Excel Macros: Automation for FREE!
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1 Excel Macros: Automation for FREE! Sindhuja Kumar & Senior Software Engineer Capgemini Technologies India Ltd.
2 Abstract An offer no Project Manager can neglect when accuracy, repeatability and speed can be delivered for almost... FREE! The testing industry is struggling to find innovative ways to optimize testing efforts and reduce costs. One of the best ways is usage of tools and accelerators. This typically involves investments in terms of infrastructure, licenses and expensive resources. A simple answer to most ever increasing automation need is Excel macros if one doesn t want the maintenance hassle and costs involved Excel macros can be used to interact with applications, extract data from heterogeneous sources, generate reports which can be followed globally across testing landscape This white paper looks at applying Excel macros for automating critical, complex, repeatable process across the software testing life cycle and also attempts to explain why Testing industry needs Excel macro to attain accuracy, repeatability and speed at presumably no cost!
3 1. Introduction: Why you need to pay attention! 1.1 Problems with Manual process In Software Testing life cycle, there are infinite manual efforts, for entering workflow data, comparing data between files, retrieval of data, creation of test data, capturing screenshots, pulling information from multiple locations into one file, generation of reports, up- gradation of versions from multiple departments or cost centers and so on Manual processes are slow and error prone. Carrying out the monotonous task manually leads to error which reduces confidence in the outcomes Few disadvantages of Manual processes: 1. Inconsistency in data entry, room for errors, mis-keying information 2. Training cost 3. People dependent 4. Time consuming 5. Duplication of data entry 1.2 Excel Macros: The way forward To a great extent variety of manual testing workflows can be automated. A terrific innovative way is the usage of Excel Macros which is a programming language embedded in Microsoft Excel that can be used for automating an Application under test. When speed is life, quality can t be compromised and investment in traditional test automation tools is a luxury An Excel Macro is simply Visual Basic for Applications (VBA) code saved inside a document. Macros are incredibly powerful and can do pretty much anything beyond ones imaginations Here are a few examples of what Excel Macros can do: 1. Formatting 2. Manipulate data 3. Communicate with data sources (database, text files, etc.) 4. Create automated jobs and custom logic within macros 5. Save time on predictable, repetitive tasks as well as standardize document formats 6. The most unique being ability to interact with applications and portals directly and automate like any industry leading tool Below are some of the key benefits: 1. Faster execution 2. Ease of maintenance 3. Reusability 4. Enhanced coverage 5. Extended reporting capability
4 2. Delving deeper in the Excel world For most of the solutions based on Excel Macros there is absolutely no need of manual intervention and a few data sheets can handle large tasks like a batch output validation of 100,000 records in a few minutes which state of the art reporting dashboards Excel macro provides the space to be intuitive and allows focus on more rigorous assessments 2.1 Areas where macros can be used To automate the procedure, processes where continuous improvements and wider coverage of features are essential. Testing is an integral part of any successful software project. Decision for automation depends on various factors, including project requirements, budget, timeline, expertise, and suitability, ROI and maintainability Excel Macros benefits over Manual Process Feature Manual Process Excel Macro Automation Reliability Less reliable Most reliable Time More time consuming Time saver Investment Utmost required A lesser amount required Frequency One time or based on the plan Repeatable Productivity Depends on complexities Increases productivity and Helps to do more work Reusability Accuracy & Quality One time or based on the plan Depends on experience One time effort and provides reusability where monotonous task is involved Excel macro ensures that every action is accomplished identically - ensures high quality, reliable results 2.2 Limitations of Excel Macros: A word of caution 1. Objects: a. No robust mechanism to handle dynamic objects b. More and more objects in code may lead to memory leakage c. References can t be handled properly 2. OS Compatibility: Exclusively used in Windows environment
