fr PJM t meet reprting requirements. Members may use the Attachment 2 frm in EOP-004 r the DOE frm OE-417. There may be ther submittal timing requirement fr the OE-417 frm. They include: either 1 hur r 6 hurs, criteria dependent. The PJM Operating Plan includes the specific timing submittal requirements. Attachment 2 reprt and/r OE-417 reprt must be submitted by the Entity Respnsible t PJM (listed in the PJM Operating Plan table belw) at the fllwing address: 1. PJM dispsup@pjm.cm PJM will then review and submit the reprt t the fllwing rganizatins: 1. NERC - systemawareness@nerc.net 2. DOE - dehqec@hq.de.gv 3. RFC (disturbance@rfirst.rg) r SERC (reprting_line_sit@list-serc1.rg) When PJM submits a reprt, PJM will cpy the affected members with the reprt. A Member cmpany may als have direct cmpliance respnsibility t EOP-004 where the member is required t reprt an event t applicable law enfrcement and gvernment agencies Revisin: 65, Effective Date: 01/01/2018 PJM

145 PJM Manual 13: Emergency Operatins Attachment J: Disturbance Reprting US Department f Energy per R1 f standard EOP-004 and their specific Operating Plan. Refer t the NERC website fr details n filling ut the reprt and fr the mst recent versin f the reprt. An nline versin f the OE-417 frm can be fund at Revisin: 65, Effective Date: 01/01/2018 PJM

146 PJM Manual 13: Emergency Operatins Attachment J: Disturbance Reprting US Department f Energy PJM Operating Plan fr EOP-004 (R1 and R2) Event Type Entity with Reprting Respnsibility as indicated in EOP-004 r OE-417 Threshld fr Reprting Entity respnsible fr prviding reprt t PJM Deadline t submit the reprt t regulatry rganizatins Damage r destructin f a Facility(OE-417 #1 r #9) RC, BA, TOP Damage r destructin f a Facility within its Reliability Crdinatr Area, Balancing Authrity Area r Transmissin Operatr Area that results in actins t avid a BES Emergency. Transmissin Owner supplies damage infrmatin. PJM will supply the actins taken t avid a BES Emergency and submit the reprt. 24hrs per EOP-004 1hr r 6hrs per OE-417 (criteria dependent). 72hrs fr final OE-417 Damage r destructin f a Facility(OE-417 #1 r #9) BA, TO, TOP, GO, GOP, DP Damage r destructin f its Facility that results frm actual r suspected intentinal human actin. Entity that wns damaged equipment 24hrs per EOP-004 1hr r 6hrs per OE-417 (criteria dependent). 72hrs fr final OE-417 Physical threats t a Facility BA, TO, TOP, GO, GOP, DP Physical threat t its Facility excluding weather r natural disaster related threats, which has the ptential t degrade the nrmal peratin f the Facility. OR Suspicius device r activity at a Facility. D nt reprt theft unless it degrades nrmal peratin f a Facility. Entity that wns the equipment threatened 24hrs per EOP-004 Physical threats t a BES cntrl center RC, BA, TOP Physical threat t its BES cntrl center, excluding weather r natural disaster related threats, which has the ptential t degrade the nrmal Entity whse cntrl center is threatened(this applies t TO cntrl centers as they are carrying ut matrixed TOP tasks) 24hrs per EOP-004 Revisin: 65, Effective Date: 01/01/2018 PJM

147 PJM Manual 13: Emergency Operatins Attachment J: Disturbance Reprting US Department f Energy PJM Operating Plan fr EOP-004 (R1 and R2) Event Type Entity with Reprting Respnsibility as indicated in EOP-004 r OE-417 Threshld fr Reprting Entity respnsible fr prviding reprt t PJM Deadline t submit the reprt t regulatry rganizatins peratin f the cntrl center. OR Suspicius device r activity at a BES cntrl center. BES Emergency requiring public appeal fr lad reductin Initiating entity is respnsible fr reprting Public appeal fr lad reductin event. PJM will write and submit the reprt 24hrs per EOP-004 1hr per OE hrs fr final OE-417 (OE-417 #8) BES Emergency requiring systemwide vltage reductin (OE-417 #7) Initiating entity is respnsible fr reprting System wide vltage reductin f 3% r mre. PJM will write and submit the reprt 24hrs per EOP-004 1hr r 6hrs per OE-417 (criteria dependent). 72hrs fr final OE-417 BES Emergency requiring manual firm lad shedding Initiating entity is respnsible fr reprting Manual firm lad shedding 100 MW. PJM will write and submit the reprt 24hrs per EOP-004 1hr per OE hrs fr final OE-417 (OE-417 #6) BES Emergency resulting in autmatic firm lad shedding DP, TOP Autmatic firm lad shedding 100 MW (via autmatic undervltage r underfrequency lad shedding schemes, r SPS/RAS). Transmissin Owner (Matrixed Task) 24hrs per EOP-004 Revisin: 65, Effective Date: 01/01/2018 PJM

