The most comprehensive annual gathering of operational risk professionals

Transcription

1 #OpRiskAsia Pan Pacific Singapore 24 & 25 August The most comprehensive annual gathering of operational risk professionals Confirmed speakers include: The 11th annual OpRisk Asia, hosted by Operational Risk magazine, is the pre-eminent event for operational risk professionals, bringing together senior operational risk practitioners and regulators. The 2-day agenda is packed with highly esteemed speakers and unrivalled networking opportunities. Attend and take part in the most comprehensive conference to date and hear the latest on cyber security, conduct risk, vendor management, standardised modelling, emerging risks on the horizon and latest industry practices that will add value to the business. Mary Low Regional Head of Operational Risk Société Générale Lee Hsia Foo Head of Operational Risk, International Westpac Richard Baskerville Group Head of Operational Risk Management CIMB Boon Leng Ho Head of Group Operational Risk Management UOB Secure your place today Book online at: By telephone on T: carolyn.law@incisivemedia.com "HIGH-QUALITY SPEAKERS AND PRESENTATIONS" "VERY USEFUL AND INFORMATIVE" Sponsorship enquiries: Marcel Chambers T: E: marcel.chambers@incisivemedia.com Hosted by

2 Pan Pacific Singapore, 24 & 25 August Hosted by Dear Executive OpRisk Asia returns to Singapore in August this year, amid turbulent times for the operational risk management business. The Advanced Measurement Approach to operational risk capital calculation has set the terms for discussions of op risk since it was first unveiled more than a decade ago now that it is set to be discarded, the future for the discipline has suddenly become uncertain. This year s event will take you through the implications of its replacement by the new Standardised Measurement Approach, in addition to tackling a plethora of risks facing the industry. Presentations and panels throughout both days will cover regulatory change and compliance, emerging risks, management and mitigation, and the cutting edge of risk modelling and governance with a special focus once again on the still-crucial topics of conduct and vendor risk. Cyber risk continues to be high up the agenda our Top 10 Risks survey at the end of last year picked it as the most important operational risk for 2016, and it s safe to say it will be high on the list for the foreseeable future. This year s event will cover pertinent threats, vulnerabilities, risk assessment and management, and the true scale of the danger. The financial system as a whole falls squarely into the category of critical national infrastructure, and we ll hear from those with experience in this area. Operational risk remains the most important threat to the financial industry and there s no better place to learn how to face it than at OpRisk Asia in Singapore this August. I look forward to seeing you there. Yours faithfully, Alexander Campbell Divisional Content Editor Risk.net

3 #OpRiskAsia Key highlights include: Speakers include: Defending against cyber threat - an op risk manager s perspective Know-your-customer (KYC) control for effective Anti-Money Laundering (AML) The changing face of vendor management Permeating risk culture from boardrooms to front offices Foresights in managing conduct risk Risk and Control Self-Assessment Approach (RCSA) Implementing Governance Risk and Compliance (GRC) Who should attend? Operational Risk & Regulation s global portfolio of OpRisk conferences are attended annually by risk, regulation and compliance professionals in Asia, Europe and North America. The audience is made up of operational risk / compliance professionals with titles that include but are not limited to: Global Head of Operational Risk Head of Group Operational Risk Head of Operational Risk Managing Directors, Directors, Vice Presidents and Associates within Operational Risk Operational Risk Manager Operational Risk Analyst Operational Risk Policy and Support Basel II Project Manager/ Coordinator Chief Risk Officer Head of Risk Management Head of Risk Control Risk Manager Head of Corporate Governance Bank Examiners Bank Supervisors Fraud Managers Fraud Directors Compliance Directors Fraud Examiners Fraud Inspectors Threat and Fraud Assessment Directors Head of Operational Risk Modeling Business Risk Manager Consultants Regulators Internal Auditors Credit Risk Managers Bharan Guntupalli Senior Vice President, Head of Operational Risk and Enterprise Risk HDFC Bank Boon Leng Ho Head of Group Operational Risk Management UOB Constance Gogny-Goubert Regional Chief Risk Officer APAC AIG Jennifer Dax Head of Operational Risk APAC Fidelity International Lee Hsia Foo Head of Operational Risk, International, Westpac Mary Low Regional Head of Operational Risk Management, Securities, Asia Pacific, Société Générale Matt Maddocks Divisional Operational Risk ANZ Richard Baskerville Group Head of Operational Risk Management CIMB Willem Hoekstra Head of Business Continuity Management Asia ex Japan Nomura

