DATABOOK AND GRI REFERENCES 2016

Transcription

1 DATABOOK AND GRI REFERENCES 206

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3 Databook and GRI references This databook and its GRI references are based on the new GRI Sustainability Reporting Standards, introduced by GRI in 206, as well as the previous G4 guidelines, in accordance with the Core option. The new GRI standards use a different reference system to the G4 guidelines. To support the transition from the G4 guidelines to the GRI standards, we have used both this new numbering and the previous GRI G4 indicator references. However, the disclosures follow the order of the new GRI reference numbering. Document name Abbreviation Link Glencore Sustainability Report 206 Glencore SR glencore.com/sustainability/our-progress/reports/p/206-sustainability-report Glencore Annual Report 206 Glencore AR glencore.com/assets/investors/doc/reports_and_results/206/glen-206-annual-report.pdf Glencore Code of Conduct Code of Conduct glencore.com/who-we-are/our-values/policies/ Glencore statement of values Our Values glencore.com/who-we-are/our-values/policies/ Group Human Rights Policy glencore.com/who-we-are/our-values/policies/ Global Anti-Corruption Policy glencore.com/who-we-are/our-values/policies/ Climate Change Considerations for our Business: 207 glencore.com/sustainability/our-progress/reports/ Glencore Databook and GRI references 206

4 Databook and GRI references continued... GRI Standard Disclosure number G4 indicator Description Response/cross reference/ unit of measurement STANDARD DISCLOSURES Organisational profile GRI G4-3 Name of the organisation Glencore plc GRI G4-4 a. A description of the organisation s activities b. Primary brands, products, and services, including an explanation of any products or services that are banned in certain markets Who we are (pp. 8-9) Who we are (pp. 8-), Our business model (pp. 2-3), Our marketing business (pp. 4-5) GRI G4-5 Location of organisation s headquarters Baarermattstrasse 3 CH-6340 Baar Switzerland GRI G4-6 Number of countries where the organisation operates, and names of countries with either major operations or that are specifically relevant to the sustainability issues covered in the report Who we are (pp. 8-9) GRI G4-7 Nature of ownership and legal form Shareholder information (p. 222) GRI G4-8 Markets served (including geographic breakdown, sectors served, and types of customers/beneficiaries) GRI G4-9 Scale of the reporting organisation, including: number of employees, net sales, total capitalisation, and quantity of products provided Who we are (pp. 8-9) Who we are (pp. 8-), Our presence (pp. 0-), Our business model (pp. 2-3), Our marketing business (pp. 4-5) Who we are (pp.8-9) Who we are (pp. 8-), Financial statement (pp. 4-99), Production by quarter (pp ) GRI G4-0 Information on the organisation s workforce Who we are (pp. 8-9), Human resources (pp ) Total workforce Total workforce Total employees Total contractors Employee breakdown by role type Executive/senior/middle management (%) Employee breakdown by employment type Supervisors/administrators/technical (%) Operational/production/maintenance/security (%) Full-time employees Part-time employees Casual employees Employee breakdown by employment contract Permanent (%) GRI G4-2 Describe the organisation s supply chain including its main elements as they relate to the organisation s activities, primary brands, products, and services Temporary (%) Who we are (pp. 8-9) Who we are (pp. 8-), Our presence (pp. 0-), Our business model (pp. 2-3), Our marketing business (pp. 4-5) 2 Glencore Databook and GRI references 206

5 Key: * Independently assured by Deloitte LLP for 206 n/a (not applicable) Glencore UNGC ICMM Comments All numbers represent data as of 3/2/206. 8,349 56,468 54,832 09,530 00,64 95,958 7,89 55,854 58,874 4% 4% 4% 23% 25% 26% 74% 7% 70% 06,893 98,027 92,489,078,038,268,559,549 2,20 93% 95% 94% 7% 5% 6% 5, 8 Glencore Databook and GRI references 206 3

6 Databook and GRI references continued... GRI Standard Disclosure number G4 indicator Description Response/cross reference/ unit of measurement STANDARD DISCLOSURES continued Organisational profile continued GRI G4-3 Significant changes during the reporting periods regarding size, structure, ownership or its supply chain, including the location of or changes in operations, including facility openings, closings and expansions; changes in the share capital structure and other capital formation, maintenance and alteration operations; and changes in the location of suppliers, the structure of the supply chain, or in relationships with suppliers, including selection and termination GRI G4-4 Explanation of whether and how the precautionary approach or principle is addressed by the organisation GRI G4-5 Externally developed economic, environmental, and social charters,, or other initiatives to which the organisation subscribes or endorses GRI G4-6 Main memberships of industry or other associations, and national or international advocacy organisations Strategy GRI G4- Statement from the most senior decision maker in the organisation about the relevance of sustainability to the organisation and the organisation s strategy for addressing sustainability Chief Executive Officer s review (pp. 6-7), About this report (p. 20) Chief Executive Officer s review (p. 4-5), Financial review (pp. 45-5), Business review (pp ) Our sustainability strategy Our sustainability strategy (pp. 2-5) We are committed to working sustainably External commitments (p. 0), About this report (p. 8), Human rights and raising grievances (pp ), Community engagement and commitments (pp ), Product stewardship (p ), Compliance (pp ) List of Memberships of associations and memberships Chief Executive Officer s review (pp. 6-7) GRI G4-2 Description of key impacts, risks and opportunities Risk management and assurance (p. 8), Materiality (p. 7), Material issues (pp ) Our strategy (pp. 6-9), Principal risks and uncertainties (pp ) Ethics and Integrity GRI G4-56 Organisation s values,, standards, norms of behaviours such as codes of conduct and codes of ethics GRI G4-57, G4-58 Internal and external mechanisms for (i) seeking advice about ethical and lawful behaviour, and organisational integrity; (ii) reporting concerns about unethical or unlawful behaviour, and organisational integrity Our sustainability approach External commitments (p. 0), Our sustainability approach (pp. 3-4), Our sustainability strategy (pp. 2-5), Compliance (pp ) Other: ICMM membership Code of Conduct Our Values Code of Conduct 4 Glencore Databook and GRI references 206