148 PJM Manual 13: Emergency Operatins Attachment J: Disturbance Reprting US Department f Energy PJM Operating Plan fr EOP-004 (R1 and R2) Event Type Entity with Reprting Respnsibility as indicated in EOP-004 r OE-417 Threshld fr Reprting Entity respnsible fr prviding reprt t PJM Deadline t submit the reprt t regulatry rganizatins Vltage deviatin n a Facility TOP Observed within its area a vltage deviatin f ± 10% f nminal vltage sustained fr 15 cntinuus minutes. PJM will write and submit the reprt 24hrs per EOP-004 IROL Vilatin (all Intercnnectins) r SOL Vilatin fr Majr WECC Transfer Paths (WECC nly) RC Operate utside the IROL fr time greater than IROL Tv (all Intercnnectins) r Operate utside the SOL fr mre than 30 minutes fr Majr WECC Transfer Paths (WECC nly). PJM will write and submit the reprt 24hrs per EOP-004 Lss f firm lad (OE-417 #5) BA, TOP, DP Lss f firm lad fr 15 Minutes: 300 MW fr entities with previus year s demand 3,000OR 200 MW fr all ther entities Transmissin Owner(Matrixed Task) 24hrs per EOP-004 1hr per OE hrs fr final OE-417 System separatin (islanding) (OE-417 #4) RC, BA, TOP Each separatin resulting in an island 100 MW PJM will write and submit the reprt 24hrs per EOP-004 1hr per OE hrs fr final OE-417 Generatin lss BA, GOP Ttal generatin lss, within ne minute, f : 2,000 MW fr entities in the Eastern r Western Intercnnectin OR 1,000 MW fr entities in the ERCOT r Quebec Intercnnectin PJM will write and submit the reprt 24hrs per EOP-004 Revisin: 65, Effective Date: 01/01/2018 PJM

149 PJM Manual 13: Emergency Operatins Attachment J: Disturbance Reprting US Department f Energy PJM Operating Plan fr EOP-004 (R1 and R2) Event Type Entity with Reprting Respnsibility as indicated in EOP-004 r OE-417 Threshld fr Reprting Entity respnsible fr prviding reprt t PJM Deadline t submit the reprt t regulatry rganizatins Cmplete lss f ff-site pwer t a nuclear generating plant (grid supply) TO, TOP Cmplete lss f ff-site pwer affecting a nuclear generating statin per the Nuclear Plant Interface Requirement Transmissin Owner 24hrs per EOP-004 Transmissin lss TOP Unexpected lss within its area, cntrary t design, f three r mre BES Elements caused by a cmmn disturbance (excluding successful autmatic reclsing). Transmissin Owner(Matrixed Task) 24hrs per EOP-004 Unplanned BES cntrl center evacuatin RC, BA, TOP Unplanned evacuatin frm BES cntrl center facility fr 30 cntinuus minutes r mre. Entity that evacuates their cntrl center(this applies t TO cntrl centers as they are carrying ut matrixed TOP tasks) 24hrs per EOP-004 Cmplete lss f vice cmmunicatin capability RC, BA, TOP Cmplete lss f vice cmmunicatin capability affecting a BES cntrl center fr 30 cntinuus minutes r mre. Entity that lses cmmunicatins(this applies t TO cntrl centers as they are carrying ut matrixed TOP tasks) 24hrs per EOP-004 Cmplete lss f mnitring capability RC, BA, TOP Cmplete lss f mnitring capability affecting a BES cntrl center fr 30 cntinuus minutes r mre such that analysis capability (i.e., State Estimatr r Cntingency Analysis) is rendered inperable. Entity that lses mnitring(this applies t TO cntrl centers as they are carrying ut matrixed TOP tasks) 24hrs per EOP-004 Revisin: 65, Effective Date: 01/01/2018 PJM