5 3. References: Arguments or parameters are passed using procedures or functions. If not taken care properly, this can lead to undesirable output 4. Performance: Macros are very flexible and proved to be very powerful tools, but sometimes the number of transaction volume, the programs start taking more time to process and generate the desired results 5. Knowledge of VBA: One has to know how to use and write programs in VBA. Fortunately, it s not as difficult as presumed by many 6. Version Compatibility: Upgrading Excel, Compatibility between versions, may cause VBA code won t work precisely with older versions or with a future versions 3. How to use Excel Macros: The building blocks Like any automation journey, the ground rules should be set, architecture should be defined, optimizations and ease of usability should be at your heart. Define a Framework, but keep it simple very simple! Framework is defined as a real or conceptual structure created to provide support or guidance to an application that could expand in future. A few others define it as an organization s way of doing things. In simple terms, a framework can be defined as a set of processes, standards and interactions between the components. 3.1 Define Objectives It is very important to define the objectives of Excel Macro Automation before design 1. Framework 2. Scope of automation 3. Stability of application 4. User group 5. Skillset required/availability 3.2 Excel Macro Automation Approach Typical automation process using Excel Macros illustrated below from Feasibility to maintenance cycle
6
7 3.3 Excel Macro Framework File/Folder structure: Folders consists all the test scripts, generics, readers and utilities. Data Tables: Rich interactive table to customize data specific to applications Scripts: Scripts are a critical component and contain the actual code logic to perform and validate a specific business or functional scenario. Driver Script: Driver Script organizes complete script execution and exports the results to the specified path. Function Library: Function Libraries form the basic building blocks and define the common set of reusable functions. A Function Library must contain the generic set of reusable functions that are usable across the applications as well as business functions specific to the application and a few support functions which can be reused in Generic and Business functions as needed Results and Reporting: Reporting mechanism should be configured so that test results generated are easily accessible and understood.
8 3.4 Typical Test Delivery Approach 3.5 Return on investment (ROI) ROI measures the amount of return on an investment to the investment s cost. To calculate ROI, the benefit (or return) of an investment is divided by the cost of the investment, and the result is expressed as a percentage or a ratio ROI = Benefit/Investment = (Gains- Costs)/Investment Feature Manual Process Excel Macro Automation Tool Cost NA Nil Cost of scripting/test design NA $A Cost of executing/running test $X $B Cost of maintenance $Y $C Total $X+$Y $A+$B+$C ROI NA (($X+$Y)-($A+$B+$C))/($X+$Y) Case study I: Know Your Customer (KYC) is a web-based application which keeps track of information on Money laundering Risk Assessment (MLRA) ratings associated to the customers. KYC process involves answering the questionnaire (approx. 110 questions) and MLRA rating is generated based on the business logic and questionnaire.
9 3.5.2 Case study II: Customer On-boarding is a web-based application which keeps track of customer information, entitlements and Geographic details etc. Customer on boarding process involves answering the questionnaire (approx. 300 questions).customer on boarding process is initiated by a user and is subsequently required approvals from six different users (Maker-checker rule) To ease the time consuming and monotonous work, excel based automation utility has been created. This utility simplifies the process of filling responses to 300 questions (approx.) and executes in a single click Case Study Comparison of Manual process and Excel Macro automation: KYC 1. Open the KYC application 2. Log in with user 3. Fill all the 106(mandatory) questions, based on the test case pre-conditions 4. Capture all the screenshots and MLRA rating 5. Monotonous and time consuming Manual Process Case Study I & II Customer On-boarding 1. Open the Customer on boarding application 2. Log in with user 3. Fill all the 300(mandatory) questions, based on the preconditions and click on submit 4. Capture all the screenshots and customer ID 5. Login with other 6 different users and approve to complete the on boarding process of a customer Excel Macro Automation 1. Open the utility 2. Fill the required fields in data sheet 3. Run the utility Excel Macro Benefits 1. Avoids repetitive task and maintains accuracy 2. Built on excel based VBA Macro s, which is less complex and maintenance cost is NIL. 3. Reduces the repetitive tasks and accuracy will be maintained. 