7 Key: * Independently assured by Deloitte LLP for 206 n/a (not applicable) Glencore UNGC ICMM Comments, 2, 2 In 204 we signed up to the United Nations Global Compact and became a member of the International Council on Mining and Metals (ICMM). In March 205, Glencore joined the Plenary Group of the Voluntary Principles on Security and Human Rights Initiative. 2 2, 4, 2, 2, 3 Glencore Databook and GRI references 206 5

8 Databook and GRI references continued... GRI Standard Disclosure number G4 indicator Description Response/cross reference/ unit of measurement STANDARD DISCLOSURES continued Governance GRI G4-34 Governance structure of the organisation, including committees of the highest governance body; committees responsible for decision-making on economic, environmental, and social topics GRI G4-35 Process for delegating authority for economic, environmental and social topics from the highest governance body to senior executives and other employees GRI G4-36 Whether the organisation has appointed an executive-level position or positions with responsibility for economic, environmental and social topics, and whether post holders report directly to the highest governance body GRI G4-37 Processes for consultation between stakeholders and the highest governance body on economic, environmental and social topics. If consultation is delegated, describe to whom and any feedback processes to the highest governance body GRI G4-38 Composition of the highest governance body and its committees GRI G4-39 Whether the Chair of the highest governance body is also an executive officer GRI G4-40 Nomination and selection processes for the highest governance body and its committees, and the criteria used for nominating and selecting highest governance body members GRI G4-4 Processes for the highest governance body to ensure conflicts of interest are avoided and managed GRI G4-42 Highest governance body s and senior executives roles in the development, approval, and updating of the organisation s purpose, value or mission statements, strategies, policies, and goals related to economic, environmental and social impacts GRI G4-43 Measures taken to develop and enhance the highest governance body s collective knowledge of economic, environmental and social topics GRI G4-44 Processes for evaluation of the highest governance body s performance with respect to governance of economic, environmental and social topics GRI G4-45 Highest governance body s role in the identification and management of economic, environmental and social impacts, risks, and opportunities GRI G4-46 Highest governance body s role in reviewing the effectiveness of the organisation s risk management processes for economic, environmental and social topics GRI G4-47 Frequency of the highest governance body s review of economic, environmental and social impacts, risks, and opportunities Our sustainability approach Corporate governance report (pp ) Corporate governance report (pp ) Corporate governance report (pp ) Corporate governance report (pp ) Corporate governance report (pp ) Other: Glencore website: Board committees at glencore.com/who-we-are/board-of-directors/board-committees/ Corporate governance report (pp ) Other: Glencore website: Board committees at glencore.com/who-we-are/board-of-directors/board-committees/ Corporate governance report (pp ) Corporate governance report (pp ) Corporate governance report (pp ) Corporate governance report (pp ) Corporate governance report (pp ) Corporate governance report (pp ) Corporate governance report (pp ) Principal risks and uncertainties (pp ), Corporate governance report (pp ) 6 Glencore Databook and GRI references 206

9 Key: * Independently assured by Deloitte LLP for 206 n/a (not applicable) Glencore UNGC ICMM Comments Glencore Databook and GRI references 206 7

10 Databook and GRI references continued... GRI Standard Disclosure number G4 indicator Description Response/cross reference/ unit of measurement STANDARD DISCLOSURES continued Governance continued GRI G4-48 Highest committee or position that formally reviews and approves the organisation s sustainability report and ensures that all material aspects are covered GRI G4-49 Process for communicating critical concerns to the highest governance body GRI G4-50 Nature and total number of critical concerns that were communicated to the highest governance body and the mechanism(s) used to address and resolve them GRI G4-5 Remuneration policies for the highest governance body and senior executives; and how performance criteria in the remuneration policy relate to the highest governance body s and senior executives economic, environmental and social objectives Corporate governance report (pp ) Corporate governance report (pp ) Corporate governance report (pp ) Directors remuneration report (pp ) GRI G4-52 Report the process for determining remuneration Directors remuneration report (pp ) GRI G4-53 Indicate how stakeholders views are sought and taken into account regarding remuneration, including the results of votes on remuneration policies and proposals, if applicable Stakeholder Engagement GRI G4-24 List of stakeholder groups engaged by the organisation GRI G4- Report the percentage of total employees covered by collective bargaining agreements GRI G4-25 Basis for identification and selection of stakeholders with whom to engage GRI G4-26 Approaches to stakeholder engagement, including frequency of engagement by type and by stakeholder group, and an indication of whether any of the engagement was undertaken specifically as part of the report preparation process GRI G4-27 Key topics and concerns that have been raised through stakeholder engagement, and how the organisation has responded to those key topics and concerns, including through its reporting, and report on the stakeholder groups that raised each of the key topics and concerns Directors remuneration report (pp ) Applying the GCP framework, Sustainability assurance Materiality (p. 7) Percentage of employees covered by collective bargaining agreement Our approach to sustainability, Stakeholder engagement and reporting Stakeholder engagement and reporting Chaiman s statement (p. 5), Chief Executive Officer s review (pp. 6-7), Our strategy (p. ), Our sustainability strategy (pp. 4-5) External commitments (p. 0), Materiality (p. 7), Material issues (pp ) Other: Climate Change Considerations for our Business: Glencore Databook and GRI references 206