150 PJM Manual 13: Emergency Operatins Attachment J: Disturbance Reprting US Department f Energy PJM Operating Plan fr EOP-004 (R1 and R2) Event Type Entity with Reprting Respnsibility as indicated in EOP-004 r OE-417 Threshld fr Reprting Entity respnsible fr prviding reprt t PJM Deadline t submit the reprt t regulatry rganizatins OE-417 #2 Electric Utilities that perate as Cntrl Area Operatrs and/ r Reliability Authrities Cyber event that causes interruptin f electrical system peratins Entity that experiences the cyber event if it impacts the BES 1hr per OE hrs fr final OE-417 OE-417 #3 Electric Utilities that perate as Cntrl Area Operatrs and/ r Reliability Authrities Cmplete peratinal failure r shut-dwn f the transmissin and/r distributin electrical system PJM 1hr per OE hrs fr final OE-417 OE-417 #10 Electric Utilities that perate as Cntrl Area Operatrs and/ r Reliability Authrities Cyber event that culd ptentially impact electric pwer system adequacy r reliability Entity that experiences the cyber event if it culd impact the BES. 6hr per OE hrs fr final OE-417 OE-417 #11 Electric Utilities that perate as Cntrl Area Operatrs and/ Lss f electric service t mre than 50,000 custmers fr 1 hur r mre Entity that lses the custmers 6hr per OE hrs fr final OE-417 Revisin: 65, Effective Date: 01/01/2018 PJM

151 PJM Manual 13: Emergency Operatins Attachment J: Disturbance Reprting US Department f Energy PJM Operating Plan fr EOP-004 (R1 and R2) Event Type Entity with Reprting Respnsibility as indicated in EOP-004 r OE-417 Threshld fr Reprting Entity respnsible fr prviding reprt t PJM Deadline t submit the reprt t regulatry rganizatins r Reliability Authrities OE-417 #12 Electric Utilities that perate as Cntrl Area Operatrs and/ r Reliability Authrities Fuel supply emergencies that culd impact electric pwer system adequacy r reliability PJM will btain this via the SSR Part G 6hr per OE hrs fr final OE-417 *The deadlines t submit are taken directly frm the EOP-004 and DOE requirements. Revisin: 65, Effective Date: 01/01/2018 PJM

152 PJM Manual 13: Emergency Operatins Attachment K: Event Investigatin Prgram Attachment K: Event Investigatin Prgram PJM Event Investigatin Prgram Dcument and NERC Event Analysis Prcess Cntents Plicy Statement Simplified Listing f Prcess Steps Prcedure Purpse Definitins Scpe Respnsibilities Investigatin Prcess Appendices: 1. ACA Investigatin Frm 2. RCA Investigatin Owner Implementatin Checklist 3. Guidelines fr Selecting and Using RCA Methds 4. NERC Event Analysis Reprting Timelines 5. NERC Event Analysis Event Categries Plicy Statement PJM and its members are cmmitted t preserving the reliability f PJM mnitred Bulk Electric System (BES) facilities. Part f that cmmitment is t analyze system events r prblems fr the purpse f implementing crrective actins and sharing knwledge t imprving peratins at PJM and Member cmpanies. T accmplish this they have implemented a prcess t prvide the necessary resurces t investigate events r near-miss events that have resulted in reliability cncerns. These fact finding effrts wrk in cnjunctin with the NERC Event Analysis Prcess t insure that all events that may impact system reliability are examined. In many instances the EAP event categries may preclude additinal investigatin, allwing that due diligence will be required fr events utside the scpe f the EAP. Event analysis will be a cllabrative effrt utilizing similar tls as thse listed in the PJM internal prcess. Teams will be cmprised f PJM and member cmpanies representatives, and may, in mre severe cases, include representatives f ReliabilityFirst and/r NERC. Features f the event investigatin prcess shuld include: Revisin: 65, Effective Date: 01/01/2018 PJM