4 Hosted by Pan Pacific Singapore, 24 & 25 August Day One: Preeminent threats - 24th August Registration OPENING REMARKS Alexander Campbell, Editor, OPERATIONAL RISK & REGULATION KEYNOTE ADDRESS: TBA Developing a practical cyber security risk programme How to quantify cyber-attacks cost vs. benefit of security technology and insurance Developing a practical cyber security risk programme that is cost effective Utilising data analytics and big data to aid in the prevention of cyber attacks The evolving role of the Chief Information Security Officer (CISO) in the ERM framework Cyber risk culture, education, and awareness Morning coffee break Changes in the horizon: Implementing the standardised measurement approach What does the future look like for modelling post-ama Can the standardised approach sufficiently capture banks risk profiles Key requirements; leveraging from existing methods Major limitations, issues and challenges in implementation Can some AMA principles still be applied under the SMA regime? Lunch Bharan Guntupalli, Senior Vice President, Head of Operational Risk and Enterprise Risk, HDFC BANK PANEL: Advantages and disadvantages of standardisation vs. internal modelling Problems of AMA as it stands and analysis of costs vs. benefits Can the standardised approach sufficiently capture banks risk profiles Implications of removing internal modelling on risk management practices Extent/estimation of operational risk capital charge and capital reduction/management Operational risk measurement, stress testing, Pillar II assessments: completeness, accuracy and consistency Moderator: Panellists: Bharan Guntupalli, Senior Vice President, Head of Operational Risk and Enterprise Risk, HDFC BANK * For the latest speaker details, please visit Day One continues To register Carolyn Law T: E: carolyn.law@incisivemedia.com

5 #OpRiskAsia Day One: Preeminent threats - 24th August continued 13:50 Controls for an effective AML and KYC framework Maintaining compliance in the face of frequent rule changes Managing risk instead of avoiding risk: Putting a stop to de-risking Proper due diligence vs. too invasive?: Walking the fine line of KYC on-boarding procedures Potential commercial value vs. potential downsides choosing appropriate business relationships Being vigilant in preparation for high-profile terrorist attacks 14:45 Afternoon coffee break 15:00 Third party risk management due diligence Evolution of 3rd and 4th party s pandemic risks and its impact on the regulatory landscape evolution The Moving Target Nailing down regulatory requirements on emerging risks cyber security and data protection What risk are you? Building your own risk-base approach on Vth Party risk management framework that works Bullseye Vth Party risk management assessment model ( BVRMM ) Risk of your Vth party relationship necessary or can its service be brought in-house - CBA digest Mary Low, Regional Head of Operational Risk Management, Securities, Asia Pacific, SOCIÉTÉ GÉNÉRALE 16:00 Navigating the hazy definition of conduct risk Is conduct risk tangible and can it be measured? Core elements of conduct risk - customers, market integrity, and competition in the market place Carrying out reviews across the business Stressing the consequences of poor employee behaviour How is conduct risk any different to what we are already doing? Liz Bell, Chief Controls Office, BARCLAYS 17:00 END OF DAY 1 To register Carolyn Law T: E: carolyn.law@incisivemedia.com * For the latest speaker details, please visit