11 Key: * Independently assured by Deloitte LLP for 206 n/a (not applicable) Glencore UNGC ICMM Comments 0 7% 73% 74% Gathered internally but not reported externally. 0 We engage with all stakeholder groups, at corporate, regional and local levels, to build meaningful relationships and understand their expectations and aspirations. We have fed our understanding of the topics of interest taken from this engagement into our materiality process es, to identify the material issues for our sustainability reporting. 0 Glencore Databook and GRI references 206 9

12 Databook and GRI references continued... GRI Standard Disclosure number G4 indicator Description Response/cross reference/ unit of measurement STANDARD DISCLOSURES continued Reporting Practice GRI G4-7 Entities included in the organisation s consolidated financial statements GRI G4-8 Process for defining report content and the Aspect Boundaries and how the organisation has implemented the Reporting Principles for Defining Report Content GRI G4-9 Material topics identified in the process for defining report content GRI G4-22 Explanation of the effect of any restatements of information provided in earlier reports, and the reasons for such restatement GRI G4-23 Significant changes from previous reporting periods in the Scope and Aspect Boundaries Report Profile Financial review (pp ) Materiality (p. 7), About this report (p. 20) Materiality (p. 7) About this report (p. 20), Our performance and targets (p. 6), Workplace safety, health and process safety management (p. 28), Water and effluents (p. 36) Materiality (p. 7), About this report (p. 20) Materiality (p. 24) GRI G4-28 Reporting period for information provided January 206 to 3 December 206 GRI G4-29 Date of most recent previous report 205 GRI G4-30 Reporting cycle Annual GRI G4-3 Contact point for questions regarding the report or its contents GRI G4-32-a The claim made, if the report has been prepared in accordance with the GRI Standards GRI G4-32-b GRI content index, which specifies each of the GRI Standards used and lists all disclosures included in the report GRI G4-32-c, G4-33 MANAGEMENT APPROACH Management Approach a. A description of the organisation s policy and current practice with regard to seeking external assurance for the report Contacts (p. 28) About this report (p. 8), GRI databook (this document) GRI databook (this document) Assurance statement (pp ) Audit Committee report (pp ) GRI a Explanation of the material topic and its Boundary Materiality (p. 7), About this report (p. 20), Material issue chapters (pp ) GRI b/c G4-20, G4-2 b. The Boundary for the material topic including a description of where the impacts occur; the organisation s involvement with the impacts c. Any specific limitation regarding the topic Boundary Materiality (p. 7), About this report (p. 20) Materiality (p. 24) GRI The management approach and its components Introduction to each material issue chapter (pp ) GRI Evaluation of the management approach Introduction to each material issue chapter (pp ) 0 Glencore Databook and GRI references 206

13 Key: * Independently assured by Deloitte LLP for 206 n/a (not applicable) Glencore UNGC ICMM Comments 0 2, 0 The effects of restatements are not reported externally unless the data was previously subject to assurance by third parties. 2, 0 The glossary provides information on indicator definitions and, if applicable, material changes compared to last year , 0 2, 0 Glencore Databook and GRI references 206

14 Databook and GRI references continued... GRI Standard Disclosure number G4 indicator Description Response/cross reference/ unit of measurement SPECIFIC STANDARD DISCLOSURES ECONOMIC Economic Performance GRI DMA G4-DMA Disclosure on Management Approach Creating value for society Community engagement and commitments (pp ) GRI G4-EC Direct economic value generated and distributed, including revenues, operating costs, employee compensation, donations and other community investments, retained earnings and payments to capital providers and to governments Creating value for society Community engagement and commitments (pp ) Total payments to governments ($ million) GRI G4-EC2 Financial implications, other risks and opportunities for the organisation s activities due to climate change GRI G4-EC3 Coverage of the organisation s defined benefit plan obligations Market Presence Total community investments ($ million) Climate change (pp ) Principal risks and uncertainties (pp ) Other: Climate Change Considerations for our Business: 207 Notes 2 to the financial statements (pp ) GRI DMA G4-DMA Disclosure on Management Approach Our people Human rights and raising grievances (pp ), Human resources (pp ) GRI G4-EC6 Proportion of senior management and workforce hired from the local community at significant locations of operation Indirect Economic Impacts Community engagement and commitments (pp ), Human resources (pp ) Other: Communities and stakeholder engagement policy GRI DMA G4-DMA Disclosure on Management Approach Creating value for society Community engagement and commitments (pp ) GRI G4-EC7 Development and impact of infrastructure investments and services provided primarily for public benefit through commercial, in-kind or pro-bono engagement Community engagement and commitments (pp ) GRI G4-EC8 Significant indirect economic impacts, including the extent of the impacts Community engagement and commitments (pp ) 2 Glencore Databook and GRI references 206