153 PJM Manual 13: Emergency Operatins Attachment K: Event Investigatin Prgram Starting with everything n the table at the beginning f the investigatin, nthing shuld be initially ruled ut r excluded frm the investigatin prcess. Perfrming a thrugh analysis f all systems, human perfrmance, wrk prcesses, materials, envirnmental cnditins, physical plant and management systems bth individually and cllectively, that cntributed t the event. Determine if event qualifies fr inclusin in the NERC Event Analysis prcess. Learning as much abut the event as pssible with the gal f imprving the reliability f the PJM system, nt as a punitive exercise. Accurate and thrugh determinatin f rt causes, cntributing factrs and crrective actins using a recgnized and structured Rt Cause methdlgy as required. Investigatin f near miss events. Learning captured frm near miss events can be just as valuable as thse f actual events, identifying trends that have ptential fr mre sever events. The parties mst invlved in the event shuld lead the investigatin, if pssible. Allwance fr timely delivery f initial/preliminary findings t implement interim crrective actins, if necessary. A challenge r critical review f findings and recmmended crrective actins befre finalizatin f the investigatin. Assurance that crrective actins are cmpleted. Disseminatin f findings t members r industry in general, either internally r thrugh the NERC lessns learned web psting. PJM and Members are nt frmally bund t participate in the Event Investigatin Prcess and by participating, are nt prevented frm taking any actin they determine necessary in the curse f event investigatin activities. This investigatin prcess may be suspended when participating in the Nrth American Electric Reliability Cuncil (NERC) Event Analysis Prcess r when similar investigatins wuld cause duplicatin f effrt r cnfusin. Step Activity Respnsibility 1 Event Identificatin, Classificatin, NERC EAP categry and Fact Finding PJM and PJM Member Officers (r designee) 2 Determinatin f Investigative Actin 3 Establishment f Investigatin Ownership PJM and Member thrugh the PJM System Operatins Subcmmittee (Transmissin) PJM and Invlved Member(s) 4 Launch f RCA Team Investigatin Owner 5 Executin f RCA RCA Investigatin Leader Revisin: 65, Effective Date: 01/01/2018 PJM

154 PJM Manual 13: Emergency Operatins Attachment K: Event Investigatin Prgram Step Activity Respnsibility 6 RCA Challenge Review and Slicitatin f Cmments Investigatin Owner 7 Publishing f RCA and ACA reprts t PJM and Transmissin Owners Investigatin Owner 8 Fllw-up f crrective actins/ ntificatin f cmpletin Investigatin Owner 9 Event Investigatin Prgram Oversight PJM System Operatins Subcmmittee (Transmissin) Prcedure Purpse The purpse f this dcument is t prvide guidance, instructin and clarify rles and respnsibilities fr PJM and PJM Members t initiate and perfrm event investigatins f peratinal events n PJM mnitred BES facilities, including but nt limited t cmpletin f a frmal Rt Cause Analysis f events by PJM and/r a cmbinatin f PJM Members. Definitins PJM PJM Intercnnectin, LLC Transmissin Owner(s)(TO) Transmissin wning cmpany r cmpanies f PJM as specified in the PJM Transmissin Owners Agreement (TOA). PJM r Transmissin Owner Officer(TOP) A cmpany fficer r designee with respnsibility fr the peratin f their respective transmissin system with authrity t execute the respnsibilities f and cmmit resurces t executin f the PJM Transmissin Owners Event Investigatin Prcess. PJM and Invlved Transmissin Owner Officer(s) Transmissin Owner Officers with persnnel r equipment directly r substantively invlved in an perating event n PJM mnitred transmissin facilities. Generatin Owner(s) (GO) - Is a Member that wns, r leases with rights equivalent t wnership, facilities fr the generatin f electric energy that are lcated within the PJM Balancing Authrity. Apparent Cause Analysis (ACA) A systematic gathering and reprting f infrmatin in a reprt frmat that separates and clarifies the facts regarding the descriptin f an event, the apparent causes f the event and crrespnding crrective actins in rder t reasnably prevent r mitigate recurrence. Rt Cause Analysis (RCA) A systematic methdlgy fr perfrming analysis f peratinal events t determine rt cause(s) and cntributing factrs that led t an event and crrective actins t preclude recurrence f the event r similar events. Revisin: 65, Effective Date: 01/01/2018 PJM