4. Capture screenshots at run time. 5. KYC Utility takes 206Mins. 4 Sec only to execute 86 regression test cases. 6. CDL Utility takes 18.9Hrs. Against manual effort of 126Hrs. to create 126 customers. 7. Test execution Effort saved by 98.1% Sample test case illustration Total number of test cases/customer to create Time taken for creation of Utility (Hrs.) Time taken to execute one test case/ create one customer (Hrs.) Time taken to execute 86 test cases/ create 126 customers (Hrs.) Net Savings (Manual Effort - Automated Effort) (Hrs.) Manual Process - KYC Excel Macro Automation - KYC Manual Process Customer Onboarding Excel Macro Automation - Customer On-boarding NA 5 NA (5+3.44)= (9+18.9)= 98.1
10 4. Tools comparison Feature Excel Macros UFT Selenium Functional Testing Yes Yes Yes OS / Environment support Screenshot capture at run time Windows Windows Windows, Mac OS X Linux Yes Yes Yes Language Support VBA VB Script Java, C#, Ruby, Python, Perl PHP, JavaScript Framework Non standard Standard Standard Software Cost NIL License NIL Coding Experience Minimal Moderate Moderate Browser Support IE, Firefox IE, Firefox and Chrome Google Chrome, IE, Firefox, Opera, HTML Unit 5. Excel Macros can be very useful in the upcoming complex models and technologies 5.1 Agile Methodology: Excel macro based tools can be easily used to speed up the delivery of sprints and simplify the reuse with easy customizations. A good approach is to assess the requirements upfront and invest time in creating a few tools in the beginning of a project which can be used across various sprints. There are some specific files such as: product-backlog, sprint backlog, burndown chart, etc. where such automation can help the team save up to 80% time in reporting.
11 5.2 Artificial intelligence AI is dealing with tasks that require the processing of great amounts of data that no human could process, and executing ordinary and repetitive tasks that most of us do. While the usage of macros looks far-fetched, it can easily help in performing some of the routine slicing and dicing of date as well as automating test data. 5.3 Data Sciences Advanced Machine Learning is made easy with Basic Excel. Implementations in Python and Perl are provided in creating huge tools but it does not even require any Excel macros, coding, plug-ins, or anything other than the most basic version of Excel, which is cost free compared to big- budget licensed tools. 5.4 Data Analysis The ability to analyse data is a powerful skill that helps you make better decisions. Excel offers well-built features like sorting, finding, filters, conditional formatting, tables and pivots etc. Basics of Excel, one of the most popular data analysis tools, to help visualize and gain insights from the data. Excel automation scripts can be predominantly used in test data creation and test data management. 5.5 DWH ETL Traditional application like Informatica come with its own tool called DVO for automation but such tools are fairly complex and while the need the user to replicate the business mappings it usually ends up in creating parallel code. There are several ancillary tasks which can rather be performed by Excel Macros like base SQL Generators, Test Case Generators, Validation tools, reporting tools and so on requiring no expertise on tools like DVO at the same time helping Test design and execution activities with simpler tools for some of the core testing activities. Similar approach can be used for Big Data testing as well. 6. Conclusion Excel Macro Automation is like a magic wand to address the day to day automation needs and Project/Engagement managers should invest in training and educating the testing team members to exploit the benefits and enhance productivity. Further these tools can be independently reused across accounts and locations with a few customizations without hurting IP sentiments. Its powerful tool in organizations inventory to help deliver quality software faster and at presumably no cost and pass on the benefits to the customers and win some accolades too!
12 References
13 Author Biography Sindhuja Kumar works as Senior Software Engineer at Capgemini Technologies India ltd., She has worked on various excel based tools and created knowledge management assets for Core Banking Applications. She constantly looks into ways of enhancing Test Execution productivity with simple and easy to maintain solutions.
14 THANK YOU!
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