15 Key: * Independently assured by Deloitte LLP for 206 n/a (not applicable) Glencore UNGC ICMM Comments 9 9 We do not currently collect data on payments to local communities as part of land use. 4,966 4,507 3,963* 9 Data excludes VAT. Community engagement and commitments (p ) * 9 Community engagement and commitments (p ) 9 4, 9 Climate change-related financial implications and other risks and opportunities that may affect our business are disclosed in our standalone report Climate Change Considerations for our Business: , In 206, 94% of our workforce were local to the countries in which we operate, as were 6% of our managers. No additional senior manager information is available. 9 9 We provide examples of the impact of our development and infrastructure investments and services the commodity chapters. In addition, our socio-economic contribution scorecard focuses on understanding the tangible results of our investments. Over time, the data collected will show how our development activities affect local economies. 9 Glencore Databook and GRI references 206 3

16 Databook and GRI references continued... GRI Standard Disclosure number G4 indicator Description Response/cross reference/ unit of measurement SPECIFIC STANDARD DISCLOSURES continued ECONOMIC continued Procurement Practices GRI DMA G4-DMA Disclosure on Management Approach Creating value for society, Product stewardship: Sourcing Community engagement and commitments (pp ) GRI G4-EC9 Proportion of spending on local suppliers at significant locations of operation Percentage of total spend with local suppliers (%) Anti-corruption GRI DMA G4-DMA Disclosure on Management Approach We are committed to working sustainably, Applying the GCP framework, Working with business partners Compliance (pp ) Other: Global Anti-Corruption Policy GRI G4-SO3 Total number and percentage of operations assessed for risks related to corruption and the significant risks identified GRI G4-SO4 Communication and training on anti-corruption policies and procedures We are committed to working sustainably, Applying the GCP framework, Working with business partners Compliance (pp ) Other: Global Anti-Corruption Policy Managers trained (%) Non-managers trained (%) Total trained (%) GRI G4-SO5 Confirmed incidents of corruption and actions taken We are committed to working sustainably, Applying the GCP framework, Working with business partners Compliance (pp ) Other: Global Anti-Corruption Policy 4 Glencore Databook and GRI references 206

17 Key: * Independently assured by Deloitte LLP for 206 n/a (not applicable) Glencore UNGC ICMM Comments 2 39% 38% 73% 2 As of 206, this indicator only covers procurement at industrial assets, whereas it previously included marketing assets as well. The definition of local has also changed, to mean suppliers and contractors local to the country in which the procuring asset operates. In previous years, some assets applied a more narrow definition, based on a 30km range around the procuring asset.,2,2 Detailed data is tracked and monitored for internal use only (due to confidentiality constraints). 45% 0 Compliance (p ) 34% 0 34% 0 0 Any cases of misconduct, including the giving or receiving of gifts, entertainment, incentives or any other financial advantage in return for improper performance of the recipient s function (corruption), are taken very seriously and disciplinary action is taken in accordance with internal policies. Due to possible confidentiality restraints and/or the possibility that an incident may be connected to an ongoing or related internal review or investigation, we do not report this data publicly. Glencore Databook and GRI references 206 5

18 Databook and GRI references continued... GRI Standard Disclosure number G4 indicator Description Response/cross reference/ unit of measurement SPECIFIC STANDARD DISCLOSURES continued ENVIRONMENTAL Materials GRI DMA G4-DMA Disclosure on Management Approach Environment Waste and air emissions (p. 38) GRI G4-EN Materials used by weight or volume Materials used by weight (million tonnes) GRI G4-EN2 Percentage of materials used that are recycled input materials Energy Secondary materials and recyclable wastes, ie scrap (%) GRI DMA G4-DMA Disclosure on Management Approach Energy and greenhouse gas emissions Climate change (pp. 3-33) Other: Climate Change Considerations for our Business: 207 GRI G4-EN3 Energy consumption within the organisation Direct energy (PJ) Coal (%) Natural gas & coal seam gas (%) Mineral oil (%) Renewable (hydropower etc) (%) Other sources (%) Purchased electricity (PJ) Non-renewable (%) Renewable (%) Renewable energy as percentage of total energy usage (%) Water GRI DMA G4-DMA Disclosure on Management Approach Water management Water and effluents (pp ) GRI G4-EN8 Total water withdrawal Total water withdrawal (million m 3 ) Surface water (million m 3 ) Sea water (million m 3 ) Groundwater (million m 3 ) Rainwater (million m 3 ) Potable water (million m 3 ) Other water from third parties (million m 3 ) Other sources (million m 3 ) GRI G4-EN0 Percentage of water recycled and reused Total volume of water recycled and reused (million m 3 ) Percentage of water recycled (%) 6 Glencore Databook and GRI references 206

19 Key: * Independently assured by Deloitte LLP for 206 n/a (not applicable) Glencore UNGC ICMM Comments 8 6 n/a , 8 Data reflects the total quantity of input, raw and process materials. Other data are tracked internally but are not reported externally. n/a 0.% 0.2% 8 6, * 6 The 204 and 205 numbers have been restated, primarily due to improved estimation methods at two sites. 7% % 5% 6 5% 3% 3% 6 6% 57% 52% 6 5% 7% 9% 6 % % % * 6 80% 80% 80% 6 20% 20% 20% 6 This includes electricity purchased in low carbon grids (with a country-wide grid emission factor of 25 gr CO2 per kwh or less). 7% 9% 9% 6 This is based upon Glencore s own renewable energy generation (hydropower, biowaste from sugarcane assets, etc) and from electricity purchased in low-carbon grids (those with a countrywide grid emission factor of 25 gr CO2 per kwh or less) * 6 The increase compared to 205 is primarily based on changes in our water metrics to align them with the Water Accounting Framework of the Minerals Council of Australia. The 205 number has been restated due to improved estimation methods, particularly at one site , 8 65% 63% 53% 6, 8 Glencore Databook and GRI references 206 7