155 PJM Manual 13: Emergency Operatins Attachment K: Event Investigatin Prgram Nrth America Electric Reliability Cuncil Event Analysis Prcess (EAP) - A prcesses fr use by the industry t reprt, categrize, analyze, identify cnclusins and recmmendatins and disseminate lessns learned frm BES events. Investigatin Owner PJM r a Transmissin Owner that takes respnsibility fr leadership f the executin f an ACA, RCA investigatin, r NERC Event Analysis Reprt. The Investigatin Owner is respnsible fr establishing the investigatin team, timely cmpletin f the investigatin and acceptance f the crrective actins. Investigatin Team Leader Individual designated by PJM r a Transmissin Owner t prvide leadership and guidance t a team f persnnel executing a RCA, ACA investigatin, r NERC Event Analysis Reprt. PJM System Operatins Subcmmittee (Transmissin) A subcmmittee f the PJM Operating Cmmittee that prvides versight f the Event Investigatin Prcess. Scpe Events intended t be included in the scpe f the Event Investigatin Prcess include events n the Bulk Electric System that result in significant reliability prblems, vilatins f reliability criteria r standards, including near-miss situatins r situatins where peratinal cnditins f the system are nt well understd r explained by PJM r Member system peratrs. Events listed belw shuld initiate the event investigatin prcess. Event criteria that qualifies fr ne f the NERC Analysis Prcess categries. Vilatins t a NERC Operatinal Standards that are reprtable t NERC r applicable reginal cmpliance prcess. Examples: Actual verlads which result in a reprtable intercnnectin reliability peratinal limit (IROL) vilatin. Near-miss events that culd have resulted in an IROL vilatin. Submittal f an event reprt in accrdance with the NERC event reprting standard: EOP-004. Nuclear pwer plant tripping r peratinal prblem, reprted t PJM and/r the NRC where PJM and/r Member equipment did nt perate as intended r within a nminal range and may have been the cause r a cntributing factr. Events, due t their impact r severity, are attracting widespread public media cverage. Events invlving multiple BES facility tripping, where the cause cannt be immediately explained r that may have invlved persnnel errr. Events intended t be excluded frm the scpe f the Event Investigatin Prcess include events: Occurring due t weather r ther acts f nature r where equipment perated as intended r within a nminal range f what is expected. (Weather-related event reprts may be required by regulatry entities (NERC/FERC/RFC/SERC) t identify cmmn issues r lessns learned.) Revisin: 65, Effective Date: 01/01/2018 PJM

156 PJM Manual 13: Emergency Operatins Attachment K: Event Investigatin Prgram Occurring n sub-transmissin r distributin systems, assuming n impact n the transmissin system. Invlving generatr wned and perated equipment where PJM and Transmissin Owner equipment perated as intended r within a nminal range f what is expected. (This type event is nt excluded frm the NERC EAP and may require crdinatin between the transmissin and generatin wners t cmplete the necessary reprting.) Originating utside the transmissin system where PJM and Transmissin Owner equipment perated as intended r within a nminal range f what is expected. Where the event results in purely ecnmic cnsequences and the reliability f the transmissin system is nt challenged r cmprmised. Where the event is limited t the cmplete failure f r mis-peratin f a single transmissin system cmpnent and therwise transmissin system equipment perated as intended r within a nminal range f what is expected and did nt cntribute t significant reliability prblems r vilatins f reliability criteria r standards. Shuld an event ccur that challenges system reliability, and it is anticipated the event will likely end up in litigatin, PJM and the member shuld cntact their respective legal cunsel t btain legal advice abut the investigatin. Respnsibilities General Respnsibilities f PJM and Transmissin Owners: Mnitr transmissin system peratins and initiate discussins with PJM and ther Transmissin Owners t determine apprpriate actins t system events. Serve as the Investigatin Owner when necessary. Supplies subject matter expert r ther representative fr RCA r ther frmal investigatry prcesses. Generatin Owners: Mnitrs generatin resurces and crdinates with PJM and Transmissin Owners during system events. Serve as the Investigatin Owner when necessary. Supplies subject matter expert fr input t RCA r ther frmal investigatin prcesses. Investigatin Prcess Step 1 Event Identificatin, Classificatin, NERC EAP Categry and Fact Finding PJM and Member system peratrs mnitr system peratins and identify recrd and reprt events cvered r ptentially cvered by the Event Investigatin Prcess scpe. PJM and/r Members direct the preliminary gathering f facts and infrmatin as necessary t prvide a succinct descriptin f the event, its extent and cnsequences in preparatin fr a cnference call briefing with PJM and invlved facility wners. Step 2 Determinatin f Investigative Actin Upn identificatin r ntificatin f an event, PJM will schedule a cnference call f the System Operatins Subcmmittee (Transmissin) fr the purpse f deciding if the event falls within the scpe f the Event Investigatin Prcess and t specify the level f actin as utlined belw: Revisin: 65, Effective Date: 01/01/2018 PJM