6 Hosted by Pan Pacific Singapore, 24 & 25 August Day Two: Best Practices - 25th August Registration OPENING REMARKS Alexander Campbell, Editor, OPERATIONAL RISK & REGULATION BCBS 239 Reporting and Data Expectations BCBS (Basel Committee for Banking Supervision) principles Effective risk data aggregation and risk reporting Risk reporting principles Supervisory view Business practices to keep regulators satisfied Karthik Rajaraman, Head, Data, BCBS 239 Programme, STANDARD CHARTERED BANK Morning coffee break Executing a practical risk control self-assessment (RCSA) framework Making practical use of RCSA to remedy key risk areas in a timely manner Defining organisational hierarchy to assess top level risks Creating a corrective action plan to mitigate risk Consolidating RCSA ratings and assessments and what they mean Lee Hsia Foo, Head of Operational Risk, INTERNATIONAL, WESTPAC Implementation of an ERM system: Roadmap, pitfalls and advice Words of wisdom and lessons learned after a new ERM rollout Considerations to be taken during every step of the process Taking an agile approach as opposed to the waterfall method How to engage with and get buy-in from stakeholders Pain points that come with this kind of organisational change Jennifer Dax, Head of Operational Risk APAC, FIDELITY INTERNATIONAL Lunch PANEL: Adding value to the business the real value of an Operational Risk Management (ORM) unit Promoting the value of risk management to the business ORM staples: Reducing regulatory capital and maintaining compliance How an evolved ORM unit can aid in generating better overall business decisions Firm-wide productivity increases as a result of ORM unit due diligence Moderator: Panellists: Richard Baskerville, Group Head of Operational Risk Management, CIMB Matt Maddocks, Divisional Operational Risk, ANZ Boon Leng Ho, Head of Group Operational Risk Management, UOB Constance Gogny-Goubert, Regional Chief Risk Officer APAC, AIG Day Two continues

7 #OpRiskAsia Day Two: Best Practices - 25th August continued Building a prosperous business continuity and crisis management framework Business continuity theory and themes needed to design an effective business continuity plan Examining scenario-analysis programme implementation to stay ahead of potential risks Interactive crisis management simulation Willem Hoekstra, Head of Business Continuity Management Asia ex Japan, NOMURA Afternoon coffee break Implementing governance, risk management, and compliance (GRC) Stressing specificity when it comes to risks and how they should be mitigated Keeping up with regulatory requirements and adjusting where necessary Implementing a practical and functional risk reporting framework Following through on actionable risk and audit items in a timely manner Promoting a culture of transparency, trust, and collaboration with regulators Richard Baskerville, Group Head of Operational Risk Management, CIMB OpRisk roundtables A round-up of key learnings from the two days and an opportunity to ask questions to some of the speakers. New SMA regulations Cyber risk identification, prevention, and mitigation The new responsibilities of an operational risk manager Risk culture, conduct risk, and governance Developing an optimal vendor risk framework AML regulations and best practices 17:10 END OF OPRISK ASIA * For the latest speaker details, please visit To register Carolyn Law T: E: carolyn.law@incisivemedia.com

8 Book online at: Booking form By telephone on T: Alternatively complete the form below and return to carolyn.law@incisivemedia.com RATES Standard rate Buy Side USD $1,799 Sell Side USD $2,399 Group Rates These are available for 3 or more bookings, for details please contact Carolyn Law by at carolyn.law@incisivemedia.com or by phone on with your approximate group size. Registration Details Please complete your details below in block capitals To claim your Risk subscriber rate, quote your subscription reference number here Title First name Last name Job title Department Company Address Post code Country Telephone Fax Payment Details Please debit my Amex Visa Mastercard Maestro 4413/16 Valid from date / Issue number Security number mm yy card no expiry date / mm account address if different from above yy signature date Warning: Oprisk Asia is a registered trademark, and the titles, contents and style of this brochure are the copyright of Incisive Media. We will act on any infringement of our rights anywhere in the world. Incisive Media. Cancellation / Substitution: A refund (less 10% administration fee) will be made if notice of cancellation is received in writing three weeks before the conference. Regrettably, no refunds will be available for cancellations received less than three weeks before the event start date. If you do not attend the event or notify us of your intention to cancel, the full fee will still be payable. A substitute delegate is welcome but the organiser MUST be notified in advance of the conference to avoid incurring a charge. Substitutions may NOT be made at the conference. Disclaimer: The programme may change due to unforeseen circumstances, and Incisive Media reserves the right to alter the venue and/or speakers. Incisive Media accepts no responsibility for any loss or damage to property belonging to, nor for any personal injury incurred by, attendees at our conferences, whether within the conference venue or otherwise. Data Protection: By registering for Oprisk Asia, Incisive Media will send you further information relating to this event. In addition we will send you information about our other relevant products and services which we believe will be of interest to you. If you do not wish to receive other relevant information from Incisive Media via a particular medium please tick the following relevant boxes: mail ; phone ; fax ; . Incisive Media will also allow carefully selected third parties to contact you about their products and services. If you do not wish to receive information from third parties via any of the following media please tick the relevant boxes: mail ; phone ; Please tick if you are happy to receive relevant information from carefully selected third parties by and fax.