20 Databook and GRI references continued... GRI Standard Disclosure number G4 indicator Description Response/cross reference/ unit of measurement SPECIFIC STANDARD DISCLOSURES continued ENVIRONMENTAL continued Biodiversity GRI DMA G4-DMA Disclosure on Management Approach Land management Environment (pp ) GRI G4-EN Operational sites owned, leased, managed in, or adjacent to, protected areas and areas of high biodiversity value outside protected areas GRI G4-EN2 Description of significant impacts of activities, products and services on biodiversity in protected areas and areas of high biodiversity value outside protected areas MM MM MM Total land owned, leased or managed for mining operations Amount of land rehabilitated Amount of land disturbed MM2 MM2 MM2 Number and percentage of total sites identified as requiring biodiversity management plans according to stated criteria, and the number (percentage) of those sites with plans in place. Emissions Areas owned, leased, managed, located in, adjacent to, or that contain protected areas and areas of high biodiversity value outside protected areas (,000 ha) Land management Environment (pp ),000 ha,000 ha,000 ha Land management Environment (pp ) GRI DMA G4-DMA Disclosure on Management Approach Air emissions, Climate change Waste and air emissions (pp ) Other: Climate Change Considerations for our Business: 207 GRI G4-EN5 Direct greenhouse gas (GHG) emissions (Scope ) Direct emissions (thousand tonnes CO2e) Biogenic CO2 emissions Biogenic CO2 emissions (thousand tonnes CO2e) GRI G4-EN6 Scope 2 Location based Indirect emissions (thousand tonnes CO2) G4-EN6 Scope 2 Market based Indirect emissions (thousand tonnes CO2) 305-, G4-EN6 Total greenhouse gas emissions (Scope + Scope 2 Location based) Total emissions (thousand tonnes CO2e (Scope ); thousand tonnes CO2 (Scope 2)) 8 Glencore Databook and GRI references 206

21 Key: * Independently assured by Deloitte LLP for 206 n/a (not applicable) Glencore UNGC ICMM Comments We do not disclose impacts on biodiversity due to resettlements as they are not considered material. 2,47 2,055 2, n/a 88% 88% ,834 23,03 22,897* 7 6 Climate change (pp. 3-33). Scope emissions decreased due to less gassy coal mining activities and some site closures, although these were partially offset by a ramp-up of our nickel operations in New Caledonia.,077,304,460 4,68 4,80 2,665* This applies the grid emission factor to all our purchased electricity, regardless of specific renewable electricity contracts, as per the updated guidelines from the GHG protocol for Scope 2 emissions. 5,20 4,94 3,654 Where applicable and available, this applies the supplier-specific emission factor regarding the purchased electricity contract, especially at operations with large volumes of purchased electricity in Australia, Argentina and the EU. Otherwise, it applies the country s residual emission factor (for EU countries) or the grid emission factor. This calculation rule has been implemented in line with the updated guidelines from the GHG protocol for Scope 2 emissions. 36,55 37,824 35,56* 7 6 Climate change (pp. 3-33). The decrease was due to closure of our US alumina assets, less gassy coal mining activities and other site closures, which were partially offset by a ramp-up of our nickel operations in New Caledonia. The 204 and 205 numbers slightly differ from those presented in the Glencore Annual Report 206 due to the annual retrospective update of grid emission factors. Glencore Databook and GRI references 206 9

22 Databook and GRI references continued... GRI Standard Disclosure number G4 indicator Description Response/cross reference/ unit of measurement SPECIFIC STANDARD DISCLOSURES continued ENVIRONMENTAL continued Emissions continued GRI G4-EN7 Other relevant indirect (Scope 3) greenhouse gas emissions by weight Total emissions (thousand tonnes CO2e) GRI G4-EN9 Emissions of ozone-depleting substances (ODS) GRI G4-EN2 NOx, SOx, and other significant air emissions Total particulates: emissions total mass (tonnes) NOx (oxides of nitrogen): emissions total mass (tonnes) SOx (oxides of sulphur): emissions total mass (tonnes) Effluents and Waste GRI DMA G4-DMA Disclosure on Management Approach Water management Water and effluents (pp ) GRI G4-EN22 Total water discharge by quality and destination Total discharged water (million m 3 ) Water discharges to surface water (million m 3 ) Water discharges to sea/ocean water (million m 3 ) Water discharge to groundwater (million m 3 ) Water discharge to offsite treatment (million m 3 ) Water exported to a third party (million m 3 ) GRI G4-EN23 Total weight of waste by type and disposal method Total mineral waste (million tonnes) MM3 MM3 MM3 Total amounts of overburden, rock, tailings and sludges and their associated risks Hazardous mineral waste (million tonnes) Non-hazardous mineral waste (million tonnes) mineral waste recycled (%) Total non-mineral waste (thousand tonnes) Non-mineral waste recycled (%) Total amounts of overburden, rock, tailings and sludges (million tonnes) GRI G4-EN24 Total number and volume of significant spills Number of significant spills Environmental Compliance Volume of significant spills (m 3 ) GRI DMA G4-DMA Disclosure on Management Approach Environmental management Compliance (pp ) 20 Glencore Databook and GRI references 206