157 PJM Manual 13: Emergency Operatins Attachment K: Event Investigatin Prgram Level Definitin Use when: I N Actin The cnsequences f a repeat f a similar type event are acceptable. Infrmatin brught t light during the cnference call adequately explains the cause f the events. Crrective actins are either nt needed r appear simple and bvius. II Apparent Cause Analysis (ACA) The cnsequences f a repeat f a similar type event are unacceptable. The cause f the event is nt clear r there is disagreement n the causes. Further investigatin is required. Crrective actins are nt bvius. Further investigatin is required. III Rt Cause Investigatin (RCA) The cnsequences f the event r a repeat f a similar type event are unacceptable. A pattern f repeat (r similar) events has emerged. A cmprehensive, best effrt investigatin t assure identificatin f rt causes and effective crrective actins t prevent recurrence is required. If the event classificatin results in initiatin f an Apparent Cause Analysis (ACA) r a Rt Cause Analysis (RCA), then prceed t Step 3. Step 3 Establishment f Investigatin Owner PJM and Invlved Member representative shall select the Investigatin Owner and serve as the primary spnsr fr cmpletin f the ACA r RCA. The intent is that the Member peratr with the mst direct invlvement in the event shuld take the rle f Investigatin Owner. Step 4 Launch f Investigatin Team The Investigatin Owner fr an ACA investigatin shall btain and distribute the names f PJM and invlved member investigatin participants and team leader. Revisin: 65, Effective Date: 01/01/2018 PJM

158 PJM Manual 13: Emergency Operatins Attachment K: Event Investigatin Prgram The ACA Team Leader shall cmplete the investigatin and reprt results using the ACA investigatin frm (Appendix1) t the PJM and invlved member via cnference call within 30 business days. The Investigatin Owner fr a RCA investigatin shall schedule an in-persn kick-ff meeting fr the RCA Team that includes PJM and invlved Member representatives, the Investigatin Team Leader, team members and any external expert resurces supprting the RCA. Appendix 2 prvides a checklist as an aid fr initiating the RCA. The RCA kick-ff meeting shall cver tpics required t supprt the wrk f the RCA team and clarify management expectatins, including: management spnsrship, resurces available t the team, time cmmitment f participants, access t infrmatin frm PJM and Member, expectatins fr the thrughness f the investigatin, timelines fr cmpletin f activities and cnfidentiality f infrmatin. Step 5 Executin f RCA The RCA Investigatin Leader, in cncert with any internal r external RCA expert resurces prvided, shall cnduct the RCA utilizing a RCA methdlgy and guidelines cited in Appendix 3 r equivalent prcess. Infrmatin gathered frm individual interviews and dcuments relating t the persnal perfrmance f specific individuals invlved in the event investigatin shall remain cnfidential. Access t this infrmatin is t be limited t the investigatin team and PJM and invlved Member representative. Step 6 RCA Challenge Review and Slicitatin f Cmments Upn cmpletin f preliminary results f the RCA, the RCA Investigatin Owner and RCA Investigatin Leader shall spnsr a RCA Challenge Review Meeting. The purpse f the Challenge Review Meeting is t prvide a critical review f rt cause determinatins, cntributing factrs and prpsed crrective actins. Participants in the Challenge Review Meeting shall include PJM and invlved Member representative, the RCA Investigatin Leader and Team members and ther rganizatinal entities that may be affected by the implementatin f crrective actins. At the discretin f the Investigatin Owner, ther uninvlved members may be invited in rder t prvide an impartial and bjective perspective t the challenge review. The Challenge Bard chairpersn may be the Investigatin Owner r anther agreed upn executive. Review and acceptance f prpsed crrective actins by all affected parties shuld be btained prir t the challenge meeting. Challenge bard apprval f cnclusins and crrective actins shuld cnstitute final apprval f the reprt unless therwise directed by the chairpersn. Step 7 Publishing f Investigatins t PJM and Invlved Members Fr RCA Investigatins - Upn cmpletin f actins resulting frm the Challenge Review Meeting and preparatin f a final draft reprt, the RCA Investigatin Leader shall distribute the final draft reprt t the invlved Member and slicit cmments fr a perid f 30 business days. At the cnclusin f the perid and reslutin f cmments, the final reprt shall be distributed t PJM and all applicable members. Bth the final draft and final reprt shall be marked as cnfidential. PJM and all Members shall treat the reprt as cnfidential infrmatin. Fr ACA Investigatins Upn review and apprval f the investigatin results by PJM and invlved Member, the investigatin shall be marked as cnfidential and distributed t PJM and all applicable members. PJM and all Members shall treat the reprt as cnfidential infrmatin. Revisin: 65, Effective Date: 01/01/2018 PJM