23 Key: * Independently assured by Deloitte LLP for 206 n/a (not applicable) Glencore UNGC ICMM Comments 294, ,82 324, For 206, this includes: 32 million tonnes of CO2e emissions from the combustion of coal sold, and oil products produced on a Glencore entitlement interest basis; 2.5 million tonnes of CO2e emissions from marine fuel for time-chartered shipping; and * million tonnes from transmission and distribution losses relating to purchased electricity. As a step towards broader external assurance of our GHG emissions, emissions from transmission and distribution losses have been externally assured for the first time. Ozone-depleting substances are not material to our operations. 0,229 9,967 9, Excludes emissions from time-chartered vessels but includes those from vessels that we own. Includes air emissions from mobile equipment. 7,39 67,57 67, Excludes emissions from time-chartered vessels but includes those from vessels that we own. Includes air emissions from mobile equipment. 43,38 366,352 40,535 7 Excludes emissions from time-chartered vessels but includes those from vessels that we own. Includes air emissions from mobile equipment. 7, * 7, 8 6 The decrease compared to 205 is primarily due to changes in our water metrics to align them with the Water Accounting Framework of the Minerals Council of Australia , , , , , 8 6 2,244 2, 2,025 7, 8 6, 8 Data refers to mineral waste generated , 8 6, 8 2,08,897,829 7, 8 6, 8 % % % 7, 8 6, , 8 6, 8 Data refers to non-mineral waste disposed of. Non-mineral waste 44% 44% 50% 7, 8 6, 8 includes waste oils, spent cell lining, office, canteen and camp waste, scrap steel, tires and construction waste. 2,244 2, 2,025 7, 8 6 Data refers to total mineral waste generated. 47 7, 8 6 Significant spills are those reported under categories 3 (moderate), 4 (major) and 5 (catastrophic). The significant spill in 206 relates to an environmental incident at the Talovsky Dam, Kazzinc, that was classified as a moderate environmental incident with a major reputational impact. No category 4 (major) or category 5 (catastrophic) incidents occurred in 206* ,003 7, Glencore Databook and GRI references 206 2

24 Databook and GRI references continued... GRI Standard Disclosure number G4 indicator Description Response/cross reference/ unit of measurement SPECIFIC STANDARD DISCLOSURES continued ENVIRONMENTAL continued Environmental Compliance continued GRI G4-EN29 Monetary value of significant fines and total number of non-monetary sanctions for non-compliance with environmental laws and regulations Several Several G4-EN3 Total environmental protection expenditures and investments by type Monetary value of environmental fines ($) Number of non-monetary sanctions (environmental prosecutions, regulatory actions/orders, regulatory non-compliance, and other sustainability-related penalties) Water-related CAPEX ($ million) Water-related OPEX ($ million) Supplier Environmental Assessment GRI DMA G4-DMA Disclosure on Management Approach Environmental management (p. 52), Product stewardship: Sourcing GRI G4-EN32 Percentage of new suppliers that were screened using environmental criteria Percentage of new suppliers screened using environmental criteria (%) SOCIAL Employment GRI DMA G4-DMA Disclosure on Management Approach Human rights and raising grievances (pp ), Human resources (pp ) GRI G4-LA Total number and rates of new employee hires and employee turnover by age group, gender, and region Labor/Management Relations Redundancies: Total redundancies Redundancies (%) Total turnover by region (%) Africa Australia North America South/Latin America Rest of the world New employees: Total number new employees New employees (%) GRI DMA G4-DMA Disclosure on Management Approach Our people Human resources (pp ) GRI G4-LA4 Minimum notice period(s) regarding operational changes, including whether it is specified in collective agreements MM4 MM4 MM4 Number of strikes and lock-outs exceeding one week s duration Occupational Health and Safety Number of strikes exceeding one week s duration Number of lock-outs exceeding one week s duration GRI DMA G4-DMA Disclosure on Management Approach Safety, Health Workplace safety, health and process safety management (pp ) 22 Glencore Databook and GRI references 206

25 Key: * Independently assured by Deloitte LLP for 206 n/a (not applicable) Glencore UNGC ICMM Comments 790,03 23, , n/a , 9 6, 0 Data not consistently collected before 205; only CAPEX shown for water-related expenses. n/a , 9 6, 0 Data not consistently collected before 205; only OPEX shown for water-related expenses. 7 6, 8 n/a 48% 35% 7 6 Data not consistently collected before , 4, 5, 6 3,80 20,600 0,0 2% 9% 0% 7% 24% 5% 3% 20% 5% 4% 3% % 3% 3% 3% 6% 6% %,032,684 5,454 0% % 5% 3, 4, 5, Minimum notice periods vary across the Group, ranging from week to 6 months (see also Our people) Glencore Databook and GRI references

26 Databook and GRI references continued... GRI Standard Disclosure number G4 indicator Description Response/cross reference/ unit of measurement SPECIFIC STANDARD DISCLOSURES continued SOCIAL continued Occupational Health and Safety continued GRI G4-LA6 Total number of fatalities Number of workforce fatalities (employees + contractors) Number of fatalities of employees Number of fatalities of contractors Total number of fatalities by region (employees + contractors) Number of fatalities by region (employees) Number of fatalities by region (contractors) Workforce fatality frequency rate (FIFR): employees + contractors Employee fatality frequency rate (FIFR) Contractor fatality frequency rate (FIFR) Total recordable injury frequency rate (TRIFR): employees + contractors Total recordable injury frequency rate (TRIFR): employees Total recordable injury frequency rate (TRIFR): contractors Lost time injury frequency rate (LTIFR): employees + contractors Lost time injury frequency rate (LTIFR): employees Lost time injury frequency rate (LTIFR): contractors Occupational diseases frequency rate (LTDFR): employees + contractors Occupational diseases frequency rate (LTDFR): employees Occupational diseases frequency rate (LTDFR): contractors Lost day rate % Absentee rate % Number of employee fatalities Number of contractor fatalities Africa Australia North America South/Latin America Rest of the world Africa Australia North America South/Latin America Rest of the world Africa Australia North America South/Latin America Rest of the world FIFR (employees + contractors) FIFR (employees) FIFR (contractors) TRIFR (employees + contractors) TRIFR (employees) TRIFR (contractors) LTIFR (employees + contractors) LTIFR (employees) LTIFR (contractors) LTDFR (employees + contractors) LTDFR (employees) LTDFR (contractors) 24 Glencore Databook and GRI references 206

27 Key: * Independently assured by Deloitte LLP for 206 n/a (not applicable) Glencore UNGC ICMM Comments 6 0 6* 5 The total number of occupational fatalities includes all workrelated fatalities affecting employees and contractors working at Glencore s managed sites. Fatalities arising from natural causes, communicable diseases, as a result of criminal acts, or from selfharm are not included in this total. Detailed data is tracked and monitored for internal use only, due to confidentiality constraints * * * * * * % 0.% 0.% 5 4% 4% 3% 5 Glencore Databook and GRI references

28 Databook and GRI references continued... GRI Standard Disclosure number G4 indicator Description Response/cross reference/ unit of measurement SPECIFIC STANDARD DISCLOSURES continued SOCIAL continued Occupational Health and Safety continued GRI G4-L7 Workers involved in occupational activities who have a high incidence or high risk of specific diseases Training and Education Health Workplace safety, health and process safety management (pp ), Product stewardship (pp ) GRI DMA G4-DMA Disclosure on Management Approach Our people Human resources (pp ) GRI G4-LA9 Average hours of training per year per employee Average hours per worker (employees + contractors) Diversity and Equal Opportunity Percentage of training hours per employee category Contractors (%) Management (%) Operational, production, maintenance (%) Supervisors, administration, technical (%) GRI DMA G4-DMA Disclosure on Management Approach Our people Human resources (pp ) GRI G4-LA2 Composition of governance bodies and breakdown of employees per category according to gender, age, minority group membership and other indicators of diversity GRI G4-LA3 Ratio of basic salary of men to women by employee category Minority group membership Number of female employees Percentage of employees (%) Percentage of managers (%) Number of female Board directors Our people Human resources (pp ) 26 Glencore Databook and GRI references 206

29 Key: * Independently assured by Deloitte LLP for 206 n/a (not applicable) Glencore UNGC ICMM Comments We do not collect this information by gender as we treat male and 24% 26% 28% 2 female employees equally. % 2% 2% 2 58% 62% 6% 2 6% % 9% 2 6 7,093 6,382 5,857 6% 6% 7% 6 3 2% 8% 9% Glencore has operations in areas where minority group membership data cannot be collected for privacy reasons. We therefore cannot provide an accurate number here. 6 3 Our basic salaries are not differentiated by gender (:). Glencore Databook and GRI references

30 Databook and GRI references continued... GRI Standard Disclosure number G4 indicator Description Response/cross reference/ unit of measurement SPECIFIC STANDARD DISCLOSURES continued HUMAN RIGHTS ASSESSMENT Non-discrimination GRI DMA G4-DMA Disclosure on Management Approach Our people Compliance (pp ), Human resources (pp ) Other: Code of Conduct GRI G4-HR3 Total number of incidents of discrimination and actions taken Freedom of Association and Collective Bargaining Our people Compliance (pp ), Human resources (pp ) Other: Code of Conduct GRI DMA G4-DMA Disclosure on Management Approach Our people Human rights and raising grievances (pp ) GRI G4-HR4 Operations and suppliers identified in which workers rights to exercise freedom of association and collective bargaining may be violated or at significant risk, and measures taken to support these rights Child Labor Number of assets GRI DMA G4-DMA Disclosure on Management Approach Our people, Community and human rights Human rights and raising grievances (pp ), Human resources (pp ) Other: Code of Conduct GRI G4-HR5 Operations and suppliers identified as having significant risk for incidents of child labour, and measures taken to contribute to the effective abolition of child labour Forced or Compulsory Labor Product stewardship (pp ) GRI DMA G4-DMA Disclosure on Management Approach Our people, Human rights Human rights and raising grievances (pp ), Human resources (pp ) Other: Code of Conduct GRI G4-HR6 Operations and suppliers identified as having significant risk for incidents of forced or compulsory labour, and measures to contribute to the elimination of all forms of forced or compulsory labour Number of assets 28 Glencore Databook and GRI references 206

31 Key: * Independently assured by Deloitte LLP for 206 n/a (not applicable) Glencore UNGC ICMM Comments Each reported case of discrimination is carefully analysed and where confirmed, appropriate disciplinary action is taken Employees younger than 8 (e.g. administrative trainees) do not carry out any type of hazardous work Glencore Databook and GRI references