159 PJM Manual 13: Emergency Operatins Attachment K: Event Investigatin Prgram Step 8 Crrective Actin Fllw-up and Ntificatin f Cmpletin The Investigatin Owner shall mnitr cmpletin f crrective actins and ntify PJM and the impacted Member when cmpletin f all crrective actins has ccurred. PJM and invlved Member shall retain cpies f investigatin reprts. Step 9 Event Investigatin Prgram Oversight PJM shall maintain a recrd f events, cnference calls fr evaluating events fr investigative actin, decisins made and the status f current and nging RCA r ACA investigatins. The recrd shall be included in the standard agenda f the PJM System Operatins Subcmmittee fr review, evaluatin and versight by the Cmmittee. All cnditins f Cde f Cnduct and infrmatin cnfidentiality will be fllwed due t sensitive nature f supplied data. Appendices ACA Investigatin Frm RCA Investigatin Owner Implementatin Checklist Guidelines fr Selecting and Using Rt Cause Analysis Methdlgies Appendix 1 ACA INVESTIGATION FORM Apparent Cause Analysis (ACA) Investigatin Reprt DATE OF INCIDENT xx/xx/xxxx TITLE: The title shuld identify the equipment, behavir r prcess affected and what the incident r prblem was. Als include the lcatin f the incident. Reprt By: Name f the Investigatin Team Leader Apprved By: Investigatin Owner Date Apprved: xx/xx/xxxx Investigatin Participants: List additinal names f team members r persns that had input int the investigatin (e.g. subject matter experts, supervisrs, etc. Executive Summary: Revisin: 65, Effective Date: 01/01/2018 PJM

160 PJM Manual 13: Emergency Operatins Attachment K: Event Investigatin Prgram Summarize with a single length paragraph cntaining a brief synpsis f the event. Including significant cnsequences (injuries, damaged equipment, utages). Als, summarize the ntable causes and crrective actins. Event Descriptin: Identify what happened and hw it was discvered. Identify prcedures, activities r prcesses invlved. If this was a repeat event identify it as such and hw it differed frm previus events. Parties invlved shuld als be identified (D nt use names - use titles r psitins custmers, thers). Include actual and/r ptential cnsequences. ANALYSIS METHODOLOGY: Identify what apprach, analysis, and/r resurces were used t reach the cause cnclusins (e.g., change analysis, barrier analysis, interviews, etc.). If there was an equipment failure, include the failure mde (i.e. hw it happened). Causes: In a brief synpsis: Identify the end result f the investigatin. Recrd any actins, cnditins r events that caused the incident. List any equipment, behaviral r prcedural prblems identified in the investigatin. The causes shuld be identified by asking why t the pint where the cause, if prevented wuld have prevented r mitigated the cnsequences f this r a similar incident. Crrective Actins (with Name and due r cmpleted date): List any crrective actins cmpleted r planned. List an wner by name and due date fr each crrective actin. List the date cmpleted fr thse already taken. Crrective actins must have wner acceptance befre capturing them in this reprt. A. Xxxxxxxxxxxxxxxxxxxxx Owner (name): nnnnnnnn Due Date: dd/dd/dddd. B. Xxxxxxxxxxxxxxxxxxxxx Owner (name): nnnnnnnn Due Date: dd/dd/dddd Appendix 2 RCA EVENT OWNER IMPLEMENTATION CHECKLIST Cnfirm agreement and spnsrship f PJM and ther Invlved Member representative. Select an Investigatin Leader fr the RCA and brief the leader. Request RCA team members frm PJM and any ther invlved Member representative. Revisin: 65, Effective Date: 01/01/2018 PJM

161 PJM Manual 13: Emergency Operatins Attachment K: Event Investigatin Prgram If the team leader des nt have experience r expertise in perfrming a RCA, prvide the team leader a qualified internal r external expert resurce. Schedule the in-persn kick-ff meeting include spnsrs, team leader & members, expert resurces. Review and apprve/amend the team charter dcument with PJM and invlved Member representative. Schedule the Challenge Review Meeting. Distribute investigatin reprt. Ntify PJM and invlved Member f cmpletin f all crrective actins. Appendix 3 GUIDELINES FOR SELECTING AND USING ROOT CAUSE ANALYSIS METHODOLOGIES Overall Guideline: A gd Rt Cause Analysis shuld be thrugh, fair and efficient. A thrugh rt cause analysis will generally identify mre than ne rt cause. There are a wide variety f analytical methds and expert systems available t assist in perfrming a RCA. Thrughly describe the methds and systems used by the team fr examinatin by readers and reviewers. T imprve the RCA team s efficiency, use risk assessment t scale analysis effrts. If pssible, use a skilled, independent facilitatr. Use subject matter experts t prvide the needed infrmatin, but use an independent facilitatr and bjective team members t prevent bias frm cntrlling the directin f the investigatin. Dcument in detail the prcedures used t d the RCA. The dcumentatin shuld include details n hw infrmatin was gathered, requirements fr training, team membership, analytical tls, issues investigated, reprt frmat, due date, and review respnsibilities. Value and practice independence thrughut the prcess. D nt autmatically assume that each RCA is unique. Thrughly search histrical recrds (inside and utside f the event r prblem area) fr precursrs r related data, especially fr establishing the cntext r that wuld establish a pattern f similar failures acrss the industry. Be pen t generic issues. In sme cases, it may be necessary t use multiple RCA methds. Use Rt Cause Analysis methds that have a systematic repeatable methdlgy. Befre identifying individual faults and assigning individual respnsibility, lk fr systemic rt causes. Fr example: weaknesses in plicies, prcedures, mnitring r supervisin wuld be systemic. Fr repeat ccurrences, determine why the previus crrective actins did nt wrk r Revisin: 65, Effective Date: 01/01/2018 PJM

162 PJM Manual 13: Emergency Operatins Attachment K: Event Investigatin Prgram cnsider the pssible deficiencies in the crrective actin prgram as cntributrs t the repeat ccurrence. Fr repeat ccurrences, determine why the previus crrective actins did nt wrk r cnsider the pssible deficiencies in the crrective actin prgram as cntributrs t the repeat ccurrence. Discurage the yu fund it, yu fix it philsphy when it cmes t the crrective actin prgram. Thrughly detail and supprt all causes and cntributrs. Maximize learning frm the RCA prcess. Cmmnly Used RCA Analytical Methds: Event and Causal Factr Analysis Change Analysis Barrier Analysis Task Analysis Five Why s; Seven Why s Prblem Slving/Decisin Making Management Oversight and Risk Tree (MORT) Cmmercially Available RCA Prcesses: Tap Rt REASONS Sigma X Events are submitted, as applicable, t NERC via the NERC Event Analysis Prcess lcated n the NERC website at: er_eap_v3.1.pdf Revisin: 65, Effective Date: 01/01/2018 PJM

163 PJM Manual 13: Emergency Operatins Attachment L: Deleted Attachment L: Deleted Revisin: 65, Effective Date: 01/01/2018 PJM

164 PJM Manual 13: Emergency Operatins Attachment M: Prcedure fr Obtaining a Temprary Envirnmental Variance Attachment M: Prcedure fr Obtaining a Temprary Envirnmental Variance During emergency cnditins when lad shedding is likely r imminent, it may be pssible t btain a temprary variance frm envirnmental regulatry authrities fr the purpse f allwing generatrs t perate and mitigate the risk f r prevent lad shedding. Such a request must be reserved fr times when the pssibility f lad shedding is imminent yet there is still time (hurs) t apprach regulatry cntacts t explain the situatin. It must be recgnized that regulatry bdies will need sme time t understand the situatin prir t rendering a decisin. Envirnmental regulatin is such that the generatin wners are under significant pressure t remain in cmpliance with regulatins at all times. In additin, envirnmental regulatin tends t be lcal as ppsed t reginal r natinal in nature. Hwever, based n the severity f the perating circumstances, temprary variances can smetimes be granted. The fllwing steps shall be fllwed: Member(s) infrm PJM Dispatch f generatr(s) that are either being reduced r are ff-line due t envirnmental restrictins and their availability wuld make a significant cntributin t alleviating the risk f lad shedding in a specific area r regin f PJM. The member cmpany is t identify the apprpriate envirnmental regulatry bdy that has jurisdictin n the generatr. The generatin wner will be aware f the regulatins under which they perate and the pssibility f btaining a temprary variance frm the apprpriate regulatry authrity. If the wner indicates that a temprary variance may be pssible, PJM will assist the member cmpany by perfrming the fllwing situatin assessment: Operating summary including frecasted lads and capacity fr the area in questin and PJM in ttal Estimated duratin fr the temprary variance Estimate f the prbability f lad shedding in the area. Decide with the wner wh will cntact the envirnmental regulatry authrity with the request. Generally, the regulatrs will need t hear directly frm PJM, but the generatin wner maintains the relatinship with the regulatr. If the variance is granted, perate the generatr t the minimum extent pssible within the bunds f the variance, and cnclude the variance as sn as pssible. Revisin: 65, Effective Date: 01/01/2018 PJM

165 PJM Manual 13: Emergency Operatins Attachment N: IROL Lad Dump Tables Attachment N: IROL Lad Dump Tables The fllwing table is used fr Transmissin Owners and DPs t shed lad in their znes t mitigate an IROL as described in Sectin 5.5: Table Effective 06/01/2016 Revisin: 65, Effective Date: 01/01/2018 PJM