32 Databook and GRI references continued... GRI Standard Disclosure number G4 indicator Description Response/cross reference/ unit of measurement SPECIFIC STANDARD DISCLOSURES continued HUMAN RIGHTS ASSESSMENT continued Security Practices GRI DMA G4-DMA Disclosure on Management Approach Human rights Human rights and raising grievances (pp ) GRI G4-HR7 Percentage of security personnel trained in the organisation s policies or procedures that are relevant to operations Rights of Indigenous Peoples Human rights Human rights and raising grievances (pp ) GRI 4 4-DMA G4-DMA Disclosure on Management Approach Human rights Human rights and raising grievances (pp ) GRI 4 4- G4-HR8 Total number of incidents of violations involving rights of indigenous peoples and actions taken MM5 MM5 MM5 Number of sites located on or near indigenous people s land Human Rights Assessment Number of sites with operations in or adjacent to an indigenous community that have an agreement with that community Human rights Human rights and raising grievances (pp ) Human rights Human rights and raising grievances (pp ) Human rights Human rights and raising grievances (pp ) GRI DMA G4-DMA Disclosure on Management Approach Human rights Human rights and raising grievances (pp ) GRI G4-HR9 Total number and percentage of operations that have been subject to human rights reviews or impact assessments Human rights grievance mechanisms Human rights Human rights and raising grievances (pp ) GRI DMA G4-DMA Disclosure on Management Approach Human rights and raising grievances (pp ) GRI G4-HR2 Number of grievances about human rights impacts filed, addressed, and resolved through formal grievance mechanisms Investment GRI G4-HR2 Total hours of employee training on human rights policies or procedures concerning aspects of human rights that are relevant to operations, including the percentage of employees trained GRI G4-HR Total number and percentage of significant investment agreements that include human rights clauses or that underwent human rights screening Total hours of training Percentage of employees trained (%) Human rights Human rights and raising grievances (pp ) Other: Human rights policy 30 Glencore Databook and GRI references 206

33 Key: * Independently assured by Deloitte LLP for 206 n/a (not applicable) Glencore UNGC ICMM Comments 7% 77% 87% 2, 3 Employed security personnel only., 2 0, 2 3 No cases reported (refer also to MM6) , , 2 3, 2, 2 3 Our Group human rights policy requires our assets to conduct risk assessments for conflict and security concerns. If these risks are identified, our assets must align their practices with the Voluntary Principles., 2, 3 n/a 2 0, 3 Data was not collected at a Group level before ,00 57,974 6,97,2 7% 77% 87%,2 Employed security personnel only.,2,3 We undertake due diligence of our major investments; human rights risks are considered as part of this process. We seek to ensure that all significant investment agreements include a requirement to comply, or demonstrate comparable practices, with the Glencore Code of Conduct, including its provisions on respect of human rights. Figures are tracked for internal purposes but not externally reported. Glencore Databook and GRI references 206 3

34 Databook and GRI references continued... GRI Standard Disclosure number G4 indicator Description Response/cross reference/ unit of measurement SPECIFIC STANDARD DISCLOSURES continued SOCIETY Local Communities GRI DMA G4-DMA Disclosure on Management Approach Stakeholder engagement and reporting, Creating value for society Community engagement and commitments (pp ), Human rights and raising grievances (pp ), Commodities sections GRI G4-SO Percentage of operations with implemented local community engagement, impact assessments, and/or development programs GRI G4-SO2 Operations with significant actual or potential negative impacts on local communities MM6 MM6 MM6 Number and description of significant disputes relating to land use, customary rights of local communities and indigenous peoples MM7 MM7 MM7 The extent to which grievance mechanisms were used to resolve disputes relating to land use and customary rights of local communities and indigenous peoples, and the outcomes Stakeholder engagement and reporting, Creating value for society Community engagement and commitments (pp ), Human rights and raising grievances (pp ) Stakeholder engagement and reporting, Creating value for society Community engagement and commitments (pp ), Human rights and raising grievances (pp ) Stakeholder engagement and reporting, Creating value for society Community engagement and commitments (pp ), Human rights and raising grievances (pp ) Stakeholder engagement and reporting, Creating value for society Community engagement and commitments (pp ), Human rights and raising grievances (pp ) Total number of community complaints MM8 MM8 MM8 Number (and percentage) of company operating sites where artisanal and small scale mining takes place on, or adjacent to, the site; the associated risks and the actions taken to manage and mitigate these risks MM9 MM9 MM9 Sites where resettlements took place, the number of households resettled in each, and how their livelihoods where affected in the process MM0 MM0 MM0 Number and percentage of operations with closure plans Number of sites Sites (%) Number of sites with resettlement activities Number of resettled households Environmental management, Land management 32 Glencore Databook and GRI references 206

35 Key: * Independently assured by Deloitte LLP for 206 n/a (not applicable) Glencore UNGC ICMM Comments,2 To help us consistently measure and report on our contributions, we have developed a socio-economic contribution scorecard. We conducted a pilot with the scorecard to assess the value we create for society. Going forward, we plan to integrate the scorecard into our existing community and stakeholder engagement systems.,2 3 We do not report the total percentage. Our assets/operations/ projects are required to identify and assess issues, opportunities and risks throughout the life cycle of their activities, and to have community engagement and social investment strategies in place, as applicable.,2 3 We give specific examples relevant to this throughout the SR. 7,2 3 There were seven disputes relating to land use/ownership in 206. These occurred at coal assets in South Africa (Springlake, Klippan, Middelkraal) and Australia (Wandoan).,23,74 963,2,2 3 3 We require each asset where we have operational control to have a complaint registration process. This should include a formal grievance and conflict resolution process, for community members and others to make complaints and raise concerns. The process should include transparent procedures for registering, evaluating and responding appropriately to the concerns raised. Complaints regarding access to land are mainly related to resettlement planning activities, and have been addressed through ongoing consultations around these processes ,2 Creating value for society 7% 7% 6%,2 Creating value for society 5 3 2,2 Human rights and raising grievances (pp ) 3,2,2 As required by our Group environmental policy all production and mining sites must have closure plans in place. Glencore Databook and GRI references